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Foust Warren

Disclosed activity across 1 company

Tapewire entity
22608
SEC CIK
0001970778

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STAAR SURGICAL COSTAA · Entity 4851President and CEOAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STAAR SURGICAL CO

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect93,887 Reported balance After 2026-08-14 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2026-08-14 · Exercise / conversion · Acquired 7,331 · Balance 93,887

Common StockSEC Table I · non-derivativeDirect97,617 Reported balance After 2026-08-14 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2026-08-14 · Tax withholding · Disposed 3,730 · Balance 97,617

F1: On August 14, 2026, the third tranche of 7,331 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Award Program ("2025 PSU Program") in connection with his annual equity grant vested, of which 3,730 shares were withheld to satisfy taxes.

Common StockSEC Table I · non-derivativeDirect93,951 Reported balance After 2026-08-14 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2026-08-14 · Exercise / conversion · Acquired 3,666 · Balance 93,951

Common StockSEC Table I · non-derivativeDirect95,816 Reported balance After 2026-08-14 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2026-08-14 · Tax withholding · Disposed 1,865 · Balance 95,816

F2: On August 14, 2026, the third tranche of 3,666 PSUs awarded to the Reporting Person under the Issuer's 2025 PSU Program in connection with his expanded role as President and Chief Operating Officer vested, of which 1,865 shares were withheld to satisfy taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct22,493 Reported balance After 2026-08-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-14 · Grant · Acquired 22,493 · Balance 22,493

F3: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F4: The Reporting Person was granted Issuer restricted stock units (RSUs) on August 14, 2026 (the "Grant Date"). These RSUs vest as to 1/3 on the first anniversary of the Grant Date, and the remaining 2/3 vesting in 24 substantially equal monthly installments thereafter.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.18 · Expires 2036-08-13Direct40,471 Reported balance After 2026-08-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-14 · Grant · Acquired 40,471 · Balance 40,471

F5: The Reporting Person was granted an option to purchase 40,471 shares of Company common stock. The shares underlying the option vest over three years from the Grant Date, with one-third vesting on the first anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.18 · Expires 2036-08-13Direct37,962 Reported balance After 2026-08-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-14 · Grant · Acquired 37,962 · Balance 37,962

F6: The Reporting Person was granted an option to purchase 37,962 shares of Company common stock. The shares underlying the option vest over 42 months from the Grant Date, with one-third vesting on the 18-month anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Performance Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.18 · Expires 2036-08-13Direct131,830 Reported balance After 2026-08-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-08-14 · Grant · Acquired 131,830 · Balance 131,830

F7: The Reporting Person was granted a performance option to purchase 131,830 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the first anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Performance Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.18 · Expires 2036-08-13Direct123,659 Reported balance After 2026-08-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-08-14 · Grant · Acquired 123,659 · Balance 123,659

F8: The Reporting Person was granted a performance option to purchase 123,659 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the 18-month anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-12-31Direct93,887 Reported balance After 2026-08-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-08-14 · Exercise / conversion · Acquired 7,331 · Balance 93,887

F9: Represents the settlement of the third tranche of PSUs awarded to the Reporting Person in connection with his annual equity grant under the 2025 PSU Program. The number of shares was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-12-31Direct97,553 Reported balance After 2026-08-14 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-08-14 · Exercise / conversion · Acquired 3,666 · Balance 97,553

F10: Represents the settlement of the third tranche of PSUs awarded under the 2025 PSU Program to the Reporting Person in connection with his expanded role as President & Chief Operating Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Filing footnotes · ownership attribution and instrument terms

F1: On August 14, 2026, the third tranche of 7,331 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Award Program ("2025 PSU Program") in connection with his annual equity grant vested, of which 3,730 shares were withheld to satisfy taxes.

F2: On August 14, 2026, the third tranche of 3,666 PSUs awarded to the Reporting Person under the Issuer's 2025 PSU Program in connection with his expanded role as President and Chief Operating Officer vested, of which 1,865 shares were withheld to satisfy taxes.

