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STLN

Starling Oncology, Inc.

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Tapewire entity
5327
SEC CIK
0001799191
Parsed reports
266

Last 12 months

Inside the activity.

16 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202601
Feb 202600
Mar 202670
Apr 202612
May 202630
Jun 202621
Jul 202622
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2022 Filed Nov 21, 2022 22:34 UTC GrantCommon Stock 2,160 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000039 · edgardoc.xml · nonDerivative · entry 1

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,780

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:33 UTC GrantCommon Stock 22,708 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000038 · edgardoc.xml · nonDerivative · entry 1

O'Meara Maeve · CIK 0001742487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,700

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:33 UTC
Miller Matthew PChief Operating Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 119,825 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001799191-22-000037 · edgardoc.xml · derivative · entry 2

Miller Matthew P · CIK 0001915822 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,825

Underlying: Common Stock · 119,825 shares

Expires 2032-11-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

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November 17, 2022 Filed Nov 21, 2022 22:33 UTC
Miller Matthew PChief Operating Officer
GrantCommon Stock 23,607 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000037 · edgardoc.xml · nonDerivative · entry 1

Miller Matthew P · CIK 0001915822 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,641

F1 · price: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 17, 2022 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:33 UTC GrantCommon Stock 22,708 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000036 · edgardoc.xml · nonDerivative · entry 1

McGeorge Anne · CIK 0001779934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,099

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:32 UTC GrantCommon Stock 22,708 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000034 · edgardoc.xml · nonDerivative · entry 1

Kaushal Mohit · CIK 0001683021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,242

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:32 UTC GrantCommon Stock 22,708 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000033 · edgardoc.xml · nonDerivative · entry 1

Johnson Karen Marie · CIK 0001892819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:31 UTC
Hively BradChief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 525,188 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001799191-22-000032 · edgardoc.xml · derivative · entry 2

Hively Brad · CIK 0001891124 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,188

Underlying: Common Stock · 525,188 shares

Expires 2032-11-17

F2 · derivative.exercise_date: The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:31 UTC
Hively BradChief Executive Officer
GrantCommon Stock 103,469 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000032 · edgardoc.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,670

F1 · price: Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 17, 2022 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates.

Read SEC document
November 17, 2022 Filed Dec 30, 2022 16:38 UTC Amendment GrantCommon Stock 65,174 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000060 · edgardoc.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,193

F1 · shares: This amendment is filed to correct the number of restricted stock units granted due to an administrative error in applying the grant amount calculations.

F2 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:32 UTC Disposition to issuerCommon Stock 3,767 $2.03 $7,638.72
Disclosure

SEC source: 0001799191-22-000016 · edgardoc.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,484

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.025 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:31 UTC
Simoneit DionaChief Accounting Officer
Disposition to issuerCommon Stock 190 $2.03 $385.28
Disclosure

SEC source: 0001799191-22-000015 · edgardoc.xml · nonDerivative · entry 1

Simoneit Diona · CIK 0001921432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,318

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.025 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:31 UTC
Podnos YaleChief Medical Officer
Disposition to issuerCommon Stock 199 $2.03 $403.51
Disclosure

SEC source: 0001799191-22-000014 · edgardoc.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,083

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.020 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:30 UTC
Miller Matthew PChief Operating Officer
Disposition to issuerCommon Stock 577 $2.03 $1,169.98
Disclosure

SEC source: 0001799191-22-000013 · edgardoc.xml · nonDerivative · entry 1

Miller Matthew P · CIK 0001915822 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,034

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.022 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:30 UTC
Hively BradChief Executive Officer
Disposition to issuerCommon Stock 9,718 $2.03 $19,706.16
Disclosure

SEC source: 0001799191-22-000012 · edgardoc.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,201

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.025 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 23, 2022 01:08 UTC Amendment SaleCommon Stock 3,767 $2.03 $7,638.72
Disclosure

SEC source: 0001799191-22-000054 · edgardoc.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,484

F1 · kind: This Form 4/A amends and restates the reporting persons Form 4 originally filed on November 17, 2022 in the entirety. This Form 4/A is being filed to correct the reporting persons original Form 4 from Code D to Code S. The sales reported in the Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.025 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 23, 2022 01:08 UTC Amendment
Simoneit DionaChief Accounting Officer
SaleCommon Stock 190 $2.03 $385.28
Disclosure

