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STEM

STEM, INC.

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Tapewire entity
7172
SEC CIK
0001758766
Parsed reports
395

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202608
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2024 Filed Mar 5, 2024 21:21 UTC
Laureles Saul R.Chief Legal Officer
SaleCommon Stock, Par Value $0.0001 Per Share 5,591 $2.48 $13,865.68
Disclosure

SEC source: 0001758766-24-000033 · wk-form4_1709673637.xml · nonDerivative · entry 3

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,961

F2 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:24 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 9,885 $2.48 $24,514.80
Disclosure

SEC source: 0001758766-24-000040 · wk-form4_1709673834.xml · nonDerivative · entry 3

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,356

F2 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 16:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 10,016 $2.48 $24,839.68
Disclosure

SEC source: 0001758766-24-000034 · wk-form4_1709673666.xml · nonDerivative · entry 3

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,340

F2 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:25 UTC
Tappin MatthewPresident, Asset Management
SaleCommon Stock, Par Value $0.0001 Per Share 5,724 $2.48 $14,195.52
Disclosure

SEC source: 0001758766-24-000041 · wk-form4_1709673876.xml · nonDerivative · entry 3

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,624

F2 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:23 UTC
Schaefer RobertPresident, Transformational
SaleCommon Stock, Par Value $0.0001 Per Share 5,945 $2.48 $14,743.60
Disclosure

SEC source: 0001758766-24-000039 · wk-form4_1709673809.xml · nonDerivative · entry 6

Schaefer Robert · CIK 0001916675 · President, Transformational

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853,573

F5 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:20 UTC
Shukla RahulChief Accounting Officer
GrantCommon Stock, Par Value $0.0001 Per Share 41,231 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000032 · wk-form4_1709673597.xml · nonDerivative · entry 1

Shukla Rahul · CIK 0001900919 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,435

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:22 UTC
Johnson larshChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,747 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000035 · wk-form4_1709673696.xml · derivative · entry 5

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,821

Underlying: Common Stock, Par Value $0.0001 Per Share · 16,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

F4 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:22 UTC
Johnson larshChief Technology Officer
GrantCommon Stock, Par Value $0.0001 Per Share 77,308 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000035 · wk-form4_1709673696.xml · nonDerivative · entry 2

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,200

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:22 UTC
Johnson larshChief Technology Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 16,747 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000035 · wk-form4_1709673696.xml · nonDerivative · entry 1

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:23 UTC
Russo AlanChief Revenue Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,747 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000038 · wk-form4_1709673789.xml · derivative · entry 3

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,003

Underlying: Common Stock, Par Value $0.0001 Per Share · 16,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

F2 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:23 UTC
Russo AlanChief Revenue Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 16,747 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000038 · wk-form4_1709673789.xml · nonDerivative · entry 1

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:23 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,747 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000037 · wk-form4_1709673749.xml · derivative · entry 4

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,400

Underlying: Common Stock, Par Value $0.0001 Per Share · 16,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

F3 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:23 UTC
Patel PrakeshChief Strategy Officer
GrantCommon Stock, Par Value $0.0001 Per Share 77,308 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000037 · wk-form4_1709673749.xml · nonDerivative · entry 2

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,133

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:23 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 16,747 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000037 · wk-form4_1709673749.xml · nonDerivative · entry 1

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:21 UTC
Laureles Saul R.Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 18,087 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000033 · wk-form4_1709673637.xml · derivative · entry 4

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,607

Underlying: Common Stock, Par Value $0.0001 Per Share · 18,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four equal annual installments beginning on March 1, 2023.

F3 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:21 UTC
Laureles Saul R.Chief Legal Officer
GrantCommon Stock, Par Value $0.0001 Per Share 82,462 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000033 · wk-form4_1709673637.xml · nonDerivative · entry 2

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,552

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:21 UTC
Laureles Saul R.Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 18,087 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000033 · wk-form4_1709673637.xml · nonDerivative · entry 1

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:24 UTC
Carrington John EugeneDirector · CEO and Director
Exercise / conversionRestricted Stock Unit · Derivative 26,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000040 · wk-form4_1709673834.xml · derivative · entry 4

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143,850

Underlying: Common Stock, Par Value $0.0001 Per Share · 26,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 107,181 RSUs vesting in four equal annual installments beginning on March 1, 2023.

F3 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 107,181 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:24 UTC
Carrington John EugeneDirector · CEO and Director
GrantCommon Stock, Par Value $0.0001 Per Share 191,884 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000040 · wk-form4_1709673834.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,241

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:24 UTC
Carrington John EugeneDirector · CEO and Director
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 26,795 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000040 · wk-form4_1709673834.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 23,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000034 · wk-form4_1709673666.xml · derivative · entry 4

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,326

Underlying: Common Stock, Par Value $0.0001 Per Share · 23,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 93,783 RSUs vesting in four equal annual installments beginning on March 1, 2023.

