Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Seritage Growth PropertiesSRG · Entity 9015 | EVP of Leasing & Operations | March 05, 2021 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Seritage Growth Properties
Report date March 05, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 38,554 |
Last balance in matching sequence
After 2021-03-05 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-03-05 · Grant · Acquired 2,355 · Balance 24,479 F1: Represents Restricted Share Units earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vested on March 5, 2021, when the performance determination was approved, and will be settled within 30 days thereafter. F4: Includes 16,789 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Row 2 · 2021-03-05 · Grant · Acquired 8,263 · Balance 32,742 F2: Represents Restricted Share Units earned under the terms of a retention performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on May 2, 2018 and covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vest on May 2, 2021 and will be settled within 30 days thereafter. F4: Includes 16,789 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Row 3 · 2021-03-05 · Grant · Acquired 5,812 · Balance 38,554 F3: Represents grants of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024. F4: Includes 16,789 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Share Units earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vested on March 5, 2021, when the performance determination was approved, and will be settled within 30 days thereafter.
F2: Represents Restricted Share Units earned under the terms of a retention performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on May 2, 2018 and covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vest on May 2, 2021 and will be settled within 30 days thereafter.
F3: Represents grants of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024.
F4: Includes 16,789 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2021 Filed Mar 9, 2021 21:41 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 5,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000279 · form4.xml · nonDerivative · entry 3 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,554 F3 · shares: Represents grants of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024. F4 · balance_after: Includes 16,789 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:41 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 8,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000279 · form4.xml · nonDerivative · entry 2 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,742 F2 · shares: Represents Restricted Share Units earned under the terms of a retention performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on May 2, 2018 and covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vest on May 2, 2021 and will be settled within 30 days thereafter. F4 · balance_after: Includes 16,789 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:41 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 2,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000279 · form4.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,479 F1 · shares: Represents Restricted Share Units earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vested on March 5, 2021, when the performance determination was approved, and will be settled within 30 days thereafter. F4 · balance_after: Includes 16,789 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| May 13, 2020 Filed May 15, 2020 17:36 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000641 · form4.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,124 F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to adjust the number of RSUs attributable to "Tranche 3" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award which vested or will vest in three substantially equal installments on May 2, 2019, May 2, 2020 and May 2, 2021; therefore two-thirds of the additional RSUs were considered vested as of the date of grant and one-third will vest on May 2, 2021. F2 · balance_after: Includes 5,387 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 02, 2020 Filed Mar 27, 2020 16:42 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000482 · form4.xml · nonDerivative · entry 2 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,721 F2 · shares: Represents a grant of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 2, 2020 based on a per share grant date value of $33.44. This award will vest in substantially equal installments on the anniversaries of the date of grant in 2021, 2022 and 2023. F3 · balance_after: Includes 6,313 unvested Restricted Share Units, as of the date of this filing, after taking into account the transactions reported herein. Read SEC document |
| March 02, 2020 Filed Mar 27, 2020 16:42 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 2,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000482 · form4.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,067 F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on February 27, 2017 based on a per share grant date value of $47.31 and covering the performance period January 1, 2017 to December 31, 2019. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. Half of the reported number of Restricted Share Units vested on March 2, 2020, when the performance determination was approved, and were settled in Class A common shares of the issuer on March 25, 2020 and the remaining half will vest on January 1, 2021, subject to the reporting person's continued employment with the issuer, and will be settled within 30 days thereafter. Read SEC document |
| May 24, 2019 Filed May 29, 2019 16:47 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012314 · doc1.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,719 F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021. F2 · balance_after: Includes 8,416 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:14 UTC | Seritage Growth Properties SRG · Entity 9015 | Tax withholdingClass A Common Shares | 1,426 | $44.66 | $63,685.16 |
DisclosureSEC source: 0001567619-19-007475 · doc1.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,691 F1 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based Restricted Share Units. F2 · balance_after: Includes 9,446 unvested Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 19:44 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006756 · doc1.xml · nonDerivative · entry 2 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,117 F2 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022. F3 · balance_after: Includes 13,194 unvested or vested but unsettled Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 19:44 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 3,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006756 · doc1.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,860 F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan covering the performance period Jan. 1, 2016 - Dec. 31, 2018. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. Half of the reported number of Restricted Share Units vested on March 8, 2019, when the performance determination was approved, and will be settled in Class A common shares of the issuer within 30 days of such date and the remaining half will vest on Jan. 1, 2020, subject to the reporting person's continued employment with the issuer, and will be settled within 30 days thereafter. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 19:11 UTC | Seritage Growth Properties SRG · Entity 9015 | Tax withholdingClass A Common Shares | 619 | $49.18 | $30,442.42 |
DisclosureSEC source: 0001567619-18-001226 · doc1.xml · nonDerivative · entry 2 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,428 F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of performance-based restricted stock awards. F2 · balance_after: Includes 8,505 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 19:11 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001226 · doc1.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,047 F1 · shares: Represents additional restricted shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on August 13, 2015, and previously included in Form 4 filings at the target level of achievement. The total number of shares subject to this performance award, including the additional shares reported herein, is 3,304, half of which vested on August 13, 2018 when the performance determination was approved by the compensation committee of the board of directors of the issuer and half of which vest on July 1, 2019, subject to the reporting person's continued employment with the issuer. F2 · balance_after: Includes 8,505 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:00 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 3,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-021849 · doc1.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,243 F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021. F2 · balance_after: Includes 10,187 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:14 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012311 · doc1.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,096 F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 2, 2019, March 2, 2020 and March 2, 2021. F2 · balance_after: Includes 7,927 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
| February 27, 2017 Filed Mar 24, 2017 16:22 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013256 · doc1.xml · nonDerivative · entry 1 Rottler Mary · CIK 0001646992 · EVP of Leasing & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,511 F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in three equal installments beginning on February 27, 2018. F2 · balance_after: Includes 7,791 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.