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Nasdaq · USD

STAA

STAAR SURGICAL CO

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4851
SEC CIK
0000718937
Parsed reports
347

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 2026100
Feb 202600
Mar 202660
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2021 Filed Sep 3, 2021 17:02 UTC
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
SaleCommon Stock 8,621 $157.61 $1,358,755.81
Disclosure

SEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 1

Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,760

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.99, inclusive.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:19 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock Options · Derivative 6,336 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-21-052340 · doc4.xml · derivative · entry 7

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,148

Underlying: Common Stock · 6,336 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:19 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock Options · Derivative 3,664 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-052340 · doc4.xml · derivative · entry 6

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,836

Underlying: Common Stock · 3,664 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:19 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock Options · Derivative 5,000 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001209191-21-052340 · doc4.xml · derivative · entry 5

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,075

Underlying: Common Stock · 5,000 shares

Expires 2026-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:19 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
SaleCommon Stock 15,000 $146.91 $2,203,650.00
Disclosure

SEC source: 0001209191-21-052340 · doc4.xml · nonDerivative · entry 4

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,630

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.31 to $148.37, inclusive.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:19 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock 6,336 $29.80 $188,812.80
Disclosure

SEC source: 0001209191-21-052340 · doc4.xml · nonDerivative · entry 3

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:19 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock 3,664 $16.15 $59,173.60
Disclosure

SEC source: 0001209191-21-052340 · doc4.xml · nonDerivative · entry 2

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:19 UTC
Francese James ESr. VP, Comm. Ops., NA, APAC
Exercise / conversionCommon Stock 5,000 $7.52 $37,600.00
Disclosure

SEC source: 0001209191-21-052340 · doc4.xml · nonDerivative · entry 1

Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock Options · Derivative 7,156 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · derivative · entry 9

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946

Underlying: Common Stock · 7,156 shares

Expires 2030-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock Options · Derivative 11,364 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · derivative · entry 8

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,682

Underlying: Common Stock · 11,364 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock Options · Derivative 4,495 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · derivative · entry 7

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,495 shares

Expires 2028-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock Options · Derivative 6,667 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · derivative · entry 6

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
SaleCommon Stock 29,682 $134.71 $3,998,462.22
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 5

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,583

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.58 to $137.35 inclusive.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock 7,156 $27.53 $197,004.68
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 4

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock 11,364 $35.98 $408,876.72
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 3

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock 4,495 $29.80 $133,951.00
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 2

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:22 UTC
Gesten Samuel JChief Legal Officer
Exercise / conversionCommon Stock 6,667 $16.15 $107,672.05
Disclosure

SEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 1

Gesten Samuel J · CIK 0001496615 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 20:22 UTC
Williams Patrick F.Chief Financial Officer
SaleCommon Stock 2,500 $140.58 $351,450.00
Disclosure

SEC source: 0001209191-21-051097 · doc4.xml · nonDerivative · entry 2

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,740

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.41 to $142.16, inclusive.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC Exercise / conversionCommon Stock Options · Derivative 9,921 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · derivative · entry 10

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,921 shares

Expires 2027-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC Exercise / conversionCommon Stock Options · Derivative 10,000 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · derivative · entry 9

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC Exercise / conversionCommon Stock Options · Derivative 10,000 $0.00 Strike: $9.31 $0.00
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · derivative · entry 8

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC SaleCommon Stock 9,921 $145.54 $1,443,902.34
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · nonDerivative · entry 6

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.00 to $153.68, inclusive.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC Exercise / conversionCommon Stock 9,921 $9.60 $95,241.60
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · nonDerivative · entry 5

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC SaleCommon Stock 10,000 $145.56 $1,455,600.00
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · nonDerivative · entry 4

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.98 to $153.68, inclusive.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC Exercise / conversionCommon Stock 10,000 $8.35 $83,500.00
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · nonDerivative · entry 3

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC SaleCommon Stock 10,000 $145.57 $1,455,700.00
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · nonDerivative · entry 2

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.96 to $153.68, inclusive.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:21 UTC Exercise / conversionCommon Stock 10,000 $9.31 $93,100.00
Disclosure

SEC source: 0001209191-21-051095 · doc4.xml · nonDerivative · entry 1

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:22 UTC
Williams Patrick F.Chief Financial Officer
Exercise / conversionCommon Stock 5,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051097 · doc4.xml · nonDerivative · entry 1

Williams Patrick F. · CIK 0001562229 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:03 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004381 · ownership.xml · nonDerivative · entry 2

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 8,663,584

F1 · kind: The shares were transferred to a limited partner in Broadwood Partners, L.P. No shares were sold by Broadwood Partners, L.P.

F1 · price: The shares were transferred to a limited partner in Broadwood Partners, L.P. No shares were sold by Broadwood Partners, L.P.

F2 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:03 UTC OtherCommon Stock 655 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004381 · ownership.xml · nonDerivative · entry 1

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,663,584

F1 · kind: The shares were transferred to a limited partner in Broadwood Partners, L.P. No shares were sold by Broadwood Partners, L.P.

F1 · price: The shares were transferred to a limited partner in Broadwood Partners, L.P. No shares were sold by Broadwood Partners, L.P.

