SRG

SEC source: 0001567619-19-012316 · doc1.xml · nonDerivative · entry 1

Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,870

F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 4,590 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account the transaction reported herein.

SEC source: 0001567619-19-012312 · doc1.xml · nonDerivative · entry 2

Dickman Brian Robert · CIK 0001600056 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,409

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based RSUs.

F2 · balance_after: Includes 14,740 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-012312 · doc1.xml · nonDerivative · entry 1

Dickman Brian Robert · CIK 0001600056 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,110

F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 14,740 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-012314 · doc1.xml · nonDerivative · entry 1

Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,719

F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 8,416 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account the transaction reported herein.

SEC source: 0001567619-19-012318 · doc1.xml · nonDerivative · entry 2

Fernand Matthew E · CIK 0001644525 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,905

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based RSUs.

F2 · balance_after: Includes 12,206 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-012318 · doc1.xml · nonDerivative · entry 1

Fernand Matthew E · CIK 0001644525 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,458

F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 12,206 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-012313 · doc1.xml · nonDerivative · entry 1

Bry James Edwin · CIK 0001644905 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,987

F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 5,966 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account the transaction reported herein.

SEC source: 0001567619-19-012311 · doc1.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,443

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based RSUs.

F2 · balance_after: Includes 49,000 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-012311 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,887

F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 49,000 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0000899243-19-013478 · doc4.xml · derivative · entry 3

LAMPERT EDWARD S · CIK 0001183200 · Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,882,546

Underlying: Class A Common Shares · 4,882,546 shares

Expires not disclosed

F6 · derivative.exercise_price: Pursuant to the agreement of limited partnership of Seritage Growth Properties, L.P. (the "Operating Partnership"), the limited partnership interests (the "Partnership Units") of the Operating Partnership may be redeemed, at the request of the holder of such Partnership Units, for a determinable amount in cash, or at the option of the Issuer, Class A Shares at the rate of one Class A Share for each Partnership Unit redeemed.

F7 · shares: Represents Partnership Units that were distributed by Partners on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners.

F8 · derivative.expiration_date: The Partnership Units do not expire.

F6 · derivative.underlying_shares: Pursuant to the agreement of limited partnership of Seritage Growth Properties, L.P. (the "Operating Partnership"), the limited partnership interests (the "Partnership Units") of the Operating Partnership may be redeemed, at the request of the holder of such Partnership Units, for a determinable amount in cash, or at the option of the Issuer, Class A Shares at the rate of one Class A Share for each Partnership Unit redeemed.

F2 · ownership.nature: This statement is filed by and on behalf of Edward S. Lampert. Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F4 · ownership.nature: RBS Partners, L.P. ("RBS") is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL Investments, Inc. ("ESL") is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F9 · ownership.nature: Represents Partnership Units directly beneficially owned by Partners.

SEC source: 0000899243-19-013478 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 276,281

F1 · shares: Represents Class A common shares of beneficial interest of Seritage Growth Properties (the "Issuer"), par value $0.01 per share ("Class A Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners.

F2 · ownership.nature: This statement is filed by and on behalf of Edward S. Lampert. Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F4 · ownership.nature: RBS Partners, L.P. ("RBS") is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL Investments, Inc. ("ESL") is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F5 · ownership.nature: Represents Class A Shares directly beneficially owned by Partners.

SEC source: 0001567619-19-007475 · doc1.xml · nonDerivative · entry 1

Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,691

F1 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based Restricted Share Units.

F2 · balance_after: Includes 9,446 unvested Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-007474 · doc1.xml · nonDerivative · entry 1

Fernand Matthew E · CIK 0001644525 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,420

F1 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based Restricted Share Units.

F2 · balance_after: Includes 13,579 unvested Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-007476 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,572

F1 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based Restricted Share Units.

F2 · balance_after: Includes 127,464 unvested or Restricted Share Units and Restricted Shares as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-007473 · doc1.xml · nonDerivative · entry 1

Dickman Brian Robert · CIK 0001600056 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,072

F1 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based Restricted Share Units.

