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NYSE · USD

SPGI

S&P Global Inc.

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Tapewire entity
2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2024 Filed Feb 6, 2024 02:42 UTC
Tavernier EdouardPresident, S&P Global Mobility
Tax withholdingCommon Stock 2,586 $457.22 $1,182,370.92
Disclosure

SEC source: 0000950103-24-001754 · dp206388_4-tavernier.xml · nonDerivative · entry 2

Tavernier Edouard · CIK 0001794871 · President, S&P Global Mobility

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,717

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:42 UTC
Tavernier EdouardPresident, S&P Global Mobility
Exercise / conversionCommon Stock 5,497 $457.22 $2,513,338.34
Disclosure

SEC source: 0000950103-24-001754 · dp206388_4-tavernier.xml · nonDerivative · entry 1

Tavernier Edouard · CIK 0001794871 · President, S&P Global Mobility

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:41 UTC GrantPhantom Stock Units · Derivative 415.44 $436.39 Strike: $0.00 $181,293.86
Disclosure

SEC source: 0000064040-24-000026 · wk-form4_1704415270.xml · derivative · entry 1

Livingston Ian Paul · CIK 0001825723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,413.35

Underlying: Common Stock · 415.44 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:43 UTC GrantPhantom Stock Units · Derivative 440.77 $436.39 Strike: $0.00 $192,347.62
Disclosure

SEC source: 0000064040-24-000028 · wk-form4_1704415386.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,508.68

Underlying: Common Stock · 440.77 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:46 UTC GrantPhantom Stock Units · Derivative 520.63 $436.39 Strike: $0.00 $227,197.73
Disclosure

SEC source: 0000064040-24-000030 · wk-form4_1704415604.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,268.89

Underlying: Common Stock · 520.63 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:51 UTC GrantPhantom Stock Units · Derivative 412.88 $436.39 Strike: $0.00 $180,176.70
Disclosure

SEC source: 0000064040-24-000032 · wk-form4_1704415862.xml · derivative · entry 1

Washington Gregory N · CIK 0001870453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100.08

Underlying: Common Stock · 412.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:52 UTC GrantPhantom Stock Units · Derivative 525.34 $436.39 Strike: $0.00 $229,253.12
Disclosure

SEC source: 0000064040-24-000034 · wk-form4_1704415960.xml · derivative · entry 2

THORNBURGH RICHARD E · CIK 0001369635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,844.57

Underlying: Common Stock · 525.34 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:55 UTC GrantPhantom Stock Units · Derivative 410.86 $436.39 Strike: $0.00 $179,295.20
Disclosure

SEC source: 0000064040-24-000036 · wk-form4_1704416109.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 852.78

Underlying: Common Stock · 410.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:56 UTC GrantPhantom Stock Units · Derivative 710.12 $436.39 Strike: $0.00 $309,889.27
Disclosure

SEC source: 0000064040-24-000038 · wk-form4_1704416209.xml · derivative · entry 2

KELLY ROBERT P · CIK 0001232071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439.52

Underlying: Common Stock · 710.12 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:58 UTC GrantPhantom Stock Units · Derivative 461.63 $436.39 Strike: $0.00 $201,450.72
Disclosure

SEC source: 0000064040-24-000040 · wk-form4_1704416299.xml · derivative · entry 2

Jacoby Rebecca · CIK 0001623506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,058.32

Underlying: Common Stock · 461.63 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:00 UTC GrantPhantom Stock Units · Derivative 410.86 $436.39 Strike: $0.00 $179,295.20
Disclosure

SEC source: 0000064040-24-000042 · wk-form4_1704416382.xml · derivative · entry 2

Evans Gay Huey · CIK 0001572219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 852.78

Underlying: Common Stock · 410.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:01 UTC GrantPhantom Stock Units · Derivative 438.45 $436.39 Strike: $0.00 $191,335.20
Disclosure

SEC source: 0000064040-24-000044 · wk-form4_1704416486.xml · derivative · entry 2

Hill Stephanie C. · CIK 0001696020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,225.43