SEC source: 0001799191-22-000053 · edgardoc.xml · nonDerivative · entry 1

Simoneit Diona · CIK 0001921432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,318

F1 · kind: This Form 4/A amends and restates the reporting persons Form 4 originally filed on November 17, 2022 in the entirety. This Form 4/A is being filed to correct the reporting persons original Form 4 from Code D to Code S. The sales reported in the Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.025 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 23, 2022 01:08 UTC Amendment
Podnos YaleChief Medical Officer
SaleCommon Stock 199 $2.03 $403.51
Disclosure

SEC source: 0001799191-22-000052 · edgardoc.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,083

F1 · kind: This Form 4/A amends and restates the reporting persons Form 4 originally filed on November 17, 2022 in the entirety. This Form 4/A is being filed to correct the reporting persons original Form 4 from Code D to Code S. The sales reported in the Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.020 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 23, 2022 01:07 UTC Amendment
Miller Matthew PChief Operating Officer
SaleCommon Stock 577 $2.03 $1,169.98
Disclosure

SEC source: 0001799191-22-000051 · edgardoc.xml · nonDerivative · entry 1

Miller Matthew P · CIK 0001915822 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,034

F1 · kind: This Form 4/A amends and restates the reporting persons Form 4 originally filed on November 17, 2022 in the entirety. This Form 4/A is being filed to correct the reporting persons original Form 4 from Code D to Code S. The sales reported in the Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.022 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 23, 2022 01:07 UTC Amendment
Hively BradChief Executive Officer
SaleCommon Stock 9,718 $2.03 $19,706.16
Disclosure

SEC source: 0001799191-22-000050 · edgardoc.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,201

F1 · kind: This Form 4/A amends and restates the reporting persons Form 4 originally filed on November 17, 2022 in the entirety. This Form 4/A is being filed to correct the reporting persons original Form 4 from Code D to Code S. The sales reported in the Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs) pursuant to a sell-to-cover provision included in the RSU Agreement.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 15, 2022 within a one-dollar range. Actual prices ranged from $2.025 to $2.028. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 23:08 UTC SaleCommon Stock 15,994 $2.13 $34,083.21
Disclosure

SEC source: 0001799191-22-000006 · edgardoc.xml · nonDerivative · entry 1

Kaushal Mohit · CIK 0001683021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,534

F1 · kind: The sale was pursuant to Mohit Kaushal's Rule 10b5-1 Trading Plan that was established on August 25, 2022.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on November 14, 2022 within a one-dollar range. Actual prices ranged from $2.08 to $2.18. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2022 Filed Nov 16, 2022 02:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 365,321 $2.33 $851,197.93
Disclosure

SEC source: 0000899243-22-035946 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,362,873

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.74, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
November 10, 2022 Filed Nov 11, 2022 02:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 61,281 $2.98 $182,617.38
Disclosure

SEC source: 0000899243-22-035588 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,728,194

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $3.30, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 02:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 80,000 $3.09 $247,200.00
Disclosure

SEC source: 0000899243-22-035588 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,789,475

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.91 to $3.23, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
November 08, 2022 Filed Nov 11, 2022 02:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 27,000 $3.24 $87,480.00
Disclosure

SEC source: 0000899243-22-035588 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,869,475

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.06 to $3.38, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 02:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 19,167 $3.28 $62,867.76
Disclosure

SEC source: 0000899243-22-035320 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,896,475

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.21 to $3.39, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 02:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 50,200 $3.39 $170,178.00
Disclosure

SEC source: 0000899243-22-035320 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,915,642

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.25 to $3.57, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
November 03, 2022 Filed Nov 8, 2022 02:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 45,500 $3.58 $162,890.00
Disclosure

SEC source: 0000899243-22-035320 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,965,842

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.46 to $3.85, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 58,500 $3.94 $230,490.00
Disclosure

SEC source: 0000899243-22-034844 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,011,342

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $4.17, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 50,272 $4.26 $214,158.72
Disclosure

SEC source: 0000899243-22-034844 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,069,842

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.08 to $4.69, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 41,855 $4.69 $196,299.95
Disclosure

SEC source: 0000899243-22-034844 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,120,114

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.46 to $4.83, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 28, 2022 Filed Oct 29, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 52,091 $4.84 $252,120.44
Disclosure

SEC source: 0000899243-22-034501 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,161,969

