Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advanced Flower Capital Inc.AFCG · Entity 6926 | CFO and Treasurer | August 14, 2026 | August 17, 2026 |
| Sunrise Realty Trust, Inc.SUNS · Entity 6750 | CFO and Treasurer | August 12, 2026 | August 13, 2026 |
| TCG Strategic Income FundTCGSX · Entity 54636 | VICE PRESIDENT · See Remarks | December 17, 2025 | December 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advanced Flower Capital Inc.
Report date August 14, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,000 |
Reported balance
After 2026-08-14 transaction · row 1
1 source rowRow 1 · 2026-08-14 · Purchase · Acquired 1,463 · Balance 42,000 |
Sunrise Realty Trust, Inc.
Report date August 12, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,000 |
Reported balance
After 2026-08-12 transaction · row 1
1 source rowRow 1 · 2026-08-12 · Purchase · Acquired 713 · Balance 26,000 |
TCG Strategic Income Fund
Report date December 17, 2025 · Filed December 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy TCG Strategic Income Advisor LLC | 100 |
Reported balance
Holding disclosure · report date 2025-12-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 100 F1: Officer of and the direct holder of limited liability company interests of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Officer of and the direct holder of limited liability company interests of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 17, 2026 20:48 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 1,463 | $3.00 | $4,389.00 |
DisclosureSEC source: 0001628280-26-057405 · wk-form4_1786999702.xml · nonDerivative · entry 1 Hetzel Brandon · CIK 0001969899 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,000 Read SEC document |
| August 12, 2026 Filed Aug 13, 2026 20:13 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | PurchaseCommon Stock | 713 | $7.58 | $5,404.54 |
DisclosureSEC source: 0001628280-26-056728 · wk-form4_1786652016.xml · nonDerivative · entry 1 Hetzel Brandon · CIK 0001969899 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:48 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | GrantCommon Stock | 12,045 | $9.34 | $112,500.30 |
DisclosureSEC source: 0001628280-26-010769 · wk-form4_1771886885.xml · nonDerivative · entry 1 Hetzel Brandon · CIK 0001969899 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,287 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:35 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 17,921 | $8.37 | $149,998.77 |
DisclosureSEC source: 0001969899-25-000002 · wk-form4_1740692128.xml · nonDerivative · entry 1 Hetzel Brandon · CIK 0001969899 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,537 F1 · shares: The restricted stock grants shall become vested as to 33% of the total number of shares on the first, second and third anniversaries of January 2, 2025, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| December 19, 2024 Filed Dec 23, 2024 21:09 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | GrantCommon Stock | 5,704 | $13.15 | $75,007.60 |
DisclosureSEC source: 0001969899-24-000006 · wk-form4_1734988178.xml · nonDerivative · entry 1 Hetzel Brandon · CIK 0001969899 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,242 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become vested as to 33% of the total number of shares on the first, second and third anniversaries of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. F2 · balance_after: Includes 7,538 shares received in connection with the spin-off of the Issuer from AFC, of which 5,976 shares are restricted shares received in the spin-off from restricted common stock granted under the AFC Stock Incentive Plan (the AFC Plan). 1,427 shares are restricted shares received in the spin-off from restricted common stock granted under the AFC Plan on January 3, 2023 with approximately 50% of the remaining restricted shares vesting on each of January 3, 2025 and 2026, 275 shares are restricted shares received in the spin-off from restricted common stock granted under the AFC Plan on January 11, 2022 with approximately 50% of the remaining restricted shares vesting on each of January 11, 2025 and 2026 and 4,274 shares shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| January 24, 2024 Filed Jan 25, 2024 22:21 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 12,820 | $11.70 | $149,994.00 |
DisclosureSEC source: 0001822523-24-000003 · wk-form4_1706221297.xml · nonDerivative · entry 2 Hetzel Brandon · CIK 0001969899 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,616 F2 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| January 24, 2024 Filed Jan 25, 2024 22:21 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 2,136 | $11.70 | $24,991.20 |
DisclosureSEC source: 0001822523-24-000003 · wk-form4_1706221297.xml · nonDerivative · entry 1 Hetzel Brandon · CIK 0001969899 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,796 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of January 24, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.