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STERIS plc

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3228
SEC CIK
0001757898
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2019 Filed Jun 21, 2019 20:29 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
SaleOrdinary Shares 6,290 $144.07 $906,200.30
Disclosure

SEC source: 0001209191-19-038469 · doc4.xml · nonDerivative · entry 5

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,565

F4 · shares: This Exercise and sale of a total of 19,986 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F6 · price: Price reflects a weighted average sale price for multiple transactions ranging from $143.77 to $144.52 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · balance_after: 21,720 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,000 on October 1, 2019; 4,700 on June 1, 2020; 6,000 on June 1, 2021; 4,240 on May 31, 2022 and 2,780 on May 31, 2023.

Read SEC document
June 21, 2019 Filed Jun 21, 2019 20:29 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
SaleOrdinary Shares 13,696 $143.17 $1,960,856.32
Disclosure

SEC source: 0001209191-19-038469 · doc4.xml · nonDerivative · entry 4

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,855

F4 · shares: This Exercise and sale of a total of 19,986 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F5 · price: Price reflects a weighted average sale price for multiple transactions ranging from $142.75 to $143.74 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 21, 2019 Filed Jun 21, 2019 20:29 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
Exercise / conversionOrdinary Shares 19,986 $45.34 $906,165.24
Disclosure

SEC source: 0001209191-19-038469 · doc4.xml · nonDerivative · entry 3

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This option to purchase 22,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 22,000 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

F4 · shares: This Exercise and sale of a total of 19,986 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:29 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,014 $0.00 Strike: $45.34 $0.00
Disclosure

SEC source: 0001209191-19-038469 · doc4.xml · derivative · entry 7

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,986

Underlying: Ordinary Shares · 22,000 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 22,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 22,000 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:29 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
SaleOrdinary Sahres 2,014 $146.12 $294,285.68
Disclosure

SEC source: 0001209191-19-038469 · doc4.xml · nonDerivative · entry 2

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,565

F1 · shares: This Exercise and sale of a total of 2,014 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $146.00 to $146.62 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:29 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
Exercise / conversionOrdinary Shares 2,014 $45.34 $91,314.76
Disclosure

SEC source: 0001209191-19-038469 · doc4.xml · nonDerivative · entry 1

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Exercise and sale of a total of 2,014 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F2 · shares: This option to purchase 22,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 22,000 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:27 UTC
Bardwell KathleenSr.V. P. & C.C.O.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,360 $0.00 Strike: $45.34 $0.00
Disclosure

SEC source: 0001209191-19-038467 · doc4.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,360 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 5,360 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 5,360 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:27 UTC
Bardwell KathleenSr.V. P. & C.C.O.
SaleOrdinary Shares 5,360 $145.05 $777,468.00
Disclosure

SEC source: 0001209191-19-038467 · doc4.xml · nonDerivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,428

F1 · shares: This Exercise and sale of a total of 5,360 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $145.00 to $145.12 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:27 UTC
Bardwell KathleenSr.V. P. & C.C.O.
Exercise / conversionOrdinary Shares 5,360 $45.34 $243,022.40
Disclosure

SEC source: 0001209191-19-038467 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Exercise and sale of a total of 5,360 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F2 · shares: This option to purchase 5,360 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 5,360 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

F3 · balance_after: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 20:47 UTC SaleOrdinary Shares 10,849 $138.02 $1,497,378.98
Disclosure

SEC source: 0001209191-19-036108 · doc4.xml · nonDerivative · entry 3

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 0

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $137.76 to $138.25 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: These ordinary shares are held in a trust.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 20:47 UTC SaleOrdinary Shares 22,644 $137.36 $3,110,379.84
Disclosure

SEC source: 0001209191-19-036108 · doc4.xml · nonDerivative · entry 2

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 10,849

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $136.73 to $137.68 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: These ordinary shares are held in a trust.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 20:47 UTC SaleOrdinary Shares 188,000 $137.91 $25,927,080.00
Disclosure

SEC source: 0001209191-19-036108 · doc4.xml · nonDerivative · entry 1

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $137.56 to $138.35 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price

Read SEC document
June 06, 2019 Filed Jun 10, 2019 21:02 UTC SaleOrdinary Shares 2,302 $137.60 $316,755.20
Disclosure

SEC source: 0001209191-19-035849 · doc4.xml · nonDerivative · entry 4

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 33,493

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $137.56 to $137.67 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 21:02 UTC SaleOrdinary Shares 53,000 $136.93 $7,257,290.00
Disclosure

SEC source: 0001209191-19-035849 · doc4.xml · nonDerivative · entry 3

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 35,795

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $136.56 to $137.55 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held in a trust.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 21:02 UTC SaleOrdinary Shares 17,565 $136.24 $2,393,055.60
Disclosure