F2 · balance_after: Includes 16,113 unvested or vested but unsettled Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-006756 · doc1.xml · nonDerivative · entry 2

Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,117

F2 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022.

F3 · balance_after: Includes 13,194 unvested or vested but unsettled Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-006756 · doc1.xml · nonDerivative · entry 1

Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,860

F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan covering the performance period Jan. 1, 2016 - Dec. 31, 2018. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. Half of the reported number of Restricted Share Units vested on March 8, 2019, when the performance determination was approved, and will be settled in Class A common shares of the issuer within 30 days of such date and the remaining half will vest on Jan. 1, 2020, subject to the reporting person's continued employment with the issuer, and will be settled within 30 days thereafter.

SEC source: 0001567619-19-006757 · doc1.xml · nonDerivative · entry 2

Fernand Matthew E · CIK 0001644525 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,074

F2 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022.

F3 · balance_after: Includes 17,801 unvested or vested but unsettled Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-006757 · doc1.xml · nonDerivative · entry 1

Fernand Matthew E · CIK 0001644525 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,010

F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan covering the performance period Jan. 1, 2016 - Dec. 31, 2018. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. Half of the reported number of Restricted Share Units vested on March 8, 2019, when the performance determination was approved, and will be settled in Class A common shares of the issuer within 30 days of such date and the remaining half will vest on Jan. 1, 2020, subject to the reporting person's continued employment with the issuer, and will be settled within 30 days thereafter.

SEC source: 0001567619-19-006758 · doc1.xml · nonDerivative · entry 1

Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,851

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022.

F2 · balance_after: Includes 5,276 unvested Restricted Share Units, as of the date of this filing, after taking into account the transaction reported herein.

SEC source: 0001567619-19-006755 · doc1.xml · nonDerivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,173

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of performance-based restricted stock awards.

F4 · balance_after: Includes 136,655 unvested or vested but unsettled Restricted Share Units and Restricted Shares as of the date of this filing, after taking into account the transactions reported herein.

SEC source: 0001567619-19-006755 · doc1.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,535

F2 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022.

SEC source: 0001567619-19-006755 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,944

F1 · shares: Represents additional Restricted Shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on July 7, 2015, and previously included in Form 4 filings, in which 21,551 Restricted Shares (the initial number of Restricted Shares granted) were reported. The total number of shares subject to this performance award, including the additional shares reported herein, is 46,660, all of which vested on March 8, 2019 when the performance determination was approved by the compensation committee of the board of directors of the issuer.

SEC source: 0001567619-19-006753 · doc1.xml · nonDerivative · entry 2

Dickman Brian Robert · CIK 0001600056 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,272

F2 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022.

F3 · balance_after: Includes 22,558 unvested or vested but unsettled Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-006753 · doc1.xml · nonDerivative · entry 1

Dickman Brian Robert · CIK 0001600056 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,093

F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan covering the performance period Jan. 1, 2016 - Dec. 31, 2018. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. Half of the reported number of Restricted Share Units vested on March 8, 2019, when the performance determination was approved, and will be settled in Class A common shares of the issuer within 30 days of such date and the remaining half will vest on Jan. 1, 2020, subject to the reporting person's continued employment with the issuer, and will be settled within 30 days thereafter.

SEC source: 0001567619-19-006754 · doc1.xml · nonDerivative · entry 2

Bry James Edwin · CIK 0001644905 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,959

F2 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022.

F3 · balance_after: Includes 8,959 unvested or vested but unsettled Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-006754 · doc1.xml · nonDerivative · entry 1

Bry James Edwin · CIK 0001644905 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan covering the performance period Jan. 1, 2016 - Dec. 31, 2018. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. Half of the reported number of Restricted Share Units vested on March 8, 2019, when the performance determination was approved, and will be settled in Class A common shares of the issuer within 30 days of such date and the remaining half will vest on Jan. 1, 2020, subject to the reporting person's continued employment with the issuer, and will be settled within 30 days thereafter.

SEC source: 0001567619-18-007778 · doc1.xml · nonDerivative · entry 1

Bry James Edwin · CIK 0001644905 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,799

F1 · balance_after: Includes 6,799 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001226 · doc1.xml · nonDerivative · entry 2

Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,428

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of performance-based restricted stock awards.

