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Nasdaq · USD

STAA

STAAR SURGICAL CO

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Tapewire entity
4851
SEC CIK
0000718937
Parsed reports
347

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 2026100
Feb 202600
Mar 202660
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2023 Filed Sep 7, 2023 23:00 UTC PurchaseCommon Stock 20,144 $41.87 $843,455.47
Disclosure

SEC source: 0000919574-23-005138 · ownership.xml · nonDerivative · entry 1

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,803,226

F2 · price: This constitutes the weighted average purchase price. The prices range from $41.45 to $41.96. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 22:01 UTC
Williams Patrick F.Chief Financial Officer
Tax withholdingCommon Stock 2,539 $44.10 $111,969.90
Disclosure

SEC source: 0001209191-23-045487 · doc4.xml · nonDerivative · entry 2

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,861

Read SEC document
August 10, 2023 Filed Aug 11, 2023 22:01 UTC
Williams Patrick F.Chief Financial Officer
Exercise / conversionCommon Stock 5,122 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045487 · doc4.xml · nonDerivative · entry 1

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 7, 2023 20:16 UTC PurchaseCommon Stock 2,000 $48.72 $97,440.00
Disclosure

SEC source: 0000935836-23-000553 · ownership.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,417

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:42 UTC
FRINZI THOMAS GDirector · President & CEO
Tax withholdingCommon Shares 501 $52.67 $26,387.67
Disclosure

SEC source: 0001209191-23-038173 · doc4.xml · nonDerivative · entry 1

FRINZI THOMAS G · CIK 0001663458 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,033

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:41 UTC Exercise / conversionCommon Stock Options · Derivative 3,127 $0.00 Strike: $52.67 $0.00
Disclosure

SEC source: 0001209191-23-038172 · doc4.xml · derivative · entry 2

FARRELL STEPHEN C · CIK 0001188757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,127

Underlying: Common Stock · 3,127 shares

Expires 2033-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest on the earlier of June 15, 2024 or the Corporation's 2024 Annual Shareholders Meeting, subject to his continued service through the vesting date.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:41 UTC Exercise / conversionCommon Stock 1,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038172 · doc4.xml · nonDerivative · entry 1

FARRELL STEPHEN C · CIK 0001188757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restrictions on the 1709 restricted shares of common stock lapse on the earlier of June 15, 2024 or the Corporation's 2024 Annual Meeting, subject to Mr. Farrell's continued service through that date.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:39 UTC Exercise / conversionCommon Stock 3,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038171 · doc4.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restrictions on the 3417 restricted shares of common stock lapse on the earlier of June 15, 2024 or the Corporation's 2024 Annual Meeting, subject to Dr. Kliman's continued service through that date.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:37 UTC Exercise / conversionCommon Stock 3,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038170 · doc4.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restrictions on the 3417 restricted shares of common stock lapse on the earlier of June 15, 2024 or the Corporation's 2024 Annual Meeting, subject to Ms. Weisner's continued service through that date.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:35 UTC
Yu K PeonyDirector
Exercise / conversionCommon Stock Options · Derivative 3,127 $0.00 Strike: $52.67 $0.00
Disclosure

SEC source: 0001209191-23-038169 · doc4.xml · derivative · entry 2

Yu K Peony · CIK 0001621328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,127

Underlying: Common Stock · 3,127 shares

Expires 2034-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest on the earlier of June 15, 2024 or the Corporation's 2024 Annual Shareholders Meeting, subject to her continued service through the vesting date.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:35 UTC
Yu K PeonyDirector
Exercise / conversionCommon Stock 1,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038169 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restrictions on the 1709 restricted shares of common stock lapse on the earlier of June 15, 2023 or the Corporation's 2024 Annual Meeting, subject to Dr. Yu's continued service through that date.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:34 UTC Exercise / conversionCommon Stock Options · Derivative 6,256 $0.00 Strike: $52.67 $0.00
Disclosure