SEC source: 0001209191-19-035849 · doc4.xml · nonDerivative · entry 2

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 88,795

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $135.56 to $136.55 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held in a trust.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 20:50 UTC SaleOrdinary Shares 19,838 $136.60 $2,709,870.80
Disclosure

SEC source: 0001209191-19-035114 · doc4.xml · nonDerivative · entry 5

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 106,360

F5 · price: Price reflects a weighted average sale price for multiple transactions ranging from $136.34 to $136.98 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held in a trust.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 20:50 UTC SaleOrdinary Shares 82,700 $135.91 $11,239,757.00
Disclosure

SEC source: 0001209191-19-035114 · doc4.xml · nonDerivative · entry 4

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 126,198

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $135.34 to $136.33 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held in a trust.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:36 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,133 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0001209191-19-034756 · doc4.xml · derivative · entry 4

WILSON LOYAL W · CIK 0001237389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,133 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option to purchase 3,133 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,133 Old STERIS ordinary shares for $32.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:36 UTC SaleOrdinary Shares 5,156 $135.64 $699,359.84
Disclosure

SEC source: 0001209191-19-034756 · doc4.xml · nonDerivative · entry 3

WILSON LOYAL W · CIK 0001237389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $135.62 to $135.71 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:36 UTC SaleOrdinary Shares 3,133 $135.91 $425,806.03
Disclosure

SEC source: 0001209191-19-034756 · doc4.xml · nonDerivative · entry 2

WILSON LOYAL W · CIK 0001237389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,156

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $135.83 to $135.93 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:36 UTC Exercise / conversionOrdinary Shares 3,133 $32.34 $101,321.22
Disclosure

SEC source: 0001209191-19-034756 · doc4.xml · nonDerivative · entry 1

WILSON LOYAL W · CIK 0001237389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option to purchase 3,133 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,133 Old STERIS ordinary shares for $32.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC
Burton Karen LVP, Controller & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $29.94 $0.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · derivative · entry 6

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,700 shares

Expires 2022-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC
Burton Karen LVP, Controller & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,800 $0.00 Strike: $36.09 $0.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · derivative · entry 5

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,800 shares

Expires 2021-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC
Burton Karen LVP, Controller & CAO
SaleOrdinary Shares 3,700 $135.00 $499,500.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · nonDerivative · entry 4

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

F3 · shares: This Exercise and sale of a total of 3,700 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

F5 · balance_after: 7,272 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC
Burton Karen LVP, Controller & CAO
Exercise / conversionOrdinary Shares 3,700 $29.94 $110,778.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · nonDerivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This Exercise and sale of a total of 3,700 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

F4 · shares: This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC
Burton Karen LVP, Controller & CAO
SaleOrdinary Shares 3,800 $135.00 $513,000.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

F1 · shares: This Exercise and sale of a total of 3,800 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:29 UTC
Burton Karen LVP, Controller & CAO
Exercise / conversionOrdinary Shares 3,800 $36.09 $137,142.00
Disclosure

SEC source: 0001209191-19-034744 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Exercise and sale of a total of 3,800 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

F2 · shares: This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:50 UTC SaleOrdinary Shares 3,659 $136.07 $497,880.13
Disclosure

SEC source: 0001209191-19-035114 · doc4.xml · nonDerivative · entry 3

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 208,898

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $136.01 to $136.17 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held in a trust.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:50 UTC SaleOrdinary Shares 107,000 $135.36 $14,483,520.00
Disclosure

SEC source: 0001209191-19-035114 · doc4.xml · nonDerivative · entry 2

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 212,557

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $135.00 to $135.99 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These ordinary shares are held in a trust.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 20:34 UTC
Burton Karen LVP, Controller & CAO
SaleOrdinary Shares 1,387 $133.89 $185,705.43
Disclosure

SEC source: 0001209191-19-033932 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808

F2 · shares: This sale of a total of 1,387 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

F3 · balance_after: 7,272 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.

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June 03, 2019 Filed Jun 5, 2019 20:34 UTC
Rosebrough Walter M JrDirector · President & CEO
Tax withholdingOrdinary Shares 2,179 $134.07 $292,138.53
Disclosure

SEC source: 0001209191-19-034752 · doc4.xml · nonDerivative · entry 1

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,123

F1 · shares: 2,179 shares were withheld from the 4,681 restricted shares that vested on May 28, 2019. These 2,179 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,681 ordinary shares were awarded to Mr. Rosebrough on June 1, 2016 as part of an award of 18,724 restricted shares. These vested shares were valued at the NYSE closing market price on June 3, 2019. The remaining restrictions on these ordinary shares lapse as follows: 4,681 on June 1, 2020.

