Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AFC BDC Inc.NONE · Entity 127694 | Director | April 28, 2022 | May 03, 2022 |
| Advanced Flower Capital Inc.AFCG · Entity 6926 | President and CIO | August 14, 2026 | August 18, 2026 |
| Sunrise Realty Trust, Inc.SUNS · Entity 6750 | President | February 19, 2026 | February 23, 2026 |
| TCG Strategic Income FundTCGSX · Entity 54636 | See Remarks | December 17, 2025 | December 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AFC BDC Inc.
Report date April 28, 2022 · Filed May 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2022-04-28 transaction · row 1
1 source rowRow 1 · 2022-04-28 · Other · Acquired 2,500 · Balance 2,500 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.
Advanced Flower Capital Inc.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 226,907 |
Reported balance
After 2026-08-14 transaction · row 1
1 source rowRow 1 · 2026-08-14 · Purchase · Acquired 1,000 · Balance 226,907 |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 6,562,604 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,562,604 F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 180,400 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 180,400 F2: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
Sunrise Realty Trust, Inc.
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,516 |
Reported balance
After 2026-02-19 transaction · row 1
1 source rowRow 1 · 2026-02-19 · Grant · Acquired 13,384 · Balance 46,516 F1: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,000 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,000 F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 585,681 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 585,681 F3: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 58,958 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 58,958 F4: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy reporting person as UTMA custodian for daughters | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 3,024,610 |
Reported balance
Holding disclosure · report date 2026-02-19 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,024,610 F5: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.
F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
F3: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
F4: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
F5: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
TCG Strategic Income Fund
Report date December 17, 2025 · Filed December 18, 2025
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 18, 2026 20:17 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 1,000 | $3.15 | $3,150.00 |
DisclosureSEC source: 0001628280-26-057654 · wk-form4_1787084226.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,907 Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:49 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 7,000 | $2.80 | $19,600.00 |
DisclosureSEC source: 0001628280-26-022843 · wk-form4_1775076561.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,907 Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:49 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | GrantCommon Stock | 13,384 | $9.34 | $125,006.56 |
DisclosureSEC source: 0001628280-26-010772 · wk-form4_1771886976.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,516 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| November 20, 2025 Filed Nov 22, 2025 01:40 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 91,240 | $2.74 | $249,997.60 |
DisclosureSEC source: 0001628280-25-053676 · wk-form4_1763775650.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,907 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. Read SEC document |
| August 25, 2025 Filed Aug 26, 2025 22:16 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 4,000 | $4.13 | $16,520.00 |
DisclosureSEC source: 0001842694-25-000008 · wk-form4_1756246558.xml · nonDerivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,667 F1 · price: This transaction was executed in multiple trades ranging from $4.10 to $4.15; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 22:16 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 2,000 | $4.10 | $8,200.00 |
DisclosureSEC source: 0001842694-25-000008 · wk-form4_1756246558.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,667 Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 21:55 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 4,000 | $6.17 | $24,680.00 |
DisclosureSEC source: 0001842694-25-000004 · wk-form4_1742248544.xml · nonDerivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,667 F2 · price: This transaction was executed in multiple trades ranging from $6.15 to $6.21; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 21:55 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 4,000 | $6.25 | $25,000.00 |
DisclosureSEC source: 0001842694-25-000004 · wk-form4_1742248544.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,667 F1 · price: This transaction was executed in multiple trades ranging from $6.14 to $6.59; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:36 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 47,789 | $8.37 | $399,993.93 |
DisclosureSEC source: 0001842694-25-000002 · wk-form4_1740692206.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,667 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2025, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| December 19, 2024 Filed Dec 23, 2024 21:10 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | GrantCommon Stock | 7,605 | $13.15 | $100,005.75 |