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.55 to $5.03, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 27, 2022 Filed Oct 29, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 35,000 $5.09 $178,150.00
Disclosure

SEC source: 0000899243-22-034501 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,214,060

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $5.16, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 26, 2022 Filed Oct 29, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 52,500 $5.16 $270,900.00
Disclosure

SEC source: 0000899243-22-034501 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,249,060

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.94 to $5.30, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 30,400 $5.10 $155,040.00
Disclosure

SEC source: 0000899243-22-034156 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,301,560

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $5.34, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 29,400 $4.98 $146,412.00
Disclosure

SEC source: 0000899243-22-034156 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,331,960

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.73 to $5.35, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 00:32 UTC SaleCommon stock 4,798 $4.96 $23,798.08
Disclosure

SEC source: 0001628280-22-027011 · wf-form4_166674432949922.xml · nonDerivative · entry 1

Kaushal Mohit · CIK 0001683021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,528

F1 · kind: The sale was made pursuant to Mohit Kaushal's Rule 10b5-1 Trading Plan that was established on August 25, 2022.

F2 · price: Price is the volume weighted average selling price of all sales by the Reporting Person on October 24, 2022 within a one-dollar range. Actual prices ranged from $4.62 to $5.18. The Reporting Person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
October 21, 2022 Filed Oct 26, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 20,000 $4.96 $99,200.00
Disclosure

SEC source: 0000899243-22-034156 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,361,360

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.64 to $5.12, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 12,000 $4.83 $57,960.00
Disclosure

SEC source: 0000899243-22-033908 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,381,360

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.51 to $5.12, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 17,500 $4.68 $81,900.00
Disclosure

SEC source: 0000899243-22-033908 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,393,360

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.45 to $4.82, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 18, 2022 Filed Oct 21, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 12,200 $4.63 $56,486.00
Disclosure

SEC source: 0000899243-22-033908 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,410,860

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.44 to $4.92, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 8,249 $4.60 $37,945.40
Disclosure

SEC source: 0000899243-22-033713 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,423,060

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.74, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 14, 2022 Filed Oct 18, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 9,800 $4.54 $44,492.00
Disclosure

SEC source: 0000899243-22-033713 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,431,309

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.77, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 13, 2022 Filed Oct 18, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 25,200 $4.67 $117,684.00
Disclosure

SEC source: 0000899243-22-033713 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,441,109

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.77, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 14,343 $4.70 $67,412.10
Disclosure

SEC source: 0000899243-22-033524 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,466,309

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.26 to $4.86, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any Security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 25,000 $4.66 $116,500.00
Disclosure

SEC source: 0000899243-22-033524 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,480,652

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.85, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 10, 2022 Filed Oct 13, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 21,500 $4.33 $93,095.00
Disclosure

SEC source: 0000899243-22-033524 · doc4.xml · nonDerivative · entry 1

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,505,652

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.61, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 07, 2022 Filed Oct 8, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 14,652 $4.63 $67,838.76
Disclosure

SEC source: 0000899243-22-033327 · doc4.xml · nonDerivative · entry 3

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,527,152

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.51 to $4.73, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

Read SEC document
October 06, 2022 Filed Oct 8, 2022 01:30 UTC
TOI HC I, LLC10% owner
SaleCommon stock 33,509 $4.45 $149,115.05
Disclosure

SEC source: 0000899243-22-033327 · doc4.xml · nonDerivative · entry 2

Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner

Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner

TOI HC I, LLC · CIK 0001892154 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,541,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.26 to $4.84, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

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October 05, 2022 Filed Oct 7, 2022 16:48 UTC OtherEarnout rights (Private placement warrants) · Derivative 73,024 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 8

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,024

Underlying: Common stock · 73,024 shares

Expires not disclosed

F6 · security: Represents Private Placement Warrants held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all warrants shall be released from escrow in the event of a qualifying change of control.

F6 · derivative.exercise_price: Represents Private Placement Warrants held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all warrants shall be released from escrow in the event of a qualifying change of control.

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F5 · derivative.exercise_date: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation.

F6 · derivative.exercise_date: Represents Private Placement Warrants held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all warrants shall be released from escrow in the event of a qualifying change of control.

F5 · derivative.expiration_date: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation.

F6 · derivative.expiration_date: Represents Private Placement Warrants held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all warrants shall be released from escrow in the event of a qualifying change of control.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.