F2 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 22:50 UTC SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004306 · ownership.xml · nonDerivative · entry 6

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 8,664,239

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 28, 2021 Filed Jun 28, 2021 22:50 UTC SaleCommon Stock 130,000 $155.19 $20,174,700.00
Disclosure

SEC source: 0000919574-21-004306 · ownership.xml · nonDerivative · entry 5

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664,239

F4 · price: This constitutes the weighted average sale price. The prices range from $155.01 to $158.51. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 22:50 UTC SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004306 · ownership.xml · nonDerivative · entry 4

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 8,794,239

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 22:50 UTC SaleCommon Stock 30,735 $155.84 $4,789,742.40
Disclosure

SEC source: 0000919574-21-004306 · ownership.xml · nonDerivative · entry 3

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,794,239

F3 · price: This constitutes the weighted average sale price. The prices range from $155.03 to $157.67. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 21:58 UTC
Yu K PeonyDirector
Exercise / conversionCommon Stock Options · Derivative 850 $0.00 Strike: $154.96 $0.00
Disclosure

SEC source: 0001209191-21-043367 · doc4.xml · derivative · entry 2

Yu K Peony · CIK 0001621328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 850 shares

Expires 2031-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest on the earlier of June 24, 2022 or the Corporation's 2022 Annual Shareholders Meeting, subject to her continued service through the vesting date.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 21:58 UTC
Yu K PeonyDirector
GrantCommon Stock 404 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043367 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722

F1 · balance_after: The restrictions on the 404 restricted shares of common stock awarded on her election to the Board of Directors lapse on the earlier of June 24, 2022 or the Corporation's 2022 Annual Meeting, subject to her continued service through that date.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 21:57 UTC GrantCommon Stock Options · Derivative 1,703 $0.00 Strike: $154.96 $0.00
Disclosure

SEC source: 0001209191-21-043365 · doc4.xml · derivative · entry 1

Lin Elizabeth Yeu · CIK 0001842190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Underlying: Common Stock · 1,703 shares

Expires 2031-06-23

F1 · derivative.exercise_date: The options vest on the earlier of June 24, 2022 or the Corporation's 2022 Annual Shareholders Meeting.

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June 24, 2021 Filed Jun 25, 2021 21:56 UTC Exercise / conversionCommon Stock 807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043363 · doc4.xml · nonDerivative · entry 1

SILVERMAN LOU · CIK 0001249935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The restrictions on the 807 restricted shares of common stock lapse on the earlier of June 24, 2022 or the Corporation's 2022 Annual Shareholders Meeting, subject to Mr. Silverman's continued service through that date.

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June 24, 2021 Filed Jun 25, 2021 21:56 UTC Exercise / conversionCommon Stock Options · Derivative 850 $0.00 Strike: $154.96 $0.00
Disclosure

SEC source: 0001209191-21-043361 · doc4.xml · derivative · entry 2

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 850 shares

Expires 2031-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest on the earlier of June 24, 2022 or the Corporation's 2022 Annual Shareholders Meeting.

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June 24, 2021 Filed Jun 25, 2021 21:56 UTC GrantCommon Stock 404 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043361 · doc4.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,985

F1 · shares: The restrictions on the 404 restricted shares of common stock lapse on the earlier of June 24, 2022, or the Corporation's 2022 Annual Shareholders Meeting, subject to Dr. Kliman's continued service through that date.

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June 24, 2021 Filed Jun 25, 2021 21:55 UTC GrantCommon Stock 807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043360 · doc4.xml · nonDerivative · entry 1

FRINZI THOMAS G · CIK 0001663458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

F1 · shares: The restrictions on the 807 restricted shares of common stock awarded on his election to the Board of Directors lapse on the earlier of June 24, 2022 or the Corporation's 2022 Annual Meeting, subject to his continued service through that date.

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June 24, 2021 Filed Jun 25, 2021 21:54 UTC Exercise / conversionCommon Stock Options · Derivative 850 $0.00 Strike: $154.96 $0.00
Disclosure

SEC source: 0001209191-21-043359 · doc4.xml · derivative · entry 2

FARRELL STEPHEN C · CIK 0001188757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 850 shares

Expires 2031-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest on the earlier of June 24, 2022 or the Corporation's 2022 Annual Shareholders Meeting.

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June 24, 2021 Filed Jun 25, 2021 21:54 UTC Exercise / conversionCommon Stock 404 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043359 · doc4.xml · nonDerivative · entry 1

FARRELL STEPHEN C · CIK 0001188757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The restrictions on the 404 restricted shares of common stock lapse on the earlier of June 24, 2022 or the Corporation's 2022 Annual Meeting, subject to Mr. Farrell's continued service through that date.

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June 24, 2021 Filed Jun 28, 2021 22:50 UTC SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004306 · ownership.xml · nonDerivative · entry 2

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 8,824,974

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 24, 2021 Filed Jun 28, 2021 22:50 UTC SaleCommon Stock 67,708 $157.83 $10,686,353.64
Disclosure

SEC source: 0000919574-21-004306 · ownership.xml · nonDerivative · entry 1

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,824,974

F2 · price: This constitutes the weighted average sale price. The prices range from $154.96 to $161.57. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 18, 2021 Filed Jun 21, 2021 12:28 UTC SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004135 · ownership.xml · nonDerivative · entry 6

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,892,682

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 18, 2021 Filed Jun 21, 2021 12:28 UTC SaleCommon Stock 13,236 $152.59 $2,019,681.24
Disclosure

SEC source: 0000919574-21-004135 · ownership.xml · nonDerivative · entry 5

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,892,682

F4 · price: This constitutes the weighted average sale price. The prices range from $151.04 to $154.48. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 17, 2021 Filed Jun 21, 2021 12:28 UTC SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004135 · ownership.xml · nonDerivative · entry 4

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,905,918

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 17, 2021 Filed Jun 21, 2021 12:28 UTC SaleCommon Stock 63,896 $150.31 $9,604,207.76
Disclosure

SEC source: 0000919574-21-004135 · ownership.xml · nonDerivative · entry 3

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,905,918

F3 · price: This constitutes the weighted average sale price. The prices range from $148.25 to $151.91. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 16, 2021 Filed Jun 21, 2021 12:28 UTC SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-21-004135 · ownership.xml · nonDerivative · entry 2

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,969,814

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.