F3: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F4: The Reporting Person was granted Issuer restricted stock units (RSUs) on August 14, 2026 (the "Grant Date"). These RSUs vest as to 1/3 on the first anniversary of the Grant Date, and the remaining 2/3 vesting in 24 substantially equal monthly installments thereafter.

F5: The Reporting Person was granted an option to purchase 40,471 shares of Company common stock. The shares underlying the option vest over three years from the Grant Date, with one-third vesting on the first anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter

F6: The Reporting Person was granted an option to purchase 37,962 shares of Company common stock. The shares underlying the option vest over 42 months from the Grant Date, with one-third vesting on the 18-month anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

F7: The Reporting Person was granted a performance option to purchase 131,830 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the first anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

F8: The Reporting Person was granted a performance option to purchase 123,659 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the 18-month anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

F9: Represents the settlement of the third tranche of PSUs awarded to the Reporting Person in connection with his annual equity grant under the 2025 PSU Program. The number of shares was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

F10: Represents the settlement of the third tranche of PSUs awarded under the 2025 PSU Program to the Reporting Person in connection with his expanded role as President & Chief Operating Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionPerformance Stock Units · Derivative 3,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 11

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,553

Underlying: Common Stock · 3,666 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Represents the settlement of the third tranche of PSUs awarded under the 2025 PSU Program to the Reporting Person in connection with his expanded role as President & Chief Operating Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionPerformance Stock Units · Derivative 7,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 10

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,887

Underlying: Common Stock · 7,331 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Represents the settlement of the third tranche of PSUs awarded to the Reporting Person in connection with his annual equity grant under the 2025 PSU Program. The number of shares was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantPerformance Stock Option (right to buy) · Derivative 123,659 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 9

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,659

Underlying: Common Stock · 123,659 shares

Expires 2036-08-13

F8 · derivative.exercise_date: The Reporting Person was granted a performance option to purchase 123,659 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the 18-month anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantPerformance Stock Option (right to buy) · Derivative 131,830 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 8

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,830

Underlying: Common Stock · 131,830 shares

Expires 2036-08-13

F7 · derivative.exercise_date: The Reporting Person was granted a performance option to purchase 131,830 shares of Company common stock. The shares underlying the option vest over a performance period ending on the earlier of a change in control and the 10-year anniversary of the Grant Date, subject to achievement of stock-price hurdles of $50.00, $75.00 and $100.00 per share, and time vest as to one-third on the first anniversary of the Grant Date with the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantStock Option (right to buy) · Derivative 37,962 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 7

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,962

Underlying: Common Stock · 37,962 shares

Expires 2036-08-13

F6 · derivative.exercise_date: The Reporting Person was granted an option to purchase 37,962 shares of Company common stock. The shares underlying the option vest over 42 months from the Grant Date, with one-third vesting on the 18-month anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantStock Option (right to buy) · Derivative 40,471 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 6

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,471

Underlying: Common Stock · 40,471 shares

Expires 2036-08-13

F5 · derivative.exercise_date: The Reporting Person was granted an option to purchase 40,471 shares of Company common stock. The shares underlying the option vest over three years from the Grant Date, with one-third vesting on the first anniversary of the Grant Date and the remaining two-thirds vesting in 24 substantially equal monthly installments thereafter

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantRestricted Stock Units · Derivative 22,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · derivative · entry 5

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,493

Underlying: Common Stock · 22,493 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F4 · derivative.exercise_date: The Reporting Person was granted Issuer restricted stock units (RSUs) on August 14, 2026 (the "Grant Date"). These RSUs vest as to 1/3 on the first anniversary of the Grant Date, and the remaining 2/3 vesting in 24 substantially equal monthly installments thereafter.

