Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2022 Filed May 12, 2022 21:26 UTC |
Laureles Saul R.Chief Legal Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 5,745 | $7.32 | $42,053.40 |
DisclosureSEC source: 0001758766-22-000097 · wf-form4_165239076079065.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,578 F1 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of previously vested Restricted Stock Units. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.28 to $7.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2022 Filed May 12, 2022 21:30 UTC |
Carrington John EugeneDirector · CEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 5,198 | $7.32 | $38,049.36 |
DisclosureSEC source: 0001758766-22-000099 · wf-form4_165239103005603.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,843 F1 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of previously vested Restricted Stock Units F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.28 to $7.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2022 Filed May 12, 2022 17:29 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 2,080 | $7.32 | $15,225.60 |
DisclosureSEC source: 0001758766-22-000098 · wf-form4_165239096168182.xml · nonDerivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,134 F1 · shares: Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of previously vested Restricted Stock Units. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.28 to $7.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:20 UTC |
Tammineedi AnilDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000076 · wf-form4_165123124229471.xml · derivative · entry 3 Tammineedi Anil · CIK 0001861916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:20 UTC |
Tammineedi AnilDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000076 · wf-form4_165123124229471.xml · nonDerivative · entry 1 Tammineedi Anil · CIK 0001861916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:25 UTC |
Woodward JaneDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000080 · wf-form4_165123151395907.xml · derivative · entry 2 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:25 UTC |
Woodward JaneDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000080 · wf-form4_165123151395907.xml · nonDerivative · entry 1 Woodward Jane · CIK 0001861914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:19 UTC |
BUZBY DAVID SDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000075 · wf-form4_165123117619253.xml · derivative · entry 3 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:19 UTC |
BUZBY DAVID SDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000075 · wf-form4_165123117619253.xml · nonDerivative · entry 1 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:24 UTC |
TYSON LAURA DDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000079 · wf-form4_165123144967974.xml · derivative · entry 2 TYSON LAURA D · CIK 0001183429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:24 UTC |
TYSON LAURA DDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000079 · wf-form4_165123144967974.xml · nonDerivative · entry 1 TYSON LAURA D · CIK 0001183429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:22 UTC |
MORGAN MICHAEL CDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000077 · wf-form4_165123131228362.xml · derivative · entry 7 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F7 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F7 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:22 UTC |
MORGAN MICHAEL CDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000077 · wf-form4_165123131228362.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:23 UTC |
TROE LISA LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000078 · wf-form4_165123137990761.xml · derivative · entry 2 TROE LISA L · CIK 0001603830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 07:23 UTC |
TROE LISA LDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000078 · wf-form4_165123137990761.xml · nonDerivative · entry 1 TROE LISA L · CIK 0001603830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:17 UTC |
Daley AdamDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000074 · wf-form4_165123102004945.xml · derivative · entry 4 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F4 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F4 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:17 UTC |
Daley AdamDirector
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000074 · wf-form4_165123102004945.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:21 UTC |
Johnson larshChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000082 · wf-form4_165152644184687.xml · derivative · entry 3 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,347 Underlying: Common Stock, Par Value $0.0001 Per Share · 3,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F3 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in equal annual installments over four years beginning on April 28, 2021. F3 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in equal annual installments over four years beginning on April 28, 2021. Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:21 UTC |
Johnson larshChief Technology Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000082 · wf-form4_165152644184687.xml · nonDerivative · entry 1 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:22 UTC |
Patel PrakeshChief Strategy Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000083 · wf-form4_165152654104994.xml · derivative · entry 2 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,347 Underlying: Common Stock, Par Value $0.0001 Per Share · 3,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in equal annual installments over four years beginning on April 28, 2021 F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in equal annual installments over four years beginning on April 28, 2021 Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:22 UTC |
Patel PrakeshChief Strategy Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000083 · wf-form4_165152654104994.xml · nonDerivative · entry 1 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:19 UTC |
Russo AlanChief Revenue Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000081 · wf-form4_165152615060533.xml · derivative · entry 2 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,752 Underlying: Common Stock, Par Value $0.0001 Per Share · 4,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 17,018 RSUs vesting in equal annual installments over four years beginning on April 28, 2021. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 17,018 RSUs vesting in equal annual installments over four years beginning on April 28, 2021. Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:19 UTC |
Russo AlanChief Revenue Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 4,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000081 · wf-form4_165152615060533.xml · nonDerivative · entry 1 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:30 UTC |
Laureles Saul R.Chief Legal Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | Not disclosed | $0.00 | $3,453.00 |
DisclosureSEC source: 0001758766-22-000086 · wf-form4_165152702873563.xml · derivative · entry 4 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,706 Underlying: Common Stock, Par Value $0.0001 Per Share · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F3 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in equal annual installments over four years beginning April 28, 2021. F3 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in equal annual installments over four years beginning April 28, 2021. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:30 UTC |