F2 · balance_after: These 52,123 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 32,360 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 2,597 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; and 2,597 on May 31, 2023.

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June 03, 2019 Filed Jun 5, 2019 20:30 UTC
Bardwell KathleenSr.V. P. & C.C.O.
Tax withholdingOrdinary Shares 150 $134.07 $20,110.50
Disclosure

SEC source: 0001209191-19-034745 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,428

F1 · shares: 150 shares were withheld from the 500 restricted shares that vested on June 3, 2019. These 150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on June 1, 2016 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 3, 2019. The remaining restrictions on these ordinary shares lapse as follows: 500 on June 1, 2020.

F2 · balance_after: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

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May 31, 2019 Filed Jun 3, 2019 20:42 UTC
Tamaro RenatoV.P. & Corporate Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 3,204 $0.00 Strike: $147.05 $0.00
Disclosure

SEC source: 0001209191-19-033949 · doc4.xml · derivative · entry 2

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,204

Underlying: Ordinary Shares · 3,204 shares

Expires 2029-05-31

F3 · derivative.exercise_date: This option becomes exercisable as follows: 801 on June 1, 2020; 801 on June 1, 2021; 801 on May 31, 2022 and 801 on May 31, 2023.

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May 31, 2019 Filed Jun 3, 2019 20:42 UTC
Tamaro RenatoV.P. & Corporate Treasurer
GrantOrdinary Shares 556 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033949 · doc4.xml · nonDerivative · entry 1

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

F1 · shares: All 556 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 556 on May 31, 2023.

F2 · balance_after: 2,452 of these ordinary shares are restricted. The restrictions on the ordinary shares lapse as follows: 600 on October 1, 2019; 400 on June 1, 2020; 412 on June 1, 2021; 484 on May 31, 2022 and 556 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:44 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
GrantEmployee Stock Option (right to buy) · Derivative 19,244 Not disclosed Strike: $147.05 Not disclosed
Disclosure

SEC source: 0001209191-19-033953 · doc4.xml · derivative · entry 3

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,244

Underlying: Ordinary Shares · 19,244 shares

Expires 2029-05-31

F4 · price: This option becomes exercisable as follows: 4,811 on June 1, 2020; 4,811 on June 1, 2021; 4,811 on May 31, 2022 and 4,811 on May 31, 2023.

F4 · derivative.exercise_date: This option becomes exercisable as follows: 4,811 on June 1, 2020; 4,811 on June 1, 2021; 4,811 on May 31, 2022 and 4,811 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:44 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
SaleOrdinary Shares 1,500 $131.77 $197,655.00
Disclosure

SEC source: 0001209191-19-033953 · doc4.xml · nonDerivative · entry 2

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,688

F3 · shares: This sale of a total of 1,500 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:44 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
GrantOrdinary Shares 3,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033953 · doc4.xml · nonDerivative · entry 1

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,188

F1 · shares: All 3,336 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,502 on May 31, 2022 and 834 on May 31, 2023.

F2 · balance_after: 19,472 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,000 on October 1, 2019; 2,500 on June 1, 2020; 6,000 on June 1, 2021; 3,636 on May 31, 2022; 2,502 on May 31, 2022 and 834 on May 31, 2023.

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May 31, 2019 Filed Jun 3, 2019 20:43 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
GrantEmployee Stock Option (right to buy) · Derivative 48,116 $0.00 Strike: $147.05 $0.00
Disclosure

SEC source: 0001209191-19-033952 · doc4.xml · derivative · entry 3

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,116

Underlying: Ordinary Shares · 48,116 shares

Expires 2029-05-31

F4 · derivative.exercise_date: This option becomes exercisable as follows: 12,029 on June 1, 2020; 12,029 on June 1, 2021; 12,029 on May 31, 2022 and 12,029 on May 31, 2023.

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May 31, 2019 Filed Jun 3, 2019 20:43 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
GrantOrdinary Shares 2,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033952 · doc4.xml · nonDerivative · entry 1

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,565

F1 · shares: All 2,780 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,780 on May 31, 2023.