F4 · derivative.expiration_date: The Reporting Person was granted Issuer restricted stock units (RSUs) on August 14, 2026 (the "Grant Date"). These RSUs vest as to 1/3 on the first anniversary of the Grant Date, and the remaining 2/3 vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 1,865 $26.18 $48,825.70
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · nonDerivative · entry 4

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,816

F2 · shares: On August 14, 2026, the third tranche of 3,666 PSUs awarded to the Reporting Person under the Issuer's 2025 PSU Program in connection with his expanded role as President and Chief Operating Officer vested, of which 1,865 shares were withheld to satisfy taxes.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 3,666 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · nonDerivative · entry 3

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 3,730 $26.18 $97,651.40
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · nonDerivative · entry 2

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,617

F1 · shares: On August 14, 2026, the third tranche of 7,331 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Award Program ("2025 PSU Program") in connection with his annual equity grant vested, of which 3,730 shares were withheld to satisfy taxes.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 7,331 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000014 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionRestricted Stock Units · Derivative 20,787 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000012 · ownership.xml · derivative · entry 3

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 10,576 $24.36 $257,631.36
Disclosure

SEC source: 0001970778-26-000012 · ownership.xml · nonDerivative · entry 2

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,556

Read SEC document
July 31, 2026 Filed Aug 4, 2026 20:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 20,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001970778-26-000012 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F1 · price: Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 2, 2026, in connection with his appointment as Interim Co-Chief Executive Officer of the Issuer on such date. These RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.

F2 · balance_after: Due to clerical errors, the Reporting Person's prior Form 4 filed with the Securities and Exchange Commission on May 19, 2026, incorrectly reported this value as 83,112 when the Reporting Person beneficially owned 76,345 shares. The values have been corrected herein.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionPerformance Stock Units · Derivative 3,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · derivative · entry 12

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,990

Underlying: Common Stock · 3,666 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Represents the settlement of the second tranche of performance stock units awarded under the 2025 PSU Program to the Reporting Person in connection with his expanded role as President & Chief Operating Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionPerformance Stock Units · Derivative 7,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · derivative · entry 11

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,324

Underlying: Common Stock · 7,331 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents the settlement of the first tranche of performance stock units awarded under the 2025 PSU Program to the Reporting Person in connection with his expanded role as President & Chief Operating Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionPerformance Stock Units · Derivative 7,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · derivative · entry 10

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,993

Underlying: Common Stock · 7,331 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the settlement of the second tranche of performance stock units awarded to the Reporting Person in connection with his annual equity grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionPerformance Stock Units · Derivative 14,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · derivative · entry 9

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,662

Underlying: Common Stock · 14,662 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the settlement of the first tranche of performance stock units awarded to the Reporting Person in connection with his annual equity grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 1,865 $32.07 $59,810.55
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 8

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,112

F4 · shares: On May 15, 2026, the second tranche of 3,666 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with his expanded role as President & Chief Operating Officer vested, of which 1,865 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock 3,666 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 7

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,987

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 3,730 $32.07 $119,621.10
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 6

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,321

F3 · shares: On May 15, 2026, the first tranche of 7,331 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with his expanded role as President & Chief Operating Officer vested, of which 3,730 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock 7,331 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 5

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,051

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May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 3,730 $32.07 $119,621.10
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 4

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,720

F2 · shares: On May 15, 2026, the second tranche of 7,331 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with his annual equity grant vested, of which 3,730 shares were withheld to satisfy taxes.

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May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock 7,331 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 3

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,450

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May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 7,460 $32.07 $239,242.20
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 2

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,119

F1 · shares: On May 15, 2026, the first tranche of 14,662 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Unit Award Program ("2025 PSU Program") in connection with his annual equity grant vested, of which 7,460 shares were withheld to satisfy taxes .

