Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Seritage Growth PropertiesSRG · Entity 9015 | See Remarks | March 05, 2021 | March 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Seritage Growth Properties
Report date March 05, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 28,550 |
Last balance in matching sequence
After 2021-03-05 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-03-05 · Grant · Acquired 1,899 · Balance 14,838 F1: Represents Restricted Share Units earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vested on March 5, 2021, when the performance determination was approved, and will be settled within 30 days thereafter. F4: Includes 16,021 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Row 2 · 2021-03-05 · Grant · Acquired 8,263 · Balance 23,101 F2: Represents Restricted Share Units earned under the terms of a retention performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on May 2, 2018 and covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vest on May 2, 2021 and will be settled within 30 days thereafter. F4: Includes 16,021 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Row 3 · 2021-03-05 · Grant · Acquired 5,449 · Balance 28,550 F3: Represents grants of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024. F4: Includes 16,021 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Share Units earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vested on March 5, 2021, when the performance determination was approved, and will be settled within 30 days thereafter.
F2: Represents Restricted Share Units earned under the terms of a retention performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on May 2, 2018 and covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vest on May 2, 2021 and will be settled within 30 days thereafter.
F3: Represents grants of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024.
F4: Includes 16,021 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2021 Filed Mar 10, 2021 02:40 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 5,449 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000278 · form4.xml · nonDerivative · entry 3 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,550 F3 · shares: Represents grants of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024. F4 · balance_after: Includes 16,021 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 02:40 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 8,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000278 · form4.xml · nonDerivative · entry 2 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,101 F2 · shares: Represents Restricted Share Units earned under the terms of a retention performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on May 2, 2018 and covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vest on May 2, 2021 and will be settled within 30 days thereafter. F4 · balance_after: Includes 16,021 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 02:40 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,899 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000278 · form4.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,838 F1 · shares: Represents Restricted Share Units earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These Restricted Share Units vested on March 5, 2021, when the performance determination was approved, and will be settled within 30 days thereafter. F4 · balance_after: Includes 16,021 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| May 13, 2020 Filed May 15, 2020 21:28 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000637 · form4.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,939 F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to adjust the number of RSUs attributable to "Tranche 3" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award which vested or will vest in three substantially equal installments on May 2, 2019, May 2, 2020 and May 2, 2021; therefore two-thirds of the additional RSUs were considered vested as of the date of grant and one-third will vest on May 2, 2021. F2 · balance_after: Includes 4,625 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 02, 2020 Filed Mar 27, 2020 20:37 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,201 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000478 · form4.xml · nonDerivative · entry 2 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,536 F2 · shares: Represents a grant of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 2, 2020 based on a per share grant date value of $33.44. This award will vest in substantially equal installments on the anniversaries of the date of grant in 2021, 2022 and 2023. F3 · balance_after: Includes 5,551 unvested Restricted Share Units, as of the date of this filing, after taking into account the transactions reported herein. Read SEC document |
| March 02, 2020 Filed Mar 27, 2020 20:37 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 2,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000478 · form4.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,335 F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on February 27, 2017 based on a per share grant date value of $47.31 and covering the performance period January 1, 2017 to December 31, 2019. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. Half of the reported number of Restricted Share Units vested on March 2, 2020, when the performance determination was approved, and were settled in Class A common shares of the issuer on March 25, 2020 and the remaining half will vest on January 1, 2021, subject to the reporting person's continued employment with the issuer, and will be settled within 30 days thereafter. Read SEC document |
| May 24, 2019 Filed May 29, 2019 20:46 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012313 · doc1.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,987 F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021. F2 · balance_after: Includes 5,966 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account the transaction reported herein. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 23:41 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006754 · doc1.xml · nonDerivative · entry 2 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,959 F2 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022. F3 · balance_after: Includes 8,959 unvested or vested but unsettled Restricted Share Units and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 23:41 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006754 · doc1.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,012 F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan covering the performance period Jan. 1, 2016 - Dec. 31, 2018. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. Half of the reported number of Restricted Share Units vested on March 8, 2019, when the performance determination was approved, and will be settled in Class A common shares of the issuer within 30 days of such date and the remaining half will vest on Jan. 1, 2020, subject to the reporting person's continued employment with the issuer, and will be settled within 30 days thereafter. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 21:35 UTC | Seritage Growth Properties SRG · Entity 9015 | SaleClass A Common Shares | 3,318 | $38.08 | $126,344.13 |
DisclosureSEC source: 0001567619-18-007778 · doc1.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,799 F1 · balance_after: Includes 6,799 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 23:12 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 402 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001227 · doc1.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,117 F1 · shares: Represents additional restricted shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on August 13, 2015, and previously included in Form 4 filings at the target level of achievement. The total number of shares subject to this performance award, including the additional shares reported herein, is 1,652, half of which vested on August 13, 2018 when the performance determination was approved by the compensation committee of the board of directors of the issuer and half of which vest on July 1, 2019, subject to the reporting person's continued employment with the issuer. F2 · balance_after: Includes 6,798 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
| May 02, 2018 Filed May 5, 2018 01:05 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 3,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-021852 · doc1.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021. F2 · balance_after: Includes 7,640 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:17 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012315 · doc1.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,568 F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 2, 2019, March 2, 2020 and March 2, 2021. F2 · balance_after: Includes 4,807 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
| February 27, 2017 Filed Mar 24, 2017 20:24 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013261 · doc1.xml · nonDerivative · entry 1 Bry James Edwin · CIK 0001644905 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,290 F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in three equal installments beginning on February 27, 2018. F2 · balance_after: Includes 4,561 unvested Restricted Share Units and Restricted Shares, as of the date of this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.