F3 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 93,783 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
GrantCommon Stock, Par Value $0.0001 Per Share 101,096 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000034 · wk-form4_1709673666.xml · nonDerivative · entry 2

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,356

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:21 UTC
BUSH WILLIAM JOHNChief Financial Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 23,446 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000034 · wk-form4_1709673666.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:25 UTC
Tappin MatthewPresident, Asset Management
Exercise / conversionRestricted Stock Unit · Derivative 13,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000041 · wk-form4_1709673876.xml · derivative · entry 4

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,714

Underlying: Common Stock, Par Value $0.0001 Per Share · 13,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 53,590 RSUs vesting in four equal annual installments beginning on March 1, 2023.

F3 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 53,590 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:25 UTC
Tappin MatthewPresident, Asset Management
GrantCommon Stock, Par Value $0.0001 Per Share 51,539 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000041 · wk-form4_1709673876.xml · nonDerivative · entry 2

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,348

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:25 UTC
Tappin MatthewPresident, Asset Management
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 13,398 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000041 · wk-form4_1709673876.xml · nonDerivative · entry 1

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:25 UTC
Homenock KimChief People Officer
GrantCommon Stock, Par Value $0.0001 Per Share 55,503 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000042 · wk-form4_1709673906.xml · nonDerivative · entry 1

Homenock Kim · CIK 0001941731 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,812

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:23 UTC
Schaefer RobertPresident, Transformational
Exercise / conversionRestricted Stock Unit · Derivative 16,747 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000039 · wk-form4_1709673809.xml · derivative · entry 7

Schaefer Robert · CIK 0001916675 · President, Transformational

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,573

Underlying: Common Stock, Par Value $0.0001 Per Share · 16,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

F6 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 66,988 RSUs vesting in four equal annual installments beginning on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:23 UTC
Schaefer RobertPresident, Transformational
GrantCommon Stock, Par Value $0.0001 Per Share 101,096 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000039 · wk-form4_1709673809.xml · nonDerivative · entry 5

Schaefer Robert · CIK 0001916675 · President, Transformational

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859,518

F4 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:23 UTC
Schaefer RobertPresident, Transformational
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 16,747 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000039 · wk-form4_1709673809.xml · nonDerivative · entry 1

Schaefer Robert · CIK 0001916675 · President, Transformational

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:22 UTC
Carlson Michael JamesChief Operating Officer
GrantCommon Stock, Par Value $0.0001 Per Share 88,805 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000036 · wk-form4_1709673725.xml · nonDerivative · entry 1

Carlson Michael James · CIK 0001948274 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,172

F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.

Read SEC document
February 27, 2024 Filed Feb 27, 2024 22:25 UTC
Carrington John EugeneDirector · CEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 13,863 $2.70 $37,430.10
Disclosure

SEC source: 0001758766-24-000023 · wk-form4_1709072692.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,562

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
February 26, 2024 Filed Feb 26, 2024 22:50 UTC
Shukla RahulChief Accounting Officer
SaleCommon Stock, Par Value $0.0001 Per Share 8,244 $2.65 $21,846.60
Disclosure

SEC source: 0001758766-24-000022 · wk-form4_1708987816.xml · nonDerivative · entry 2

Shukla Rahul · CIK 0001900919 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,204

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 22:25 UTC
Carrington John EugeneDirector · CEO and Director
Exercise / conversionRestricted Stock Unit · Derivative 34,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000023 · wk-form4_1709072692.xml · derivative · entry 3

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,170,645

Underlying: Common Stock, Par Value $0.0001 Per Share · 34,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 24, 2023, the reporting person was granted 105,264 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 24, 2024.

F2 · derivative.expiration_date: On February 24, 2023, the reporting person was granted 105,264 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 24, 2024.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 22:25 UTC
Carrington John EugeneDirector · CEO and Director
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 34,737 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000023 · wk-form4_1709072692.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:50 UTC
Shukla RahulChief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 19,951 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000022 · wk-form4_1708987816.xml · derivative · entry 3

Shukla Rahul · CIK 0001900919 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,508

Underlying: Common Stock, Par Value $0.0001 Per Share · 19,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 23, 2023, the reporting person was granted 60,459 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 23, 2024.

F2 · derivative.expiration_date: On February 23, 2023, the reporting person was granted 60,459 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 23, 2024.

