Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

Export transactions ↓
Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 1, 2018 20:38 UTC
Stein Todd JDirector
GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052799 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 573,377

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 20:38 UTC
Stein Todd JDirector
GrantCommon Stock 741 $15.40 $11,411.40
Disclosure

SEC source: 0001209191-18-052799 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741

Read SEC document
October 01, 2018 Filed Oct 1, 2018 20:24 UTC GrantCommon Stock 974 $15.40 $14,999.60
Disclosure

SEC source: 0001209191-18-052761 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,388

Read SEC document
October 01, 2018 Filed Oct 1, 2018 20:23 UTC GrantCommon Stock 974 $15.40 $14,999.60
Disclosure

SEC source: 0001209191-18-052756 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,369

Read SEC document
October 01, 2018 Filed Oct 1, 2018 20:21 UTC GrantCommon Stock 974 $15.40 $14,999.60
Disclosure

SEC source: 0001209191-18-052747 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,246

Read SEC document
October 01, 2018 Filed Oct 1, 2018 20:20 UTC GrantCommon Stock 974 $15.40 $14,999.60
Disclosure

SEC source: 0001209191-18-052741 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,192

Read SEC document
October 01, 2018 Filed Oct 1, 2018 20:18 UTC GrantCommon Stock 974 $15.40 $14,999.60
Disclosure

SEC source: 0001209191-18-052737 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 18,813

Read SEC document
September 05, 2018 Filed Sep 5, 2018 20:27 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $15.23 $76,130.00
Disclosure

SEC source: 0001209191-18-049566 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 334,628

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:27 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $15.18 $75,890.00
Disclosure

SEC source: 0001209191-18-049566 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 339,628

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
August 23, 2018 Filed Aug 23, 2018 20:14 UTC
Stein Todd JDirector
GrantCommon Stock 5,000 $15.36 $76,821.00
Disclosure

SEC source: 0001209191-18-048163 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 465,594

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 20:34 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
SaleCommon stock 3,120 $15.60 $48,672.00
Disclosure

SEC source: 0001209191-18-047952 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,110

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:43 UTC
Stein Todd JDirector
GrantCommon Stock 13,000 $14.62 $189,998.90
Disclosure

SEC source: 0001209191-18-044743 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 460,594

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLP ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 17, 2018 Filed Jul 17, 2018 20:08 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionRestricted Stock Units · Derivative 12,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042831 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,680

Underlying: Common Stock · 12,535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On July 17, 2018, 12535 shares vested.

F4 · derivative.expiration_date: On July 17, 2018, 12535 shares vested.

Read SEC document
July 17, 2018 Filed Jul 17, 2018 20:08 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Tax withholdingCommon Stock 5,654 $15.15 $85,658.10
Disclosure

SEC source: 0001209191-18-042831 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,391

F3 · shares: On July 17, 2018 Mr. Wallace surrendered 5,654 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of July 16, 2018 as reported on NASDAQ.

Read SEC document
July 17, 2018 Filed Jul 17, 2018 20:08 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionCommon Stock 12,535 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-042831 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 17, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 16:22 UTC GrantCommon Stock 1,163 $15.05 $17,503.15
Disclosure

SEC source: 0001209191-18-040327 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,526

Read SEC document
July 02, 2018 Filed Jul 2, 2018 20:24 UTC GrantCommon Stock 997 $15.05 $15,004.85
Disclosure

SEC source: 0001209191-18-040335 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,272

Read SEC document
July 02, 2018 Filed Jul 2, 2018 20:21 UTC GrantCommon Stock 997 $15.05 $15,004.85
Disclosure

SEC source: 0001209191-18-040322 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,395

Read SEC document
July 02, 2018 Filed Jul 2, 2018 20:17 UTC GrantCommon Stock 997 $15.05 $15,004.85
Disclosure

SEC source: 0001209191-18-040312 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,414

Read SEC document
July 02, 2018 Filed Jul 2, 2018 20:19 UTC GrantCommon Stock 997 $15.05 $15,004.85
Disclosure

