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NYSE · USD

SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 4, 2019 23:56 UTC GrantPhantom Stock Units · Derivative 907.3 $169.85 Strike: $0.00 $154,104.91
Disclosure

SEC source: 0000064040-19-000048 · wf-form4_154664617948959.xml · derivative · entry 2

Leroux Monique F. · CIK 0001686366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076.95

Underlying: Common Stock · 907.3 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:58 UTC GrantPhantom Stock Units · Derivative 1,731.59 $169.85 Strike: $0.00 $294,110.56
Disclosure

SEC source: 0000064040-19-000050 · wf-form4_154664630708000.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,904.2

Underlying: Common Stock · 1,731.59 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:15 UTC GrantPhantom Stock Units · Derivative 935.79 $169.85 Strike: $0.00 $158,943.93
Disclosure

SEC source: 0000064040-19-000052 · wf-form4_154664733355137.xml · derivative · entry 2

Jacoby Rebecca · CIK 0001623506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524.4

Underlying: Common Stock · 935.79 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2019.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionRestricted Stock Units · Derivative 796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · derivative · entry 9

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615

Underlying: Common Stock · 796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,411 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,411 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionRestricted Stock Units · Derivative 995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · derivative · entry 8

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Common Stock · 995 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,015 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,015 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionRestricted Stock Units · Derivative 3,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · derivative · entry 7

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,021 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 269 $169.94 $45,713.86
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · nonDerivative · entry 6

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,170

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 336 $169.94 $57,099.84
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · nonDerivative · entry 5

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,439

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 1,057 $169.94 $179,626.58
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · nonDerivative · entry 4

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,775

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 796 $169.94 $135,272.24
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · nonDerivative · entry 3

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 995 $169.94 $169,090.30
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:52 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 3,021 $169.94 $513,388.74
Disclosure

SEC source: 0000064040-19-000002 · wf-form4_154656676165477.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 292 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · derivative · entry 10

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · derivative · entry 9

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Underlying: Common Stock · 345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · derivative · entry 8

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,208 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Tax withholdingCommon Stock 88 $169.94 $14,954.72
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 6

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,592

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Tax withholdingCommon Stock 104 $169.94 $17,673.76
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 5

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,680

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Tax withholdingCommon Stock 402 $169.94 $68,315.88
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 4

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,784

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Exercise / conversionCommon Stock 292 $169.94 $49,622.48
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 3

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Exercise / conversionCommon Stock 345 $169.94 $58,629.30
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 2

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:58 UTC
Cafferillo NicholasChief Technology Officer
Exercise / conversionCommon Stock 1,208 $169.94 $205,287.52
Disclosure

SEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 1

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 252 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · derivative · entry 9

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Underlying: Common Stock · 252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · derivative · entry 8

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336

Underlying: Common Stock · 325 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 1,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · derivative · entry 7

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,208 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 76 $169.94 $12,915.44
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 6

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,370

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 98 $169.94 $16,654.12
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 5

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,446

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 402 $169.94 $68,315.88
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,544

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 252 $169.94 $42,824.88
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 325 $169.94 $55,230.50
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:59 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 1,208 $169.94 $205,287.52
Disclosure

SEC source: 0000064040-19-000006 · wf-form4_154656714958897.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionRestricted Stock Units · Derivative 212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · derivative · entry 9

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431

Underlying: Common Stock · 212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · derivative · entry 8

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 191 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionRestricted Stock Units · Derivative 604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · derivative · entry 7

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 604 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Tax withholdingCommon Stock 80 $169.94 $13,595.20
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · nonDerivative · entry 6

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,824

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Tax withholdingCommon Stock 83 $169.94 $14,105.02
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · nonDerivative · entry 5

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Tax withholdingCommon Stock 263 $169.94 $44,694.22
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · nonDerivative · entry 4

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,987

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionCommon Stock 212 $169.94 $36,027.28
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · nonDerivative · entry 3

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionCommon Stock 191 $169.94 $32,458.54
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:01 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionCommon Stock 604 $169.94 $102,643.76
Disclosure

SEC source: 0000064040-19-000008 · wf-form4_154656726158843.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · derivative · entry 9

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · derivative · entry 8

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749

Underlying: Common Stock · 727 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,203 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,203 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · derivative · entry 7

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,057 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 190 $169.94 $32,288.60
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · nonDerivative · entry 6

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,706

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 247 $169.94 $41,975.18
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · nonDerivative · entry 5

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,896

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 737 $169.94 $125,245.78
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · nonDerivative · entry 4

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,143

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionCommon Stock 557 $169.94 $94,656.58
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · nonDerivative · entry 3

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionCommon Stock 727 $169.94 $123,546.38
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:02 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionCommon Stock 2,057 $169.94 $349,566.58
Disclosure

SEC source: 0000064040-19-000010 · wf-form4_154656733328561.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:05 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · derivative · entry 6

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: Common Stock · 265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 02:05 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · derivative · entry 5

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

Underlying: Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.