Last 12 months
Inside the activity.
22 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 10 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 6 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2022 Filed May 20, 2022 22:30 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock Options · Derivative | 35,000 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-22-031137 · doc4.xml · derivative · entry 7 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 35,000 shares Expires 2027-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:30 UTC |
Mason Caren LDirector · President & CEO
|
SaleCommon Stock | 35,000 | $56.46 | $1,976,100.00 |
DisclosureSEC source: 0001209191-22-031137 · doc4.xml · nonDerivative · entry 2 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,645 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.43 to $57.97. Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:30 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock | 35,000 | $9.30 | $325,500.00 |
DisclosureSEC source: 0001209191-22-031137 · doc4.xml · nonDerivative · entry 1 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:24 UTC |
Francese James ESr. VP, Comm. Ops., NA, APAC
|
SaleCommon Stock | 922 | $74.62 | $68,799.64 |
DisclosureSEC source: 0001209191-22-020778 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,258 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:47 UTC |
Francese James ESr. VP, Comm. Ops., NA, APAC
|
SaleCommon Stock | 289 | $64.18 | $18,548.02 |
DisclosureSEC source: 0001209191-22-019259 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,180 Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:50 UTC |
Williams Patrick F.Chief Financial Officer
|
Exercise / conversionCommon Stock Options · Derivative | 19,188 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017271 · doc4.xml · derivative · entry 2 Williams Patrick F. · CIK 0001562229 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,188 Underlying: Common Stock · 19,188 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:50 UTC |
Williams Patrick F.Chief Financial Officer
|
Exercise / conversionCommon Stock | 9,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017271 · doc4.xml · nonDerivative · entry 1 Williams Patrick F. · CIK 0001562229 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 9225 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and the remaining 1/3 of the RSUs on 3/7/25. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:48 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock Options · Derivative | 42,160 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017269 · doc4.xml · derivative · entry 2 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,160 Underlying: Common Stock · 42,160 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:48 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock | 20,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017269 · doc4.xml · nonDerivative · entry 1 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 20,269 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:47 UTC |
Holliday KeithChief Technology Officer
|
Exercise / conversionCommon Stock Options · Derivative | 16,051 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017267 · doc4.xml · derivative · entry 2 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,051 Underlying: Common Stock · 16,051 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:47 UTC |
Holliday KeithChief Technology Officer
|
Exercise / conversionCommon Stock | 7,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017267 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 7716 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:45 UTC |
Gesten Samuel JChief Legal Officer
|
Exercise / conversionCommon Stock Options · Derivative | 15,010 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017265 · doc4.xml · derivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,010 Underlying: Common Stock · 15,010 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:45 UTC |
Gesten Samuel JChief Legal Officer
|
Exercise / conversionCommon Stock | 7,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017265 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 7216 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and the remaining 1/3 of the RSUs on 3/7/25. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:42 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
|
Exercise / conversionCommon Stock Options · Derivative | 12,293 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017260 · doc4.xml · derivative · entry 2 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,293 Underlying: Common Stock · 12,293 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:42 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
|
Exercise / conversionCommon Stock | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017260 · doc4.xml · nonDerivative · entry 1 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 5,910 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:44 UTC |
Francese James ESr. VP, Comm. Ops., NA, APAC
|
Exercise / conversionCommon Stock Options · Derivative | 12,146 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017262 · doc4.xml · derivative · entry 2 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,146 Underlying: Common Stock · 12,146 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:44 UTC |
Francese James ESr. VP, Comm. Ops., NA, APAC
|
Exercise / conversionCommon Stock | 5,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017262 · doc4.xml · nonDerivative · entry 1 Francese James E · CIK 0001571478 · Sr. VP, Comm. Ops., NA, APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 5839 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and the remaining 1/3 of the RSUs on 3/7/25. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:40 UTC |
Barnes Scott DChief Medical Officer
|
Exercise / conversionCommon Stock Options · Derivative | 16,621 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017257 · doc4.xml · derivative · entry 2 Barnes Scott D · CIK 0001781830 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,621 Underlying: Common Stock · 16,621 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:40 UTC |
Barnes Scott DChief Medical Officer
|
Exercise / conversionCommon Stock | 7,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017257 · doc4.xml · nonDerivative · entry 1 Barnes Scott D · CIK 0001781830 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 7991Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and the remaining 1/3 of the RSUs on 3/7/25. Read SEC document |
| December 14, 2021 Filed Dec 14, 2021 23:41 UTC |
Holliday KeithChief Technology Officer
|
SaleCommon Stock | 6,000 | $89.57 | $537,420.00 |
DisclosureSEC source: 0001209191-21-069590 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,721 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $90.87, inclusive. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock Options · Derivative | 35,000 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · derivative · entry 9 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 35,000 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
SaleCommon Stock | 35,000 | $113.83 | $3,984,050.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 6 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,376 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.06 to $114.06. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock | 35,000 | $7.76 | $271,600.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 5 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock Options · Derivative | 35,000 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · derivative · entry 8 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 35,000 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
SaleCommon Stock | 35,000 | $113.83 | $3,984,050.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 4 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,376 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.72 to $115.93. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock | 35,000 | $7.76 | $271,600.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 3 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock Options · Derivative | 35,000 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · derivative · entry 7 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,000 Underlying: Common Stock · 35,000 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