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May 15, 2026 Filed May 19, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock 14,662 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,579

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May 08, 2026 Filed May 12, 2026 20:01 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 3,448 $26.69 $92,027.12
Disclosure

SEC source: 0001970778-26-000007 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,917

F1 · security: Reflects restricted stock units granted to the Reporting Person on May 8, 2023. These RSUs vested as to 1/3 (6,777 shares) on May 8, 2024, 1/3 (6,777 shares) on May 8, 2025, and 1/3 (6,777 shares) on May 8, 2026. On May 8, 2026, 3,448 shares were withheld to satisfy taxes.

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March 14, 2026 Filed Mar 16, 2026 21:00 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionRestricted Stock Units · Derivative 9,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · derivative · entry 7

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,551

Underlying: Common Stock · 9,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F4 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (9,775 shares) on March 14, 2026, and will vest as to 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028.

F4 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (9,775 shares) on March 14, 2026, and will vest as to 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028.

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March 14, 2026 Filed Mar 16, 2026 21:00 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionRestricted Stock Units · Derivative 19,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · derivative · entry 6

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,101

Underlying: Common Stock · 19,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F3 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (19,550 shares) on March 14, 2026, and will vest as to 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028.

F3 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (19,550 shares) on March 14, 2026, and will vest as to 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028.

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March 14, 2026 Filed Mar 16, 2026 21:00 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 9,775 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · nonDerivative · entry 3

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (9,775 shares) on March 14, 2026, and will vest as to 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028.

F5 · balance_after: Includes previously granted RSUs, which are subject to future vesting.

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March 14, 2026 Filed Mar 16, 2026 21:00 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 19,550 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · nonDerivative · entry 2

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (19,550 shares) on March 14, 2026, and will vest as to 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028.

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March 13, 2026 Filed Mar 16, 2026 21:00 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantRestricted Stock Units · Derivative 45,117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · derivative · entry 5

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,117

Underlying: Common Stock · 45,117 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F2 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (15,039 shares) on March 13, 2027, 1/3 (15,039 shares) on March 13, 2028, and 1/3 (15,039 shares) on March 13, 2029.

F2 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (15,039 shares) on March 13, 2027, 1/3 (15,039 shares) on March 13, 2028, and 1/3 (15,039 shares) on March 13, 2029.

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March 12, 2026 Filed Mar 16, 2026 21:00 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionRestricted Stock Units · Derivative 8,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · derivative · entry 4

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,175

Underlying: Common Stock · 8,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F1 · derivative.exercise_date: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and will vest as to 1/3 (8,175 shares) on March 12, 2027.

F1 · derivative.expiration_date: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and will vest as to 1/3 (8,175 shares) on March 12, 2027.

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March 12, 2026 Filed Mar 16, 2026 21:00 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 8,175 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and will vest as to 1/3 (8,175 shares) on March 12, 2027.

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February 02, 2026 Filed Feb 4, 2026 22:29 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantRestricted Stock Units · Derivative 20,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-037868 · ownership.xml · derivative · entry 1

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,787

Underlying: Common Stock · 20,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting.

F2 · derivative.exercise_date: Award of RSUs granted to the Reporting Person on February 2, 2026. These RSUs will vest as to 100% of the shares subject thereto on August 1, 2026.

F2 · derivative.expiration_date: Award of RSUs granted to the Reporting Person on February 2, 2026. These RSUs will vest as to 100% of the shares subject thereto on August 1, 2026.

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March 14, 2025 Filed Mar 18, 2025 22:04 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantRestricted Stock Units · Derivative 29,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041518 · ownership.xml · derivative · entry 2

Foust Warren · CIK 0001970778 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,326

Underlying: Common Stock · 29,326 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting.

F3 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 14, 2025 in connection with the Reporting Person's promotion to President and Chief Operating Officer. These RSUs vest as to 1/3 (9,775 shares) on March 14, 2026, 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028.

F3 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 14, 2025 in connection with the Reporting Person's promotion to President and Chief Operating Officer. These RSUs vest as to 1/3 (9,775 shares) on March 14, 2026, 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028.