DisclosureSEC source: 0001842694-24-000013 · wk-form4_1734988226.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,132 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become vested as to 33% of the total number of shares on the first, second and third anniversaries of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| August 28, 2024 Filed Aug 31, 2024 01:32 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | PurchaseCommon Stock | 15,000 | $13.66 | $204,900.00 |
DisclosureSEC source: 0001842694-24-000011 · wk-form4_1725067959.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,000 F1 · price: This transaction was executed in multiple trades ranging from $13.48 to $13.75; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 20:30 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | PurchaseCommon Stock | 568 | $11.56 | $6,566.08 |
DisclosureSEC source: 0001842694-24-000009 · wk-form4_1724185836.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,527 F1 · price: This transaction was executed in multiple trades ranging from $11.55 to $11.75; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 23:46 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | PurchaseCommon Stock | 500 | $11.10 | $5,550.00 |
DisclosureSEC source: 0001842694-24-000007 · wk-form4_1720828001.xml · nonDerivative · entry 3 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Indirect · By reporting person as UTMA custodian for daughter Disclosed balance after: 500 Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 23:46 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | PurchaseCommon Stock | 500 | $11.23 | $5,615.00 |
DisclosureSEC source: 0001842694-24-000007 · wk-form4_1720828001.xml · nonDerivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Indirect · By reporting person as UTMA custodian for daughter Disclosed balance after: 500 F2 · price: This transaction was executed in multiple trades at prices ranging from $11.05 to $11.26; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 23:46 UTC | Sunrise Realty Trust, Inc. SUNS · Entity 6750 | PurchaseCommon Stock | 3,000 | $11.05 | $33,150.00 |
DisclosureSEC source: 0001842694-24-000007 · wk-form4_1720828001.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,959 F1 · balance_after: 1. Includes 21,959 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 17,105 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc.s Stock Incentive Plan (the AFCG Plan) and 11,396 shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement, and 5,709 shares are restricted shares received in the spin-off from restricted common stock granted under the AFCG Plan on January 3, 2023 with approximately 50% of the remaining restricted shares vesting on each of January 3, 2025 and 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| January 24, 2024 Filed Jan 25, 2024 22:22 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 34,188 | $11.70 | $399,999.60 |
DisclosureSEC source: 0001822523-24-000007 · wk-form4_1706221357.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,878 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:30 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 45,000 | $10.34 | $465,300.00 |
DisclosureSEC source: 0001209191-23-029466 · doc4.xml · nonDerivative · entry 5 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 129,217 F7 · price: This transaction was executed in multiple trades at prices ranging from $10.25 to $10.46; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F6 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:30 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 80,000 | $10.39 | $831,200.00 |
DisclosureSEC source: 0001209191-23-029466 · doc4.xml · nonDerivative · entry 3 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 3,582,218 F4 · price: This transaction was executed in multiple trades at prices ranging from $10.34 to $10.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:30 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 29,217 | $10.21 | $298,305.57 |
DisclosureSEC source: 0001209191-23-029466 · doc4.xml · nonDerivative · entry 4 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 84,217 F5 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.30; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F6 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:30 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 87,155 | $10.02 | $873,293.10 |
DisclosureSEC source: 0001209191-23-029466 · doc4.xml · nonDerivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 3,502,218 F2 · price: This transaction was executed in multiple trades at prices ranging from $9.95 to $10.35; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:30 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 2,000 | $10.11 | $20,220.00 |
DisclosureSEC source: 0001209191-23-029466 · doc4.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,690 F1 · price: This transaction was executed in multiple trades at prices ranging from $10.04 to $10.18; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 22:19 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 25,000 | $14.20 | $355,000.00 |
DisclosureSEC source: 0001209191-23-017603 · doc4.xml · nonDerivative · entry 3 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $14.17 to $14.20; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 22:19 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 1,000 | $13.94 | $13,940.00 |
DisclosureSEC source: 0001209191-23-017603 · doc4.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,690 Read SEC document |
| March 08, 2023 Filed Mar 22, 2023 00:02 UTC Amendment | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 25,000 | $14.20 | $355,000.00 |
DisclosureSEC source: 0001829126-23-002169 · ownership.xml · nonDerivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 30,000 F1 · kind: The original Form 4, filed on March 9, 2023, is being amended by this Form 4/A to correct an administrative error relating to the transaction code, which this Form 4/A correctly reports as an open market purchase. F2 · price: This transaction was executed in multiple trades at prices ranging from $14.17 to $14.20; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. Read SEC document |