F2 · balance_after: Includes 8,505 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001226 · doc1.xml · nonDerivative · entry 1

Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

F1 · shares: Represents additional restricted shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on August 13, 2015, and previously included in Form 4 filings at the target level of achievement. The total number of shares subject to this performance award, including the additional shares reported herein, is 3,304, half of which vested on August 13, 2018 when the performance determination was approved by the compensation committee of the board of directors of the issuer and half of which vest on July 1, 2019, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: Includes 8,505 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001224 · doc1.xml · nonDerivative · entry 2

Fernand Matthew E · CIK 0001644525 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,237

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based restricted stock awards.

F2 · balance_after: Includes 12,965 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001224 · doc1.xml · nonDerivative · entry 1

Fernand Matthew E · CIK 0001644525 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,864

F1 · shares: Represents additional restricted shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on August 13, 2015, and previously included in Form 4 filings at the target level of achievement. The total number of shares subject to this performance award, including the additional shares reported herein, is 5,784, half of which vested on August 13, 2018 when the performance determination was approved by the compensation committee of the board of directors of the issuer and half of which vest on July 1, 2019, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: Includes 12,965 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001227 · doc1.xml · nonDerivative · entry 1

Bry James Edwin · CIK 0001644905 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,117

F1 · shares: Represents additional restricted shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on August 13, 2015, and previously included in Form 4 filings at the target level of achievement. The total number of shares subject to this performance award, including the additional shares reported herein, is 1,652, half of which vested on August 13, 2018 when the performance determination was approved by the compensation committee of the board of directors of the issuer and half of which vest on July 1, 2019, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: Includes 6,798 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001225 · doc1.xml · nonDerivative · entry 2

Dickman Brian Robert · CIK 0001600056 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,674

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based restricted stock awards.

F2 · balance_after: Includes 14,961 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001225 · doc1.xml · nonDerivative · entry 1

Dickman Brian Robert · CIK 0001600056 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,156

F1 · shares: Represents additional restricted shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on August 13, 2015, and previously included in Form 4 filings at the target level of achievement. The total number of shares subject to this performance award, including the additional shares reported herein, is 4,130, half of which vested on August 13, 2018 when the performance determination was approved by the compensation committee of the board of directors of the issuer and half of which vest on July 1, 2019, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: Includes 14,961 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001223 · doc1.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,835

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of performance-based restricted stock awards.

F2 · balance_after: Includes 146,615 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001223 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,392

F1 · shares: Represents additional restricted shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on July 7, 2015, and previously included in Form 4 filings at the target level of achievement. The total number of shares subject to this performance award, including the additional shares reported herein, is 134,042, half of which vested on August 13, 2018 when the performance determination was approved by the compensation committee of the board of directors of the issuer and half of which vest on May 4, 2019, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: Includes 146,615 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-000384 · doc1.xml · nonDerivative · entry 4

Osberg Sharon · CIK 0001742484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

SEC source: 0001567619-18-000384 · doc1.xml · nonDerivative · entry 3

Osberg Sharon · CIK 0001742484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

SEC source: 0001567619-18-000384 · doc1.xml · nonDerivative · entry 2

Osberg Sharon · CIK 0001742484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

SEC source: 0001567619-18-000384 · doc1.xml · nonDerivative · entry 1

Osberg Sharon · CIK 0001742484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010

SEC source: 0001140361-18-029020 · doc1.xml · nonDerivative · entry 1

Osberg Sharon · CIK 0001742484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0001140361-18-035423 · doc1.xml · nonDerivative · entry 1

Lombard Kenneth T · CIK 0001327762 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 2,097 unvested Restricted Share Units, as of the date of this filing.

SEC source: 0000899243-18-012175 · doc4.xml · derivative · entry 4

LAMPERT EDWARD S · CIK 0001183200 · Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,028,281

Underlying: Class A Common Shares · 6,028,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Pursuant to the agreement of limited partnership of the Operating Partnership, the Partnership Units of the Operating Partnership may be redeemed, at the request of the holder of such Partnership Units, for a determinable amount in cash, or at the option of the Issuer, Class A Shares at the rate of one Class A Share for each Partnership Unit redeemed.