Laureles Saul R.Chief Legal Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000086 · wf-form4_165152702873563.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,159 Underlying: Common Stock, Par Value $0.0001 Per Share · 18,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 18,745 RSUs that vested 100% on April 28, 2022. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 18,745 RSUs that vested 100% on April 28, 2022. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:30 UTC |
Laureles Saul R.Chief Legal Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000086 · wf-form4_165152702873563.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:30 UTC |
Laureles Saul R.Chief Legal Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 18,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000086 · wf-form4_165152702873563.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:29 UTC |
Carrington John EugeneDirector · CEO and Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000085 · wf-form4_165152693293765.xml · derivative · entry 2 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,779 Underlying: Common Stock, Par Value $0.0001 Per Share · 9,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 39,463 RSUs vesting in equal annual installments over four years beginning on April 28, 2021. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 39,463 RSUs vesting in equal annual installments over four years beginning on April 28, 2021. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:29 UTC |
Carrington John EugeneDirector · CEO and Director
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 9,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000085 · wf-form4_165152693293765.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:27 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000084 · wf-form4_165152668404362.xml · derivative · entry 2 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,622 Underlying: Common Stock, Par Value $0.0001 Per Share · 3,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 15,785 RSUs vesting in equal annual installments over four years beginning on April 28, 2021 F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 15,785 RSUs vesting in equal annual installments over four years beginning on April 28, 2021 Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:27 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 3,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000084 · wf-form4_165152668404362.xml · nonDerivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 174,624 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · derivative · entry 12 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 174,624 shares Expires 2029-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 235,663 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · derivative · entry 11 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,624 Underlying: Common Stock, Par Value $0.0001 Per Share · 235,663 shares Expires 2029-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,048 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · derivative · entry 10 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,147 Underlying: Common Stock, Par Value $0.0001 Per Share · 1,048 shares Expires 2030-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares underlying the option vest on the first anniversary date, and the remaining shares underlying the option vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 39,843 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · derivative · entry 9 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 39,843 shares Expires 2030-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 40,408 | $9.81 | $396,402.48 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · nonDerivative · entry 8 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,946 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 174,624 | $2.27 | $396,396.48 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · nonDerivative · entry 7 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 144,032 | $9.92 | $1,428,797.44 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · nonDerivative · entry 6 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,730 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 235,663 | $2.27 | $534,955.01 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · nonDerivative · entry 5 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 883 | $9.92 | $8,759.36 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · nonDerivative · entry 4 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,099 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 1,048 | $6.81 | $7,136.88 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · nonDerivative · entry 3 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 33,545 | $9.92 | $332,766.40 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · nonDerivative · entry 2 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,934 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 20:27 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 39,843 | $6.81 | $271,330.83 |
DisclosureSEC source: 0001758766-22-000065 · wf-form4_164998241611417.xml · nonDerivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 11:25 UTC |
Carrington John EugeneDirector · CEO and Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 133,465 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001434884-22-000002 · wf-form4_164941713258595.xml · derivative · entry 3 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,149 Underlying: Common Stock, Par Value $0.0001 Per Share · 133,465 shares Expires 2025-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 11:25 UTC |
Carrington John EugeneDirector · CEO and Director
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 68,416 | $10.80 | $738,892.80 |
DisclosureSEC source: 0001434884-22-000002 · wf-form4_164941713258595.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,176 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 11:25 UTC |
Carrington John EugeneDirector · CEO and Director
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 133,465 | $1.25 | $166,831.25 |
DisclosureSEC source: 0001434884-22-000002 · wf-form4_164941713258595.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2022 Filed Apr 11, 2022 17:10 UTC |
Johnson larshChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 39,226 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001864717-22-000002 · wf-form4_164971142059966.xml · derivative · entry 3 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,286 Underlying: Common Stock, Par Value $0.0001 Per Share · 39,226 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2022 Filed Apr 11, 2022 17:10 UTC |
Johnson larshChief Technology Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 39,226 | $1.67 | $65,507.42 |
DisclosureSEC source: 0001864717-22-000002 · wf-form4_164971142059966.xml · nonDerivative · entry 1 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2022 Filed Apr 21, 2022 16:47 UTC |
MORGAN MICHAEL CDirector
|
OtherCommon Stock, Par Value $0.0001 Per Share | 134,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000070 · wf-form4_165057406056863.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Star Peak Sponsor LLC Disclosed balance after: 0 F1 · kind: The reporting person ceased to indirectly beneficially own the securities of the registrant held by Star Peak Sponsor LLC as a result of technical amendments to the governing documents of Star Peak Sponsor LLC. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 20:35 UTC |
Tammineedi AnilDirector
|
SaleCommon Stock, Par Value $0.0001 Per Share | 150,000 | $8.30 | $1,245,450.00 |
DisclosureSEC source: 0001758766-22-000052 · wf-form4_164746293911141.xml · nonDerivative · entry 1 Tammineedi Anil · CIK 0001861916 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Angeleno Investors III, L.P. Disclosed balance after: 4,789,849 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.08 to $8.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: 4,789,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.