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Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 2, 2019 21:23 UTC
Stein Todd JDirector
GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000275 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 573,377

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2019 Filed Jan 2, 2019 21:23 UTC
Stein Todd JDirector
GrantCommon Stock 1,131 $13.26 $14,997.06
Disclosure

SEC source: 0001209191-19-000275 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

Read SEC document
January 02, 2019 Filed Jan 2, 2019 21:20 UTC GrantCommon Stock 1,131 $13.26 $14,997.06
Disclosure

SEC source: 0001209191-19-000271 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

Read SEC document
January 02, 2019 Filed Jan 2, 2019 21:19 UTC GrantCommon Stock 1,131 $13.26 $14,997.06
Disclosure

SEC source: 0001209191-19-000265 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,519

Read SEC document
January 02, 2019 Filed Jan 2, 2019 21:15 UTC GrantCommon Stock 1,131 $13.26 $14,997.06
Disclosure

SEC source: 0001209191-19-000248 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,671

Read SEC document
January 02, 2019 Filed Jan 2, 2019 21:11 UTC GrantCommon Stock 1,131 $13.26 $14,997.06
Disclosure

SEC source: 0001209191-19-000240 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 19,944

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:46 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 11,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002182 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,125

Underlying: common stock · 11,312 shares

Expires not disclosed

F2 · security: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:46 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 11,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002182 · doc4.xml · derivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,813

Underlying: common stock · 11,312 shares

Expires not disclosed

F1 · security: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:16 UTC
Rice CalvinController
GrantRestricted Stock Units · Derivative 2,309 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002103 · doc4.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,676

Underlying: Common Stock · 2,309 shares

Expires not disclosed

F2 · security: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:16 UTC
Rice CalvinController
GrantRestricted Stock Units · Derivative 2,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002103 · doc4.xml · derivative · entry 1

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,367

Underlying: Common Stock · 2,310 shares

Expires not disclosed

F1 · security: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:51 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Units · Derivative 4,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002203 · doc4.xml · derivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,617

Underlying: Common Stock · 4,949 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:51 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Units · Derivative 4,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002203 · doc4.xml · derivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668

Underlying: Common Stock · 4,949 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:53 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
GrantRestricted Stock Units · Derivative 6,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002206 · doc4.xml · derivative · entry 2

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,344

Underlying: Common Stock · 6,363 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:53 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
GrantRestricted Stock Units · Derivative 6,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002206 · doc4.xml · derivative · entry 1

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,981

Underlying: Common Stock · 6,363 shares

Expires not disclosed

F1 · security: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:40 UTC
Goel HemantPresident of Spok, Inc.
GrantRestricted Stock Units · Derivative 18,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002165 · doc4.xml · derivative · entry 2

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,420

Underlying: Common Stock · 18,853 shares

Expires not disclosed

F2 · security: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:40 UTC
Goel HemantPresident of Spok, Inc.
GrantRestricted Stock Units · Derivative 18,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002165 · doc4.xml · derivative · entry 1

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,567

Underlying: Common Stock · 18,854 shares

Expires not disclosed

F1 · security: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:25 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Units · Derivative 37,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002131 · doc4.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 293,894

Underlying: common stock · 37,707 shares

Expires not disclosed

F2 · security: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:25 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Units · Derivative 37,707 $13.26 $499,994.82
Disclosure

SEC source: 0001209191-19-002131 · doc4.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 256,187

Underlying: common stock · 37,707 shares

Expires not disclosed

F1 · security: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 7, 2019 21:19 UTC Amendment
Rice CalvinController
GrantRestricted Stock Units · Derivative 2,309 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002522 · doc4a.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,224

Underlying: Common Stock · 2,309 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 7, 2019 21:19 UTC Amendment
Rice CalvinController
GrantRestricted Stock Units · Derivative 2,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002522 · doc4a.xml · derivative · entry 1

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,915

Underlying: Common Stock · 2,310 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:44 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionRestricted Stock Units · Derivative 6,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002171 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,501

Underlying: Common Stock · 6,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 6,179 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 6,179 shares vested.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:44 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Tax withholdingCommon Stock 3,115 $13.26 $41,304.90
Disclosure

SEC source: 0001209191-19-002171 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,455

F3 · shares: On December 31, 2018, Mr. Wallace surrendered 3,115 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:44 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionCommon Stock 6,179 $13.26 $81,933.54
Disclosure

SEC source: 0001209191-19-002171 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:14 UTC
Rice CalvinController
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002094 · doc4.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,605

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 700 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 700 shares vested.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:14 UTC
Rice CalvinController
Tax withholdingCommon Stock 248 $15.90 $3,943.20
Disclosure

SEC source: 0001209191-19-002094 · doc4.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

F3 · shares: On December 31, 2018, Mr. Rice surrendered 248 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:14 UTC
Rice CalvinController
Exercise / conversionCommon Stock 700 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-002094 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Rice.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:50 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002199 · doc4.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,719

Underlying: Common Stock · 2,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 2,391 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 2,391 shares vested.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:50 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 847 $13.26 $11,231.22
Disclosure

SEC source: 0001209191-19-002199 · doc4.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544

F3 · shares: On December 31, 2018, Ms. Woods surrendered 847 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:50 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 2,391 $13.26 $31,704.66
Disclosure

SEC source: 0001209191-19-002199 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms. Woods.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms. Woods.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 17:32 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Exercise / conversionRestricted Stock Units · Derivative 3,152 $13.26 $41,795.52
Disclosure

SEC source: 0001209191-19-002147 · doc4.xml · derivative · entry 3

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,618

Underlying: Common Stock · 3,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 3,152 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 3,152 shares vested.