Underlying: Common Stock · 438.45 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:04 UTC GrantPhantom Stock Units · Derivative 691.12 $436.39 Strike: $0.00 $301,597.86
Disclosure

SEC source: 0000064040-24-000046 · wk-form4_1704416631.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,426.83

Underlying: Common Stock · 691.12 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:19 UTC
Alvera MarcoDirector
GrantPhantom Stock Units · Derivative 437.14 $436.39 Strike: $0.00 $190,763.52
Disclosure

SEC source: 0000064040-24-000049 · wk-form4_1704417570.xml · derivative · entry 2

Alvera Marco · CIK 0001700756 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,065.27

Underlying: Common Stock · 437.14 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 4,044 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · derivative · entry 9

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,212

Underlying: Common Stock · 4,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 3,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · derivative · entry 8

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,604

Underlying: Common Stock · 3,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 2,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · derivative · entry 7

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 2,237 $440.52 $985,443.24
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 6

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,530

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 4,044 $440.52 $1,781,462.88
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 1,935 $440.52 $852,406.20
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,723

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 3,498 $440.52 $1,540,938.96
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 1,197 $440.52 $527,302.44
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,160

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:43 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 2,744 $440.52 $1,208,786.88
Disclosure

SEC source: 0000064040-24-000002 · wk-form4_1704325372.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,025 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · derivative · entry 9

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 1,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 3,108 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 3,108 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · derivative · entry 8

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914

Underlying: Common Stock · 887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,688 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,688 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · derivative · entry 7

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 486 $440.52 $214,092.72
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · nonDerivative · entry 6

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,104

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,025 $440.52 $451,533.00
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · nonDerivative · entry 5

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 358 $440.52 $157,706.16
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · nonDerivative · entry 4

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 887 $440.52 $390,741.24
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · nonDerivative · entry 3

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 360 $440.52 $158,587.20
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,036

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:44 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 844 $440.52 $371,798.88
Disclosure

SEC source: 0000064040-24-000004 · wk-form4_1704325470.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Exercise / conversionRestricted Stock Units · Derivative 586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · derivative · entry 9

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · derivative · entry 8

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Exercise / conversionRestricted Stock Units · Derivative 367 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · derivative · entry 7

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Tax withholdingCommon Stock 212 $440.52 $93,390.24
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · nonDerivative · entry 6

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,746

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Exercise / conversionCommon Stock 586 $440.52 $258,144.72
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · nonDerivative · entry 5

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Tax withholdingCommon Stock 183 $440.52 $80,615.16
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · nonDerivative · entry 4

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,372

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Exercise / conversionCommon Stock 506 $440.52 $222,903.12
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · nonDerivative · entry 3

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Tax withholdingCommon Stock 152 $440.52 $66,959.04
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · nonDerivative · entry 2

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,049

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:46 UTC
Saha SaugataPresident, Commodity Insights
Exercise / conversionCommon Stock 367 $440.52 $161,670.84
Disclosure

SEC source: 0000064040-24-000006 · wk-form4_1704325590.xml · nonDerivative · entry 1

Saha Saugata · CIK 0001839729 · President, Commodity Insights

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionRestricted Stock Units · Derivative 952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · derivative · entry 9

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,934

Underlying: Common Stock · 952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionRestricted Stock Units · Derivative 823 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · derivative · entry 8

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionRestricted Stock Units · Derivative 704 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · derivative · entry 7

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Tax withholdingCommon Stock 375 $440.52 $165,195.00
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · nonDerivative · entry 6

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,814

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionCommon Stock 952 $440.52 $419,375.04
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · nonDerivative · entry 5

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Tax withholdingCommon Stock 297 $440.52 $130,834.44
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · nonDerivative · entry 4

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,237

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionCommon Stock 823 $440.52 $362,547.96
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · nonDerivative · entry 3

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Tax withholdingCommon Stock 274 $440.52 $120,702.48
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,711

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:48 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionCommon Stock 704 $440.52 $310,126.08
Disclosure

SEC source: 0000064040-24-000008 · wk-form4_1704325699.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.