| March 08, 2023 Filed Mar 22, 2023 00:02 UTC Amendment | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 1,000 | $13.94 | $13,940.00 |
DisclosureSEC source: 0001829126-23-002169 · ownership.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,690 F1 · kind: The original Form 4, filed on March 9, 2023, is being amended by this Form 4/A to correct an administrative error relating to the transaction code, which this Form 4/A correctly reports as an open market purchase. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 23:01 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 51,380 | $15.57 | $799,986.60 |
DisclosureSEC source: 0001209191-23-002045 · doc4.xml · nonDerivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 3,415,063 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 23:01 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantCommon Stock | 25,690 | $15.57 | $399,993.30 |
DisclosureSEC source: 0001209191-23-002045 · doc4.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,690 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 3, 2023, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document |
| May 12, 2022 Filed May 13, 2022 12:45 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 1,000 | $16.88 | $16,880.00 |
DisclosureSEC source: 0001209191-22-028752 · doc4.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| May 11, 2022 Filed May 13, 2022 12:45 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 21,183 | $15.80 | $334,776.13 |
DisclosureSEC source: 0001209191-22-028752 · doc4.xml · nonDerivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 3,363,683 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.40 to $15.83; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 28, 2022 Filed May 3, 2022 01:54 UTC | AFC BDC Inc. NONE · Entity 127694 | OtherCommon Stock | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0001829126-22-009533 · ownership.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 F1 · kind: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 23:00 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $20.18 | $0.00 |
DisclosureSEC source: 0001140361-22-001645 · form4.xml · derivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The Stock Option is fully vested and became exercisable immediately upon grant. F2 · derivative.underlying_shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 23:00 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $20.18 | $0.00 |
DisclosureSEC source: 0001140361-22-001645 · form4.xml · derivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 5,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The Stock Option is fully vested and became exercisable immediately upon grant. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 14:19 UTC Amendment | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $20.18 | $0.00 |
DisclosureSEC source: 0001209191-22-003270 · doc4a.xml · derivative · entry 2 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The Stock Option is fully vested and became exercisable immediately upon grant. F3 · derivative.underlying_shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 14:19 UTC Amendment | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $20.18 | $0.00 |
DisclosureSEC source: 0001209191-22-003270 · doc4a.xml · derivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The Stock Option is fully vested and became exercisable immediately upon grant. F2 · derivative.underlying_shares: The original Form 4, filed on January 13, 2022, is being amended by this Form 4/A to correct an administrative error in reporting the number of shares underlying the Stock Option granted on January 11, 2022. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 22:00 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 1,000 | $20.71 | $20,710.00 |
DisclosureSEC source: 0001209191-21-043519 · doc4.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: 1,000 shares were acquired in an open market transaction on June 25, 2021 at a purchase price of $20.71 per share. Read SEC document |
| March 23, 2021 Filed Mar 26, 2021 01:34 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 630,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001140361-21-010088 · form4.xml · derivative · entry 4 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 630,000 Underlying: Common Stock · 630,000 shares Expires 2028-03-23 F3 · derivative.exercise_date: The shares subject to this option fully vested and became exercisable upon the consummation of the Issuer's initial public offering. F2 · derivative.underlying_shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 23, 2021 Filed Mar 26, 2021 01:34 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | GrantStock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001140361-21-010088 · form4.xml · derivative · entry 3 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2028-03-23 F3 · derivative.exercise_date: The shares subject to this option fully vested and became exercisable upon the consummation of the Issuer's initial public offering. Read SEC document |
| March 23, 2021 Filed Mar 26, 2021 01:34 UTC | Advanced Flower Capital Inc. AFCG · Entity 6926 | PurchaseCommon Stock | 1,000 | $19.00 | $19,000.00 |
DisclosureSEC source: 0001140361-21-010088 · form4.xml · nonDerivative · entry 1 Tannenbaum Robyn · CIK 0001842694 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: The shares were purchased in the Issuer's directed share program at the initial public offering price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.