SEC source: 0001209191-23-038168 · doc4.xml · derivative · entry 1

Lin Elizabeth Yeu · CIK 0001842190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,256

Underlying: Common Stock · 6,256 shares

Expires 2033-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest on the earlier of June 15, 2024 or the Corporation's 2024 Annual Shareholders Meeting, subject to her continued service through the vesting date.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:53 UTC
Williams Patrick F.Chief Financial Officer
Tax withholdingCommon Stock 1,987 $54.79 $108,867.73
Disclosure

SEC source: 0001209191-23-035131 · doc4.xml · nonDerivative · entry 2

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,400

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:53 UTC
Williams Patrick F.Chief Financial Officer
Exercise / conversionCommon Stock 5,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035131 · doc4.xml · nonDerivative · entry 1

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 9, 2023 21:26 UTC
Michna MagdaChief Clinical, Regulatory,
Exercise / conversionCommon Stock Options · Derivative 25,955 $0.00 Strike: $67.63 $0.00
Disclosure

SEC source: 0001209191-23-028341 · doc4.xml · derivative · entry 2

Michna Magda · CIK 0001731487 · Chief Clinical, Regulatory,

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,955

Underlying: Common Stock · 25,955 shares

Expires 2033-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 5/08/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 5/08/2026.

Read SEC document
May 08, 2023 Filed May 9, 2023 21:26 UTC
Michna MagdaChief Clinical, Regulatory,
Exercise / conversionCommon Stock 14,047 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028341 · doc4.xml · nonDerivative · entry 1

Michna Magda · CIK 0001731487 · Chief Clinical, Regulatory,

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Award of 14,047 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the shares (4682) on 5/08/24, 1/3 of the shares (4682) on 5/08/25, and 1/3 of the shares (4683) on 5/08/26.

Read SEC document
May 08, 2023 Filed May 9, 2023 21:24 UTC
Foust WarrenChief Operating Officer
Exercise / conversionCommon Stock Options · Derivative 37,567 $0.00 Strike: $67.63 $0.00
Disclosure

SEC source: 0001209191-23-028340 · doc4.xml · derivative · entry 2

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,567

Underlying: Common Stock · 37,567 shares

Expires 2033-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The options granted become exercisable as follows: 1/3 on 5/08/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 5/08/2026.

Read SEC document
May 08, 2023 Filed May 9, 2023 21:24 UTC
Foust WarrenChief Operating Officer
Exercise / conversionCommon Stock 20,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028340 · doc4.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Award of 20,331 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the shares (6777) on 5/08/24, 1/3 of the shares (6777) on 5/08/25, and 1/3 of the shares (6777) on 5/08/26.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:24 UTC
Holliday KeithChief Technology Officer
Tax withholdingCommon Stock 907 $62.07 $56,297.49
Disclosure

SEC source: 0001209191-23-020253 · doc4.xml · nonDerivative · entry 1

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,157

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:23 UTC
Gesten Samuel JChief Legal Officer
Tax withholdingCommon Stock 892 $62.07 $55,366.44
Disclosure

SEC source: 0001209191-23-020249 · doc4.xml · nonDerivative · entry 1

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,665

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:22 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Tax withholdingCommon Stock 797 $62.07 $49,469.79
Disclosure

SEC source: 0001209191-23-020248 · doc4.xml · nonDerivative · entry 1

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,660

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:22 UTC
Barnes Scott DChief Medical Officer
Tax withholdingCommon Stock 911 $62.07 $56,545.77
Disclosure

SEC source: 0001209191-23-020246 · doc4.xml · nonDerivative · entry 1

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,502

Read SEC document
March 17, 2023 Filed Mar 17, 2023 22:04 UTC
Holliday KeithChief Technology Officer
SaleCommon Stock 823 $61.97 $51,001.31
Disclosure