SEC source: 0001209191-18-040316 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,218

Read SEC document
July 02, 2018 Filed Jul 2, 2018 20:16 UTC GrantCommon Stock 997 $15.05 $15,004.85
Disclosure

SEC source: 0001209191-18-040308 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 17,839

Read SEC document
June 04, 2018 Filed Jun 4, 2018 21:02 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $15.37 $76,862.50
Disclosure

SEC source: 0001209191-18-035214 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 344,628

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:02 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $15.39 $76,925.00
Disclosure

SEC source: 0001209191-18-035214 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 349,628

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
May 14, 2018 Filed May 15, 2018 16:48 UTC GrantCommon Stock 2,000 $14.40 $28,800.00
Disclosure

SEC source: 0001209191-18-030246 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,363

Read SEC document
April 02, 2018 Filed Apr 2, 2018 16:46 UTC GrantCommon Stock 1,171 $14.95 $17,506.45
Disclosure

SEC source: 0001209191-18-022425 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,363

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:47 UTC GrantCommon Stock 1,003 $14.95 $14,994.85
Disclosure

SEC source: 0001209191-18-022431 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,275

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:45 UTC GrantCommon Stock 1,003 $14.95 $14,994.85
Disclosure

SEC source: 0001209191-18-022419 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,398

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:44 UTC GrantCommon Stock 1,003 $14.95 $14,994.85
Disclosure

SEC source: 0001209191-18-022417 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,221

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:43 UTC GrantCommon Stock 1,003 $14.95 $14,994.85
Disclosure

SEC source: 0001209191-18-022412 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,417

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:41 UTC GrantCommon Stock 1,003 $14.95 $14,994.85
Disclosure

SEC source: 0001209191-18-022406 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 16,842

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:06 UTC GrantCommon Stock 5,000 $14.74 $73,700.00
Disclosure

SEC source: 0001209191-18-019160 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,272

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:19 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Disposition to issuerRestricted Stock Units · Derivative 3,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018492 · doc4.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,110

Underlying: Common Stock · 3,564 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 9, 2018, 3,564 shares were forfeited due to performance criteria of the 2015 LTIP not met.

F5 · derivative.exercise_date: On March 9, 2018, 3,564 shares were forfeited due to performance criteria of the 2015 LTIP not met.

F5 · derivative.expiration_date: On March 9, 2018, 3,564 shares were forfeited due to performance criteria of the 2015 LTIP not met.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:19 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018492 · doc4.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,674

Underlying: Common Stock · 3,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs were granted to Ms. Woods under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 9, 2018 3,564 shares vested under the 2015 LTIP.

F4 · derivative.expiration_date: On March 9, 2018 3,564 shares vested under the 2015 LTIP.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:19 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 1,055 $15.90 $16,774.50
Disclosure

SEC source: 0001209191-18-018492 · doc4.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,120

F3 · shares: On March 9, 2018 Ms. Woods surrendered 1,055 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:19 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 3,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-018492 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms. Woods under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP").

F2 · price: RSUs were granted to Ms. Woods under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 16:17 UTC
SAINE TOMChief Information Officer
Disposition to issuerRestricted Stock Units · Derivative 5,940 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018485 · doc4.xml · derivative · entry 4

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,719

Underlying: Common Stock · 5,940 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

F5 · derivative.exercise_date: On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

F5 · derivative.expiration_date: On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 16:17 UTC
SAINE TOMChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 5,940 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018485 · doc4.xml · derivative · entry 3

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,659

Underlying: Common Stock · 5,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs were granted to Mr. Saine under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 9, 2018 5,940 shares vested under the 2015 LTIP.

