Tapewire

Nasdaq · USD

SUNE

SUNation Energy, Inc.

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Tapewire entity
7787
SEC CIK
0000022701
Parsed reports
192

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionRestricted Stock Units · Derivative 4,743 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · derivative · entry 15

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,743 shares

Expires 2027-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionRestricted Stock Units · Derivative 1,992 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · derivative · entry 14

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,992 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 25,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · derivative · entry 13

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2027-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,493 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · derivative · entry 12

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,493 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Tax withholdingCommon Stock 1,530 $7.15 $10,939.50
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 10

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,155

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionCommon Stock 5,000 $7.15 $35,750.00
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 9

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Tax withholdingCommon Stock 1,451 $7.15 $10,374.65
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 8

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,685

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionCommon Stock 4,743 $7.15 $33,912.45
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 7

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Tax withholdingCommon Stock 609 $7.15 $4,354.35
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 6

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,393

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionCommon Stock 1,992 $7.15 $14,242.80
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 5

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Tax withholdingCommon Stock 19,805 $7.15 $141,605.75
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 4

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,010

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionCommon Stock 25,000 $4.45 $111,250.00
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 3

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Tax withholdingCommon Stock 9,071 $7.15 $64,857.65
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 2

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,815

Read SEC document
August 02, 2021 Filed Aug 5, 2021 11:01 UTC
Kumar AnitaDirector · President/CEO
Exercise / conversionCommon Stock 10,493 $5.39 $56,557.27
Disclosure

SEC source: 0001615594-21-000090 · primary_doc.xml · nonDerivative · entry 1

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionRestricted Stock Units · Derivative 5,779 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 26

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,779 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionRestricted Stock Units · Derivative 5,343 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 25

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,343 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 12,782 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 24

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,782 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 8,752 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 23

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,752 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 16,410 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 22

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,410 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,621 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 21

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,621 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 20

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 8,900 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 19

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,900 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 11,724 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 18

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,724 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC OtherStock Option (Right-to-Buy) · Derivative 15,732 $0.00 Strike: $11.65 $0.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · derivative · entry 17

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,732 shares

Expires 2022-03-17

F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing without any payment therefor

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Tax withholdingCommon Stock 1,407 $7.15 $10,060.05
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 16

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,907

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionCommon Stock 5,779 $7.15 $41,319.85
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 15

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Tax withholdingCommon Stock 1,301 $7.15 $9,302.15
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 14

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,535

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionCommon Stock 5,343 $7.15 $38,202.45
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 13

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Tax withholdingCommon Stock 10,748 $7.15 $76,848.20
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 12

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,493

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionCommon Stock 12,782 $5.39 $68,894.98
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 11

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Tax withholdingCommon Stock 5,183 $7.15 $37,058.45
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 10

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,459

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionCommon Stock 8,752 $5.39 $47,173.28
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 9

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Tax withholdingCommon Stock 11,157 $7.15 $79,772.55
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 8

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,890

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionCommon Stock 16,410 $2.64 $43,322.40
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 7

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Tax withholdingCommon Stock 7,981 $7.15 $57,064.15
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 6

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,637

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionCommon Stock 10,621 $3.61 $38,341.81
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 5

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Tax withholdingCommon Stock 9,497 $7.15 $67,903.55
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 4

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,997

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionCommon Stock 10,000 $4.40 $44,000.00
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 3

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Tax withholdingCommon Stock 20,064 $7.15 $143,457.60
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,454

Read SEC document
August 02, 2021 Filed Aug 5, 2021 10:46 UTC Exercise / conversionCommon Stock 20,624 $6.85 $141,274.40
Disclosure

SEC source: 0001615594-21-000089 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2021 Filed Aug 3, 2021 14:56 UTC
Siegler MikeSenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,250 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001615594-21-000080 · primary_doc.xml · derivative · entry 4

Siegler Mike · CIK 0001839687 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 5,000 shares

Expires 2027-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the July 20, 2020 grant date.

Read SEC document
July 27, 2021 Filed Aug 3, 2021 14:56 UTC
Siegler MikeSenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,563 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001615594-21-000080 · primary_doc.xml · derivative · entry 3

Siegler Mike · CIK 0001839687 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Underlying: Common Stock · 6,250 shares

Expires 2027-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the May 14, 2020 grant date.

Read SEC document
July 27, 2021 Filed Aug 3, 2021 14:56 UTC
Siegler MikeSenior Vice President
Exercise / conversionCommon Stock 1,250 $5.15 $6,437.50
Disclosure

SEC source: 0001615594-21-000080 · primary_doc.xml · nonDerivative · entry 2

Siegler Mike · CIK 0001839687 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2021 Filed Aug 3, 2021 14:56 UTC
Siegler MikeSenior Vice President
Exercise / conversionCommon Stock 1,563 $5.24 $8,190.12
Disclosure

SEC source: 0001615594-21-000080 · primary_doc.xml · nonDerivative · entry 1

Siegler Mike · CIK 0001839687 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through July 31, 2021.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:32 UTC Tax withholdingCommon Stock 3,027 $6.64 $20,099.28
Disclosure

SEC source: 0001615594-21-000055 · primary_doc.xml · nonDerivative · entry 2

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,745.579

F2 · shares: Represents share withholding in connection with the vesting of 7,933 Restricted Stock Units.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:32 UTC GrantCommon Stock 7,933 $6.64 $52,675.12
Disclosure

SEC source: 0001615594-21-000055 · primary_doc.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,772.579

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:26 UTC
Kumar AnitaDirector · President/CEO
Tax withholdingCommon Stock 781 $6.64 $5,185.84
Disclosure

SEC source: 0001615594-21-000054 · primary_doc.xml · nonDerivative · entry 2

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

F2 · shares: Represents share withholding in connection with the vesting of 2,372 Restricted Stock Units.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:26 UTC
Kumar AnitaDirector · President/CEO
GrantCommon Stock 2,372 $6.64 $15,750.08
Disclosure

SEC source: 0001615594-21-000054 · primary_doc.xml · nonDerivative · entry 1

Kumar Anita · CIK 0001834663 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,174

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021.

Read SEC document
May 06, 2021 Filed May 13, 2021 21:20 UTC Amendment Tax withholdingCommon Stock 1,303 $6.64 $8,651.92
Disclosure

SEC source: 0001615594-21-000053 · primary_doc.xml · nonDerivative · entry 2

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,669

F2 · shares: Represents share withholding in connection with the vesting of 4,261 Restricted Stock Units.

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May 06, 2021 Filed May 13, 2021 21:20 UTC Amendment GrantCommon Stock 4,261 $6.64 $28,293.04
Disclosure

SEC source: 0001615594-21-000053 · primary_doc.xml · nonDerivative · entry 1

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,972

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.