SEC source: 0001209191-23-019845 · doc4.xml · nonDerivative · entry 1

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,633

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:38 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock Options · Derivative 15,339 $0.00 Strike: $56.63 $0.00
Disclosure

SEC source: 0001209191-23-018059 · doc4.xml · derivative · entry 3

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,339

Underlying: Common Stock · 15,339 shares

Expires 2033-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:38 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock 8,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018059 · doc4.xml · nonDerivative · entry 2

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 8388 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:38 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Tax withholdingCommon Stock 250 $56.63 $14,157.50
Disclosure

SEC source: 0001209191-23-018059 · doc4.xml · nonDerivative · entry 1

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,986

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:39 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock Options · Derivative 19,301 $0.00 Strike: $56.63 $0.00
Disclosure

SEC source: 0001209191-23-018060 · doc4.xml · derivative · entry 3

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,301

Underlying: Common Stock · 19,301 shares

Expires 2033-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:39 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 10,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018060 · doc4.xml · nonDerivative · entry 2

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 10555 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:39 UTC
Barnes Scott DChief Medical Officer
Tax withholdingCommon Stock 285 $56.63 $16,139.55
Disclosure

SEC source: 0001209191-23-018060 · doc4.xml · nonDerivative · entry 1

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,255

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:37 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock Options · Derivative 17,430 $0.00 Strike: $56.63 $0.00
Disclosure

SEC source: 0001209191-23-018058 · doc4.xml · derivative · entry 3

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,430

Underlying: Common Stock · 17,430 shares

Expires 2033-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:37 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock 9,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018058 · doc4.xml · nonDerivative · entry 2

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 9531 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:37 UTC
Gesten Samuel JChief Legal Officer
Tax withholdingCommon Stock 280 $56.63 $15,856.40
Disclosure

SEC source: 0001209191-23-018058 · doc4.xml · nonDerivative · entry 1

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,688

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:36 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock Options · Derivative 18,638 $0.00 Strike: $56.63 $0.00
Disclosure

SEC source: 0001209191-23-018057 · doc4.xml · derivative · entry 3

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,638

Underlying: Common Stock · 18,638 shares

Expires 2033-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:36 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018057 · doc4.xml · nonDerivative · entry 2

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 10192 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:36 UTC
Holliday KeithChief Technology Officer
Tax withholdingCommon Stock 284 $56.63 $16,082.92
Disclosure

SEC source: 0001209191-23-018057 · doc4.xml · nonDerivative · entry 1

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,264

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:34 UTC
Studholme RobertSenior VP, Operations
Exercise / conversionCommon Stock Options · Derivative 16,200 $0.00 Strike: $56.63 $0.00
Disclosure

SEC source: 0001209191-23-018055 · doc4.xml · derivative · entry 2

Studholme Robert · CIK 0001936289 · Senior VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2033-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:34 UTC
Studholme RobertSenior VP, Operations
Exercise / conversionCommon Stock 8,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018055 · doc4.xml · nonDerivative · entry 1

Studholme Robert · CIK 0001936289 · Senior VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 8859 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 02:35 UTC
Williams Patrick F.Chief Financial Officer
Exercise / conversionCommon Stock Options · Derivative 22,281 $0.00 Strike: $56.63 $0.00
Disclosure

SEC source: 0001209191-23-018056 · doc4.xml · derivative · entry 3

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,281

Underlying: Common Stock · 22,281 shares

Expires 2033-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026.

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March 10, 2023 Filed Mar 11, 2023 02:35 UTC
Williams Patrick F.Chief Financial Officer
Exercise / conversionCommon Stock 12,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018056 · doc4.xml · nonDerivative · entry 2

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 12184 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026.

