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Nasdaq · USD

SUNE

SUNation Energy, Inc.

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Tapewire entity
7787
SEC CIK
0000022701
Parsed reports
192

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 5, 2021 01:45 UTC
Lacey Roger HDDirector · Chairman/Interim CEO
Exercise / conversionCommon Stock 56,250 $4.40 $247,500.00
Disclosure

SEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 3

Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,801.579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:45 UTC
Lacey Roger HDDirector · Chairman/Interim CEO
Tax withholdingCommon Stock 40,444 $7.15 $289,174.60
Disclosure

SEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 2

Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,551.579

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:45 UTC
Lacey Roger HDDirector · Chairman/Interim CEO
Exercise / conversionCommon Stock 41,250 $6.85 $282,562.50
Disclosure

SEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,995.579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionRestricted Stock Units · Derivative 8,521 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 21

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,521 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionRestricted Stock Units · Derivative 7,729 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 20

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,729 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 18,849 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 19

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,849 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 12,660 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 18

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,660 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 29,150 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 17

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,150 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 19,900 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 16

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,900 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 15

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Tax withholdingCommon Stock 2,607 $7.15 $18,640.05
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 14

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,802

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionCommon Stock 8,521 $7.15 $60,925.15
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 13

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Tax withholdingCommon Stock 2,365 $7.15 $16,909.75
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 12

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,888

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionCommon Stock 7,729 $7.15 $55,262.35
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 11

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Tax withholdingCommon Stock 16,349 $7.15 $116,895.35
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 10

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,524

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionCommon Stock 18,849 $5.39 $101,596.11
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 9

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Tax withholdingCommon Stock 8,358 $7.15 $59,759.70
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 8

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,024

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionCommon Stock 12,660 $2.64 $33,422.40
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 7

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Tax withholdingCommon Stock 21,375 $7.15 $152,831.25
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 6

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,722

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionCommon Stock 29,150 $3.61 $105,231.50
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 5

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Tax withholdingCommon Stock 15,777 $7.15 $112,805.55
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 4

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,947

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionCommon Stock 19,900 $4.44 $88,356.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 3

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Tax withholdingCommon Stock 17,845 $7.15 $127,591.75
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 2

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,824

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:28 UTC
Fandrich MarkVice President/CFO
Exercise / conversionCommon Stock 20,000 $5.72 $114,400.00
Disclosure

SEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 1

Fandrich Mark · CIK 0001683065 · Vice President/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionRestricted Stock Units · Derivative 2,603 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 25

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,603 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionRestricted Stock Units · Derivative 2,407 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 24

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,407 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,759 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 23

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,759 shares

Expires 2027-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,943 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 22

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,943 shares

Expires 2026-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionStock Option (Right-to-Buy) · Derivative 7,393 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 21

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,393 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionStock Option (Right-to-Buy) · Derivative 4,785 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 20

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,785 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 19

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionStock Option (Right-to-Buy) · Derivative 7,469 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 18

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,469 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
OtherStock Option (Right-to-Buy) · Derivative 4,779 $0.00 Strike: $11.65 $0.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · derivative · entry 17

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,779 shares

Expires 2022-03-17

F1 · derivative.exercise_date: as provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Tax withholdingCommon Stock 795 $7.15 $5,684.25
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 16

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,935

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 2,603 $7.15 $18,611.45
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 15

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Tax withholdingCommon Stock 736 $7.15 $5,262.40
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 14

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,127

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 2,407 $7.15 $17,210.05
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 13

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Tax withholdingCommon Stock 4,973 $7.15 $35,556.95
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 12

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,456

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 5,759 $5.39 $31,041.01
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 11

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Tax withholdingCommon Stock 2,564 $7.15 $18,332.60
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 10

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,670

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 3,943 $2.64 $10,409.52
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 9

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Tax withholdingCommon Stock 5,363 $7.15 $38,345.45
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 8

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,291

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 7,393 $3.61 $26,688.73
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 7

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 3,764 $7.15 $26,912.60
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 6

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 4,785 $4.40 $21,054.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 5

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Tax withholdingCommon Stock 1,596 $7.15 $11,411.40
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 4

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,240

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 2,000 $4.55 $9,100.00
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 3

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Tax withholdingCommon Stock 7,295 $7.15 $52,159.25
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 2

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,836

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August 02, 2021 Filed Aug 5, 2021 01:16 UTC
Hlavka KristinController
Exercise / conversionCommon Stock 7,469 $6.85 $51,162.65
Disclosure

SEC source: 0001615594-21-000085 · primary_doc.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2021 Filed Aug 5, 2021 00:50 UTC Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001615594-21-000084 · primary_doc.xml · derivative · entry 19

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Option fully vested on June 17, 2021

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.