F4 · derivative.expiration_date: On March 9, 2018 5,940 shares vested under the 2015 LTIP.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 16:17 UTC
SAINE TOMChief Information Officer
Tax withholdingCommon Stock 2,546 $15.90 $40,481.40
Disclosure

SEC source: 0001209191-18-018485 · doc4.xml · nonDerivative · entry 2

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,298

F3 · shares: On March 9, 2018 Mr. Saine surrendered 2,546 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 16:17 UTC
SAINE TOMChief Information Officer
Exercise / conversionCommon Stock 5,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-018485 · doc4.xml · nonDerivative · entry 1

SAINE TOM · CIK 0001425714 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Saine under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP").

F2 · price: RSUs were granted to Mr. Saine under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 16:22 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Disposition to issuerRestricted Stock Units · Derivative 3,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018498 · doc4.xml · derivative · entry 4

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,770

Underlying: Common Stock · 3,564 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 9, 2018, 4,376 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

F5 · derivative.exercise_date: On March 9, 2018, 4,376 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

F5 · derivative.expiration_date: On March 9, 2018, 4,376 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 16:22 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Exercise / conversionRestricted Stock Units · Derivative 3,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018498 · doc4.xml · derivative · entry 3

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,146

Underlying: Common Stock · 3,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs were granted to Ms. Culp under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 9, 2018 4,376 shares vested under the 2015 LTIP.

F4 · derivative.expiration_date: On March 9, 2018 4,376 shares vested under the 2015 LTIP.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 16:22 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Tax withholdingCommon Stock 1,974 $15.90 $31,386.60
Disclosure

SEC source: 0001209191-18-018498 · doc4.xml · nonDerivative · entry 2

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,446

F3 · shares: On March 9, 2018 Ms. Culp surrendered 1,974 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 16:22 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Exercise / conversionCommon Stock 4,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-018498 · doc4.xml · nonDerivative · entry 1

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms. Culp under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP").

F2 · price: RSUs were granted to Ms. Culp under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:21 UTC
KELLY VINCENT DDirector · President & CEO
Disposition to issuerRestricted Stock Units · Derivative 43,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018495 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,370

Underlying: Common Stock · 43,203 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 9, 2018, 43,203 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

F5 · derivative.exercise_date: On March 9, 2018, 43,203 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

F5 · derivative.expiration_date: On March 9, 2018, 43,203 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:21 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 43,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018495 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,573

Underlying: Common Stock · 43,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs were granted to Mr. Kelly under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 9, 2018 43,202 shares vested under the 2015 LTIP.

F4 · derivative.expiration_date: On March 9, 2018 43,202 shares vested under the 2015 LTIP.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:21 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 19,485 $15.90 $309,811.50
Disclosure

SEC source: 0001209191-18-018495 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,258

F3 · shares: On March 9, 2018 Mr. Kelly surrendered 19,485 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:21 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 43,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-018495 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Kelly under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP").

F2 · price: RSUs were granted to Mr. Kelly under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:16 UTC
Goel HemantPresident of Spok, Inc.
Disposition to issuerRestricted Stock Units · Derivative 8,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018481 · doc4.xml · derivative · entry 4

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,183

Underlying: Common Stock · 8,749 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 9, 2018, 8,749 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

F5 · derivative.exercise_date: On March 9, 2018, 8,749 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

F5 · derivative.expiration_date: On March 9, 2018, 8,749 shares were forfeited due to performance criteria of the 2015 LTIP not being met.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:16 UTC
Goel HemantPresident of Spok, Inc.
Exercise / conversionRestricted Stock Units · Derivative 8,748 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018481 · doc4.xml · derivative · entry 3

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,923

Underlying: Common Stock · 8,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs were granted to Mr. Goel under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 9, 2018 8,748 shares vested under the 2015 LTIP.

F4 · derivative.expiration_date: On March 9, 2018 8,748 shares vested under the 2015 LTIP.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:16 UTC
Goel HemantPresident of Spok, Inc.
Tax withholdingCommon Stock 2,677 $15.90 $42,564.30
Disclosure

SEC source: 0001209191-18-018481 · doc4.xml · nonDerivative · entry 2

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524

F3 · shares: On March 9, 2018 Mr. Goel surrendered 2,677 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.