F2 · balance_after: 21,720 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,000 on October 1, 2019; 4,700 on June 1, 2020; 6,000 on June 1, 2021; 4,240 on May 31, 2022 and 2,780 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:41 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 111,204 $0.00 Strike: $147.05 $0.00
Disclosure

SEC source: 0001209191-19-033948 · doc4.xml · derivative · entry 15

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,204

Underlying: Ordinary Shares · 111,204 shares

Expires 2029-05-31

F15 · derivative.exercise_date: This option becomes exercisable as follows: 27,801 on June 1, 2020; 27,801 on June 1, 2021; 27,801 on May 31, 2022 and 27,801 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:41 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 59,000 $0.00 Strike: $53.52 $0.00
Disclosure

SEC source: 0001209191-19-033948 · doc4.xml · derivative · entry 14

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 59,000 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 119,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 119,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:41 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantOrdinary Shares 10,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033948 · doc4.xml · nonDerivative · entry 11

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,302

F12 · shares: All 10,388 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,597 on June 1, 2020; 2,597 on June 1, 2021; 2,597 on May 31, 2022 and 2,597 on May 31, 2023.

F13 · balance_after: These 54,302 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 37,041 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,681 on June 3, 2019; 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 2,597 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; and 2,597 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:41 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 1,875 $132.55 $248,531.25
Disclosure

SEC source: 0001209191-19-033948 · doc4.xml · nonDerivative · entry 10

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,914

F8 · shares: This exercise and sale of a total of 59,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 15, 2019.

F11 · price: Price reflects a weighted average sale price for multiple transactions ranging from $132.44 to $132.68 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:41 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 29,083 $132.06 $3,840,700.98
Disclosure

SEC source: 0001209191-19-033948 · doc4.xml · nonDerivative · entry 9

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,789

F8 · shares: This exercise and sale of a total of 59,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 15, 2019.

F10 · price: Price reflects a weighted average sale price for multiple transactions ranging from $131.41 to $132.40 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:41 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 28,042 $130.84 $3,669,015.28
Disclosure

SEC source: 0001209191-19-033948 · doc4.xml · nonDerivative · entry 8

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,872

F8 · shares: This exercise and sale of a total of 59,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 15, 2019.

F9 · price: Price reflects a weighted average sale price for multiple transactions ranging from $130.39 to $131.38 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:41 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionOrdinary Shares 59,000 $53.52 $3,157,680.00
Disclosure

SEC source: 0001209191-19-033948 · doc4.xml · nonDerivative · entry 7

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This option to purchase 119,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 119,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

F8 · shares: This exercise and sale of a total of 59,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 15, 2019.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:41 UTC
Rosebrough Walter M JrDirector · President & CEO
Tax withholdingOrdinary Shares 1,436 $133.68 $191,964.48
Disclosure

SEC source: 0001209191-19-033948 · doc4.xml · nonDerivative · entry 6

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,914

F7 · shares: 1,436 shares were withheld from the 3,097 restricted shares that vested on May 31, 2019. These 1,436 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 3,097 ordinary shares were awarded to Mr. Rosebrough on May 31, 2018 as part of an award of 12,388 restricted shares. These vested shares were valued at the NYSE closing market price on May 31, 2019. The remaining restrictions on these ordinary shares lapse as follows: 3,097 on June 1, 2020; 3,097 on June 1, 2021 and 3,097 on May 31, 2022.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:40 UTC
Majors Cary LVP, N America Com Operations
GrantEmployee Stock Option (right to buy) · Derivative 12,828 $0.00 Strike: $147.05 $0.00
Disclosure

SEC source: 0001209191-19-033946 · doc4.xml · derivative · entry 2

Majors Cary L · CIK 0001776271 · VP, N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,828

Underlying: Ordinary Shares · 12,828 shares

Expires 2029-05-31

F3 · derivative.exercise_date: This option becomes exercisable as follows: 3,207 on June 1, 2020; 3,207 on June 1, 2021; 3,207 on May 31, 2022 and 3,207 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:40 UTC
Majors Cary LVP, N America Com Operations
GrantOrdinary Shares 2,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033946 · doc4.xml · nonDerivative · entry 1

Majors Cary L · CIK 0001776271 · VP, N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195

F1 · shares: All 2,224 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,224 on May 31, 2023.

F2 · balance_after: 16,744 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on October 1, 2019; 2,500 on June 1, 2020; 6,500 on May 31, 2021; 2,520 on May 31, 2022; and 2,224 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:39 UTC
deZwaan MichielV.P., Human Resources & CHRO
GrantEmployee Stock Option (right to buy) · Derivative 12,828 $0.00 Strike: $147.05 $0.00
Disclosure

SEC source: 0001209191-19-033943 · doc4.xml · derivative · entry 2

deZwaan Michiel · CIK 0001616395 · V.P., Human Resources & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,828

Underlying: Ordinary Shares · 12,828 shares

Expires 2029-05-31

F3 · derivative.exercise_date: This option becomes exercisable as follows: 3,207 on June 1, 2020; 3,207 on June 1, 2021; 3,207 on May 31, 2022 and 3,207 on May 31, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.