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March 10, 2023 Filed Mar 11, 2023 02:35 UTC
Williams Patrick F.Chief Financial Officer
Tax withholdingCommon Stock 289 $56.63 $16,366.07
Disclosure

SEC source: 0001209191-23-018056 · doc4.xml · nonDerivative · entry 1

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,492

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:18 UTC
Williams Patrick F.Chief Financial Officer
Exercise / conversionCommon Stock 1,711 $58.13 $99,460.43
Disclosure

SEC source: 0001209191-23-017423 · doc4.xml · nonDerivative · entry 2

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Stock Units (PSUs) converted into common shares on a one-to-one basis, with the amount representing the vesting of PSUs awarded on March 7, 2022, with achievement based on the Corporation's satisfaction of pre-established financial metrics.

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March 07, 2023 Filed Mar 9, 2023 01:18 UTC
Williams Patrick F.Chief Financial Officer
Tax withholdingCommon Stock 1,063 $58.13 $61,792.19
Disclosure

SEC source: 0001209191-23-017423 · doc4.xml · nonDerivative · entry 1

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,781

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:18 UTC
Studholme RobertSenior VP, Operations
Exercise / conversionCommon Shares 1,709 $58.13 $99,344.17
Disclosure

SEC source: 0001209191-23-017422 · doc4.xml · nonDerivative · entry 1

Studholme Robert · CIK 0001936289 · Senior VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Stock Units (PSUs) converted into common shares on a one-to-one basis, with the amount representing the vesting of PSUs awarded on March 7, 2022, with achievement based on the Corporation's satisfaction of pre-established financial metrics.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:17 UTC
Holliday KeithChief Technology Officer
Exercise / conversionCommon Stock 1,431 $58.13 $83,184.03
Disclosure

SEC source: 0001209191-23-017421 · doc4.xml · nonDerivative · entry 2

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Stock Units (PSUs) converted into common shares on a one-to-one basis, with the amount representing the vesting of PSUs awarded on March 7, 2022, with achievement based on the Corporation's satisfaction of pre-established financial metrics.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:17 UTC
Holliday KeithChief Technology Officer
Tax withholdingCommon Stock 889 $58.13 $51,677.57
Disclosure

SEC source: 0001209191-23-017421 · doc4.xml · nonDerivative · entry 1

Holliday Keith · CIK 0001678691 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,548

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:16 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock 1,338 $58.13 $77,777.94
Disclosure

SEC source: 0001209191-23-017420 · doc4.xml · nonDerivative · entry 2

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Stock Units (PSUs) converted into common shares on a one-to-one basis, with the amount representing the vesting of PSUs awarded on March 7, 2022, with achievement based on the Corporation's satisfaction of pre-established financial metrics.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:16 UTC
Gesten Samuel JChief Legal Officer
Tax withholdingCommon Stock 831 $58.13 $48,306.03
Disclosure

SEC source: 0001209191-23-017420 · doc4.xml · nonDerivative · entry 1

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,968

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:14 UTC
Barnes Scott DChief Medical Officer
Exercise / conversionCommon Stock 1,603 $58.13 $93,182.39
Disclosure

SEC source: 0001209191-23-017417 · doc4.xml · nonDerivative · entry 2

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Stock Units (PSUs) converted into common shares on a one-to-one basis, with the amount representing the vesting of PSUs awarded on March 7, 2022, with achievement based on the Corporation's satisfaction of pre-established financial metrics.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:14 UTC
Barnes Scott DChief Medical Officer
Tax withholdingCommon Stock 777 $58.13 $45,167.01
Disclosure

SEC source: 0001209191-23-017417 · doc4.xml · nonDerivative · entry 1

Barnes Scott D · CIK 0001781830 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,540

Read SEC document
March 07, 2023 Filed Mar 9, 2023 01:15 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock 1,083 $58.13 $62,954.79
Disclosure

SEC source: 0001209191-23-017419 · doc4.xml · nonDerivative · entry 2

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Stock Units (PSUs) converted into common shares on a one-to-one basis, with the amount representing the vesting of PSUs awarded on March 7, 2022, with achievement based on the Corporation's satisfaction of pre-established financial metrics.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.