F8 · kind: The Issuer elected to redeem the 98,923 Partnership Units of Partners with 98,923 Class A Shares. The redemption of Partnership Units by the Issuer with Class A Shares, and the receipt of such Class A Shares by Partners, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder.

F6 · shares: Partners redeemed 98,923 limited partnership interests ("Partnership Units") of Seritage Growth Properties, L.P. (the "Operating Partnership"), of which the Issuer is the general partner.

F7 · price: Pursuant to the agreement of limited partnership of the Operating Partnership, the Partnership Units of the Operating Partnership may be redeemed, at the request of the holder of such Partnership Units, for a determinable amount in cash, or at the option of the Issuer, Class A Shares at the rate of one Class A Share for each Partnership Unit redeemed.

F8 · price: The Issuer elected to redeem the 98,923 Partnership Units of Partners with 98,923 Class A Shares. The redemption of Partnership Units by the Issuer with Class A Shares, and the receipt of such Class A Shares by Partners, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder.

F9 · derivative.expiration_date: The Partnership Units do not expire.

F7 · derivative.underlying_shares: Pursuant to the agreement of limited partnership of the Operating Partnership, the Partnership Units of the Operating Partnership may be redeemed, at the request of the holder of such Partnership Units, for a determinable amount in cash, or at the option of the Issuer, Class A Shares at the rate of one Class A Share for each Partnership Unit redeemed.

F2 · ownership.nature: This statement is filed by and on behalf of Edward S. Lampert. Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F4 · ownership.nature: RBS Partners, L.P. ("RBS") is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL Investments, Inc. ("ESL") is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F10 · ownership.nature: Represents Partnership Units directly beneficially owned by Partners.

SEC source: 0000899243-18-012175 · doc4.xml · nonDerivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 341,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Partners redeemed 98,923 limited partnership interests ("Partnership Units") of Seritage Growth Properties, L.P. (the "Operating Partnership"), of which the Issuer is the general partner.

F7 · price: Pursuant to the agreement of limited partnership of the Operating Partnership, the Partnership Units of the Operating Partnership may be redeemed, at the request of the holder of such Partnership Units, for a determinable amount in cash, or at the option of the Issuer, Class A Shares at the rate of one Class A Share for each Partnership Unit redeemed.

F8 · price: The Issuer elected to redeem the 98,923 Partnership Units of Partners with 98,923 Class A Shares. The redemption of Partnership Units by the Issuer with Class A Shares, and the receipt of such Class A Shares by Partners, is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b) thereunder.

F2 · ownership.nature: This statement is filed by and on behalf of Edward S. Lampert. Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F4 · ownership.nature: RBS Partners, L.P. ("RBS") is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL Investments, Inc. ("ESL") is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F5 · ownership.nature: Represents Class A Shares directly beneficially owned by Partners.

SEC source: 0000899243-18-012175 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · Trustee

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 242,187

F1 · shares: Represents Class A common shares of beneficial interest of Seritage Growth Properties (the "Issuer"), par value $0.01 per share ("Class A Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2017 to redeem all or a portion of their interest in Partners.

F2 · ownership.nature: This statement is filed by and on behalf of Edward S. Lampert. Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F4 · ownership.nature: RBS Partners, L.P. ("RBS") is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL Investments, Inc. ("ESL") is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F5 · ownership.nature: Represents Class A Shares directly beneficially owned by Partners.

SEC source: 0001140361-18-021849 · doc1.xml · nonDerivative · entry 1

Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,243

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 10,187 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001140361-18-021850 · doc1.xml · nonDerivative · entry 1

Fernand Matthew E · CIK 0001644525 · General Counsel and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,456

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 15,909 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001140361-18-021852 · doc1.xml · nonDerivative · entry 1

Bry James Edwin · CIK 0001644905 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,715

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 7,640 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001140361-18-021851 · doc1.xml · nonDerivative · entry 1

Dickman Brian Robert · CIK 0001600056 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,151

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 17,063 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.