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December 31, 2018 Filed Jan 4, 2019 17:32 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Tax withholdingCommon Stock 1,589 $13.26 $21,070.14
Disclosure

SEC source: 0001209191-19-002147 · doc4.xml · nonDerivative · entry 2

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,009

F3 · kind: On December 31, 2018, Ms. Culp surrendered 1,589 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

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December 31, 2018 Filed Jan 4, 2019 17:32 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Exercise / conversionCommon Stock 3,152 $13.26 $41,795.52
Disclosure

SEC source: 0001209191-19-002147 · doc4.xml · nonDerivative · entry 1

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:38 UTC
Goel HemantPresident of Spok, Inc.
Exercise / conversionRestricted Stock Units · Derivative 11,470 $13.26 $152,092.20
Disclosure

SEC source: 0001209191-19-002157 · doc4.xml · derivative · entry 3

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,713

Underlying: Common Stock · 11,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F2 · date: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 11,470 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 11,470 shares vested.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:38 UTC
Goel HemantPresident of Spok, Inc.
Tax withholdingCommon Stock 3,958 $13.26 $52,483.08
Disclosure

SEC source: 0001209191-19-002157 · doc4.xml · nonDerivative · entry 2

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,036

F3 · shares: On December 31, 2018, Mr. Goel surrendered 3,958 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

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December 31, 2018 Filed Jan 4, 2019 22:38 UTC
Goel HemantPresident of Spok, Inc.
Exercise / conversionCommon Stock 11,470 $13.26 $152,092.20
Disclosure

SEC source: 0001209191-19-002157 · doc4.xml · nonDerivative · entry 1

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Goel.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:22 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 29,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002121 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 218,480

Underlying: Common Stock · 29,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 29,890 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 29,890 shares vested.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:22 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 13,876 $13.26 $183,995.76
Disclosure

SEC source: 0001209191-19-002121 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 92,272

F3 · shares: On December 31, 2018, Mr. Kelly surrendered 13,876 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

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December 31, 2018 Filed Jan 4, 2019 22:22 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 29,890 $13.26 $396,341.40
Disclosure

SEC source: 0001209191-19-002121 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 106,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Kelly.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2018 Filed Jan 7, 2019 21:17 UTC Amendment
Rice CalvinController
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002515 · doc4a.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,605

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 700 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 700 shares vested.

Read SEC document
December 31, 2018 Filed Jan 7, 2019 21:17 UTC Amendment
Rice CalvinController
Tax withholdingCommon Stock 248 $13.26 $3,288.48
Disclosure

SEC source: 0001209191-19-002515 · doc4a.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

F3 · shares: On December 31, 2018, Mr. Rice surrendered 248 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

Read SEC document
December 31, 2018 Filed Jan 7, 2019 21:17 UTC Amendment
Rice CalvinController
Exercise / conversionCommon Stock 700 $13.26 $9,282.00
Disclosure

SEC source: 0001209191-19-002515 · doc4a.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2017, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Rice.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
December 31, 2018 Filed Jan 7, 2019 21:15 UTC Amendment
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002508 · doc4a.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,719

Underlying: Common Stock · 2,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common stock.

F4 · derivative.exercise_date: On December 31, 2018, 2,391 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 2,391 shares vested.

Read SEC document
December 31, 2018 Filed Jan 7, 2019 21:15 UTC Amendment
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 847 $13.26 $11,231.22
Disclosure

SEC source: 0001209191-19-002508 · doc4a.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544

F3 · shares: On December 31, 2018, Ms. Woods surrendered 847 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

Read SEC document
December 31, 2018 Filed Jan 7, 2019 21:15 UTC Amendment
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 2,391 $13.26 $31,704.66
Disclosure

SEC source: 0001209191-19-002508 · doc4a.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs")granted to Ms. Woods.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs")granted to Ms. Woods.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common stock.

Read SEC document
December 04, 2018 Filed Dec 4, 2018 21:34 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $13.55 $67,750.00
Disclosure

SEC source: 0001209191-18-060869 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 324,628

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:34 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $14.26 $71,315.00
Disclosure

SEC source: 0001209191-18-060869 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 329,628

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
October 19, 2018 Filed Oct 19, 2018 16:06 UTC
Peterman TedController
Disposition to issuerRestricted Stock Units · Derivative 8,297 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055663 · doc4.xml · derivative · entry 2

Peterman Ted · CIK 0001705849 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units governed by the Spok Holdings, Inc. 2011 Long Term Incentive Plan (the "2011 LTIP") granted to Mr. Peterman have been forfeited effective with his resignation on October 19, 2018.

F1 · derivative.expiration_date: The Restricted Stock Units governed by the Spok Holdings, Inc. 2011 Long Term Incentive Plan (the "2011 LTIP") granted to Mr. Peterman have been forfeited effective with his resignation on October 19, 2018.

Read SEC document
October 19, 2018 Filed Oct 19, 2018 16:06 UTC
Peterman TedController
Disposition to issuerCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055663 · doc4.xml · nonDerivative · entry 1

Peterman Ted · CIK 0001705849 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

Read SEC document
October 01, 2018 Filed Oct 1, 2018 16:22 UTC GrantCommon Stock 1,136 $15.40 $17,494.40
Disclosure

SEC source: 0001209191-18-052752 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,662

Read SEC document
October 01, 2018 Filed Oct 1, 2018 20:38 UTC
Stein Todd JDirector
GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052799 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 465,594

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.