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February 23, 2024 Filed Feb 26, 2024 22:50 UTC
Shukla RahulChief Accounting Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 19,951 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000022 · wk-form4_1708987816.xml · nonDerivative · entry 1

Shukla Rahul · CIK 0001900919 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 22:07 UTC
Tappin MatthewPresident, Asset Management
SaleCommon Stock, Par Value $0.0001 Per Share 6,857 $3.05 $20,913.85
Disclosure

SEC source: 0001758766-24-000021 · wk-form4_1708553185.xml · nonDerivative · entry 1

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,411

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2023.

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February 16, 2024 Filed Feb 20, 2024 16:53 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 12,117 $3.17 $38,410.89
Disclosure

SEC source: 0001758766-24-000017 · wk-form4_1708465979.xml · nonDerivative · entry 2

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,145

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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February 16, 2024 Filed Feb 20, 2024 16:55 UTC
Russo AlanChief Revenue Officer
SaleCommon Stock, Par Value $0.0001 Per Share 14,390 $3.17 $45,616.30
Disclosure

SEC source: 0001758766-24-000018 · wk-form4_1708466088.xml · nonDerivative · entry 2

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,204

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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February 16, 2024 Filed Feb 20, 2024 16:51 UTC
Patel PrakeshChief Strategy Officer
SaleCommon Stock, Par Value $0.0001 Per Share 14,389 $3.17 $45,613.13
Disclosure

SEC source: 0001758766-24-000016 · wk-form4_1708465880.xml · nonDerivative · entry 2

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,078

F1 · price: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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February 16, 2024 Filed Feb 20, 2024 21:57 UTC
Laureles Saul R.Chief Legal Officer
SaleCommon Stock, Par Value $0.0001 Per Share 10,959 $3.17 $34,740.03
Disclosure

SEC source: 0001758766-24-000019 · wk-form4_1708466237.xml · nonDerivative · entry 2

Laureles Saul R. · CIK 0001672864 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,003

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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February 16, 2024 Filed Feb 20, 2024 16:47 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 20,367 $3.17 $64,563.39
Disclosure

SEC source: 0001758766-24-000012 · wk-form4_1708465604.xml · nonDerivative · entry 2

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,814

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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February 16, 2024 Filed Feb 20, 2024 21:49 UTC
Schaefer RobertPresident, Transformational
SaleCommon Stock, Par Value $0.0001 Per Share 7,866 $3.17 $24,935.22
Disclosure

SEC source: 0001758766-24-000014 · wk-form4_1708465738.xml · nonDerivative · entry 2

Schaefer Robert · CIK 0001916675 · President, Transformational

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 741,675

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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February 16, 2024 Filed Feb 20, 2024 21:48 UTC
Tappin MatthewPresident, Asset Management
SaleCommon Stock, Par Value $0.0001 Per Share 10,602 $3.17 $33,608.34
Disclosure

SEC source: 0001758766-24-000013 · wk-form4_1708465676.xml · nonDerivative · entry 2

Tappin Matthew · CIK 0001986259 · President, Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,268

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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February 16, 2024 Filed Feb 20, 2024 21:44 UTC
Carlson Michael JamesChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 9,952 $3.17 $31,547.84
Disclosure

SEC source: 0001758766-24-000010 · wk-form4_1708465381.xml · nonDerivative · entry 2

Carlson Michael James · CIK 0001948274 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,367

F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.

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February 15, 2024 Filed Feb 20, 2024 21:45 UTC
Shukla RahulChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 25,728 $0.00 Strike: $3.37 $0.00
Disclosure

SEC source: 0001758766-24-000011 · wk-form4_1708465532.xml · derivative · entry 1

Shukla Rahul · CIK 0001900919 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,728

Underlying: Common Stock, Par Value $0.0001 Per Share · 25,728 shares

Expires 2034-02-15

F1 · derivative.exercise_date: The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:53 UTC
Johnson larshChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 27,789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000017 · wk-form4_1708465979.xml · derivative · entry 4

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,568

Underlying: Common Stock, Par Value $0.0001 Per Share · 27,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 84,210 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.

F3 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 84,210 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:53 UTC
Johnson larshChief Technology Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 27,789 $0.00 $0.00
Disclosure

SEC source: 0001758766-24-000017 · wk-form4_1708465979.xml · nonDerivative · entry 1

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 16:55 UTC
Russo AlanChief Revenue Officer
GrantStock Option (Right to Buy) · Derivative 64,320 $0.00 Strike: $3.37 $0.00
Disclosure

SEC source: 0001758766-24-000018 · wk-form4_1708466088.xml · derivative · entry 4

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,320

Underlying: Common Stock, Par Value $0.0001 Per Share · 64,320 shares

Expires 2034-02-15

F3 · derivative.exercise_date: The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.