SaleCommon Stock | 35,000 | $114.20 | $3,997,000.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 2 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,376 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $115.62. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:56 UTC |
Mason Caren LDirector · President & CEO
|
Exercise / conversionCommon Stock | 35,000 | $7.76 | $271,600.00 |
DisclosureSEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 1 Mason Caren L · CIK 0001301366 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 00:27 UTC |
Gesten Samuel JChief Legal Officer
|
SaleCommon Stock | 15,000 | $114.53 | $1,717,950.00 |
DisclosureSEC source: 0001209191-21-059738 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,583 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.36 to $115.00 inclusive. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 20:53 UTC |
BROADWOOD PARTNERS, L.P.10% owner
Bradsher Neal C10% owner
BROADWOOD CAPITAL INC10% owner
|
OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-21-006084 · ownership.xml · nonDerivative · entry 2 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 8,592,007 F1 · kind: The shares were transferred to certain limited partners in Broadwood Partners, L.P. ("Broadwood Partners"). No shares were sold by Broadwood Partners. F1 · price: The shares were transferred to certain limited partners in Broadwood Partners, L.P. ("Broadwood Partners"). No shares were sold by Broadwood Partners. F2 · ownership.nature: The reported securities are directly owned by Broadwood Partners and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 20:53 UTC |
BROADWOOD PARTNERS, L.P.10% owner
Bradsher Neal C10% owner
BROADWOOD CAPITAL INC10% owner
|
OtherCommon Stock | 71,577 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-21-006084 · ownership.xml · nonDerivative · entry 1 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,592,007 F1 · kind: The shares were transferred to certain limited partners in Broadwood Partners, L.P. ("Broadwood Partners"). No shares were sold by Broadwood Partners. F1 · price: The shares were transferred to certain limited partners in Broadwood Partners, L.P. ("Broadwood Partners"). No shares were sold by Broadwood Partners. F2 · ownership.direct: The reported securities are directly owned by Broadwood Partners and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 20:03 UTC |
Williams Patrick F.Chief Financial Officer
|
SaleCommon Stock | 5,121 | $139.38 | $713,764.98 |
DisclosureSEC source: 0001209191-21-056607 · doc4.xml · nonDerivative · entry 1 Williams Patrick F. · CIK 0001562229 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,619 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.53 to $142.28, inclusive. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:03 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
|
Exercise / conversionCommon Stock Options · Derivative | 15,100 | $0.00 Strike: $27.53 | $0.00 |
DisclosureSEC source: 0001209191-21-055273 · doc4.xml · derivative · entry 6 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,879 Underlying: Common Stock · 15,100 shares Expires 2030-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the next 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:03 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
|
Exercise / conversionCommon Stock Options · Derivative | 14,031 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001209191-21-055273 · doc4.xml · derivative · entry 5 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109 Underlying: Common Stock · 14,031 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/13/2029. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:03 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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SaleCommon Stock | 29,131 | $157.40 | $4,585,219.40 |
DisclosureSEC source: 0001209191-21-055273 · doc4.xml · nonDerivative · entry 4 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,200 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.40 to $157.46, inclusive. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:03 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
|
Exercise / conversionCommon Stock | 15,100 | $27.53 | $415,703.00 |
DisclosureSEC source: 0001209191-21-055273 · doc4.xml · nonDerivative · entry 3 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:03 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
|
Exercise / conversionCommon Stock | 14,031 | $35.98 | $504,835.38 |
DisclosureSEC source: 0001209191-21-055273 · doc4.xml · nonDerivative · entry 2 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:03 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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SaleCommon Stock | 11,522 | $157.40 | $1,813,562.80 |
DisclosureSEC source: 0001209191-21-055273 · doc4.xml · nonDerivative · entry 1 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.40 to $157.45, inclusive. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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Exercise / conversionCommon Stock Options · Derivative | 2,988 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · derivative · entry 12 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,140 Underlying: Common Stock · 2,988 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/13/2029. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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Exercise / conversionCommon Stock Options · Derivative | 13,484 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · derivative · entry 11 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,484 shares Expires 2028-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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Exercise / conversionCommon Stock Options · Derivative | 871 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · derivative · entry 10 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 871 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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SaleCommon Stock | 17,343 | $157.50 | $2,731,522.50 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 8 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,722 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.72, inclusive. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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Exercise / conversionCommon Stock | 2,988 | $35.98 | $107,508.24 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 7 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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Exercise / conversionCommon Stock | 13,484 | $29.80 | $401,823.20 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 6 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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Exercise / conversionCommon Stock | 871 | $16.15 | $14,066.65 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 5 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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SaleCommon Stock | 11,038 | $157.50 | $1,738,485.00 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 4 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,722 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.56, inclusive. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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Exercise / conversionCommon Stock Options · Derivative | 17,573 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · derivative · entry 9 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871 Underlying: Common Stock · 17,573 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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SaleCommon Stock | 17,573 | $157.61 | $2,769,680.53 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 3 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,760 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.99, inclusive. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:02 UTC |
Blickensdoerfer Hans-MartinSr. VP, Comm. Ops, China
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Exercise / conversionCommon Stock | 17,573 | $16.15 | $283,803.95 |
DisclosureSEC source: 0001209191-21-054675 · doc4.xml · nonDerivative · entry 2 Blickensdoerfer Hans-Martin · CIK 0001488891 · Sr. VP, Comm. Ops, China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.