SPGI

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · derivative · entry 10

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5 · derivative.exercise_date: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · derivative · entry 9

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · derivative · entry 8

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 316 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 6

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,972

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 5

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 4

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,650

SEC source: 0000064040-20-000022 · wf-form4_157809106536392.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · derivative · entry 9

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,553

Underlying: Common Stock · 3,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · derivative · entry 8

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,727

Underlying: Common Stock · 3,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · derivative · entry 7

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,732 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 6

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,301

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,561

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,869

SEC source: 0000064040-20-000024 · wf-form4_157809117963492.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · derivative · entry 9

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 1,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · derivative · entry 8

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243

Underlying: Common Stock · 1,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · derivative · entry 7

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,419 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · nonDerivative · entry 6

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,907

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · nonDerivative · entry 5

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · nonDerivative · entry 4

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,208

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · nonDerivative · entry 3

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,463

SEC source: 0000064040-20-000026 · wf-form4_157809127521991.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-19-000207 · wf-form4_157541449466770.xml · derivative · entry 3

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% vested on 12/01/2019.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% vested on 12/01/2019.

SEC source: 0000064040-19-000207 · wf-form4_157541449466770.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,612

SEC source: 0000064040-19-000207 · wf-form4_157541449466770.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-19-000209 · wf-form4_157541631970046.xml · derivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 123

Underlying: Common Stock · 119 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.

F3 · derivative.expiration_date: The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.

SEC source: 0000064040-19-000209 · wf-form4_157541631970046.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,718

F1 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.

SEC source: 0000064040-19-000209 · wf-form4_157541631970046.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.

SEC source: 0000064040-19-000205 · wf-form4_157472488760290.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,131

F1 · shares: Represents shares donated by the reporting person to a charitable donor advised fund.

SEC source: 0000064040-19-000201 · wf-form4_157420663345509.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.06 to $262.00, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

SEC source: 0000064040-19-000203 · wf-form4_157420691451750.xml · derivative · entry 5

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,104 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-19-000203 · wf-form4_157420691451750.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,459

SEC source: 0000064040-19-000203 · wf-form4_157420691451750.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,557

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.00 to $262.23, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0000064040-19-000203 · wf-form4_157420691451750.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-19-000197 · wf-form4_157298879701867.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,430

F1 · shares: Represents shares donated by the reporting person to a charitable donor advised fund.

SEC source: 0000064040-19-000199 · wf-form4_157298895292811.xml · derivative · entry 4

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and 33% on 11/01/2019 and the remaining 34% will vest on 11/01/2020.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and 33% on 11/01/2019 and the remaining 34% will vest on 11/01/2020.

SEC source: 0000064040-19-000199 · wf-form4_157298895292811.xml · nonDerivative · entry 2

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

SEC source: 0000064040-19-000199 · wf-form4_157298895292811.xml · nonDerivative · entry 1

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-19-000195 · wf-form4_157290286559194.xml · nonDerivative · entry 1

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,707

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.82 to $258.17, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

SEC source: 0000064040-19-000193 · wf-form4_157290269641462.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,534

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/05/2019.

SEC source: 0000064040-19-000180 · wf-form4_156763504414135.xml · derivative · entry 3

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,227 restricted stock units on 09/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 09/01/2017 and 33% on 09/01/2018 and the remaining 34% vested on 09/01/2019.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,227 restricted stock units on 09/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 09/01/2017 and 33% on 09/01/2018 and the remaining 34% vested on 09/01/2019.

SEC source: 0000064040-19-000180 · wf-form4_156763504414135.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

SEC source: 0000064040-19-000180 · wf-form4_156763504414135.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · derivative · entry 6

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

SEC source: 0000064040-19-000178 · wf-form4_156711898853406.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000