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March 14, 2025 Filed Mar 18, 2025 22:04 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantRestricted Stock Units · Derivative 58,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041518 · ownership.xml · derivative · entry 1

Foust Warren · CIK 0001970778 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,651

Underlying: Common Stock · 58,651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting.

F2 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 14, 2025 in connection with annual equity award. These RSUs vest as to 1/3 (19,550 shares) on March 14, 2026, 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028.

F2 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 14, 2025 in connection with annual equity award. These RSUs vest as to 1/3 (19,550 shares) on March 14, 2026, 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 23:24 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionRestricted Stock Units · Derivative 8,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-039707 · ownership.xml · derivative · entry 2

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,350

Underlying: Common Stock · 8,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F1 · derivative.exercise_date: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, and will vest as 1/3 (8,175 shares) on March 12, 2026, and 1/3 (8,175 shares) on March 12, 2027.

F1 · derivative.expiration_date: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, and will vest as 1/3 (8,175 shares) on March 12, 2026, and 1/3 (8,175 shares) on March 12, 2027.

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March 12, 2025 Filed Mar 14, 2025 23:24 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 8,175 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-039707 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, and will vest as 1/3 (8,175 shares) on March 12, 2026, and 1/3 (8,175 shares) on March 12, 2027.

F2 · balance_after: Includes previously granted RSUs, which are subject to future vesting.

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May 08, 2024 Filed May 9, 2024 21:03 UTC STAAR SURGICAL CO STAA · Entity 4851 Tax withholdingCommon Stock 2,418 $41.02 $99,186.36
Disclosure

SEC source: 0000950170-24-057245 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,913

F1 · security: On May 8, 2023, the reporting person was granted an award of 20,331 restricted stock units (RSUs), subject to vesting as to 1/3 of the shares of common stock subject to such RSUs annually over three years. On May 8, 2024, the RSUs vested as to 6,777 shares, and 2,418 shares were withheld to satisfy taxes.

F2 · balance_after: Includes shares of common stock owned outright and shares of common stock subject to unvested RSUs.

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March 12, 2024 Filed Mar 14, 2024 21:19 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 21,966 $0.00 Strike: $37.64 $0.00
Disclosure

SEC source: 0000950170-24-031670 · ownership.xml · derivative · entry 2

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,996

Underlying: Common Stock · 21,966 shares

Expires 2034-03-11

F3 · derivative.exercise_date: Stock options granted to the Reporting Person on March 12, 2024. Options will vest and become exercisable as to 1/3 (7,322 shares) on March 12, 2025, with the remaining 2/3 (14,644 shares) vesting and becoming exercisable monthly over the following 24 months in equal amounts on a monthly basis. In the event such amount does not evenly divide into 24 months, the remaining balance of options will vest and become exercisable on March 12, 2027.

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March 12, 2024 Filed Mar 14, 2024 21:19 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantRestricted Stock Units · Derivative 24,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-031670 · ownership.xml · derivative · entry 1

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,525

Underlying: Common Stock · 24,525 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting.

F2 · derivative.exercise_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and 1/3 (8,175 shares) on March 12, 2027.

F2 · derivative.expiration_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and 1/3 (8,175 shares) on March 12, 2027.

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May 08, 2023 Filed May 9, 2023 21:24 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 37,567 $0.00 Strike: $67.63 $0.00
Disclosure

SEC source: 0001209191-23-028340 · doc4.xml · derivative · entry 2

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,567

Underlying: Common Stock · 37,567 shares

Expires 2033-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The options granted become exercisable as follows: 1/3 on 5/08/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 5/08/2026.

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May 08, 2023 Filed May 9, 2023 21:24 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 20,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028340 · doc4.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Award of 20,331 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the shares (6777) on 5/08/24, 1/3 of the shares (6777) on 5/08/25, and 1/3 of the shares (6777) on 5/08/26.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.