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Nasdaq · USD

SOWG

Sow Good Inc.

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6993
SEC CIK
0001490161
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175

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2022 Filed May 26, 2022 22:09 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 500 $3.10 $1,550.00
Disclosure

SEC source: 0001683168-22-004027 · ownership.xml · nonDerivative · entry 3

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784,226

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
May 24, 2022 Filed May 26, 2022 22:09 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 171 $3.04 $519.84
Disclosure

SEC source: 0001683168-22-004027 · ownership.xml · nonDerivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,726

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
May 24, 2022 Filed May 26, 2022 22:09 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 82 $3.02 $247.64
Disclosure

SEC source: 0001683168-22-004027 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,555

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
April 11, 2022 Filed Apr 12, 2022 21:21 UTC
Mueller JoeDirector
GrantNon-Qualified Stock Options (right to buy) · Derivative 24,151 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001683168-22-002565 · ownership.xml · derivative · entry 2

Mueller Joe · CIK 0001922906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,151

Underlying: Common Stock · 24,151 shares

Expires 2032-04-11

F1 · derivative.exercise_date: The Non-Qualified Stock Options vest in five (5) equal installments, with 20% of options vesting one (1) year from the grant date, and continuing in even 20% portions on the next four (4) anniversaries thereof, until the options are fully vested.

Read SEC document
April 11, 2022 Filed Apr 12, 2022 21:21 UTC
Mueller JoeDirector
GrantCOMMON STOCK 8,065 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-002565 · ownership.xml · nonDerivative · entry 1

Mueller Joe · CIK 0001922906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,065

Read SEC document
April 08, 2022 Filed Apr 14, 2022 15:14 UTC
BERMAN LYLEDirector
PurchaseWarrant (right to buy) · Derivative 230,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001683168-22-002659 · ownership.xml · derivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 230,000

Underlying: Common Stock · 230,000 shares

Expires 2032-04-08

F1 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.nature: Warrants purchased by the Lyle Berman Revocable Trust.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 19:13 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseWarrant (right to buy) · Derivative 25,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001683168-22-002658 · ownership.xml · derivative · entry 3

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-04-08

F1 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F4 · ownership.nature: Warrants purchased by the IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 19:13 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseWarrant (right to buy) · Derivative 500,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001683168-22-002658 · ownership.xml · derivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-04-08

F1 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F3 · ownership.nature: Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 19:13 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseWarrant (right to buy) · Derivative 25,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001683168-22-002658 · ownership.xml · derivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-04-08

F1 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.direct: Warrants purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 19:13 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer · 10% owner
PurchaseWarrant (right to buy) · Derivative 25,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001683168-22-002657 · ownership.xml · derivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-04-08

F1 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.direct: The Warrants were purchased as joint tenants with Ms. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:07 UTC
Goldfarb IraDirector · Executive Chairman (1) · 10% owner
PurchaseCOMMON STOCK 100 $3.09 $309.00
Disclosure

SEC source: 0001683168-22-002415 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman (1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,473

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
April 01, 2022 Filed Apr 8, 2022 19:39 UTC
Burke BradChief Financial Officer
GrantIncentive Stock Options (right to buy) · Derivative 27,500 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001683168-22-002468 · ownership.xml · derivative · entry 1

Burke Brad · CIK 0001827364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 27,500 shares

Expires 2032-04-01

F1 · derivative.exercise_date: The Incentive Stock Options vest in three (3) installments, with 60% of options vesting three (3) years from the grant date, and continuing in even 20% portions on the next two (2) anniversaries thereof, until the options are fully vested.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:06 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer · 10% owner
GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001993 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,766,443

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:05 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 6,044 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001994 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,373

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mr. Goldfarb is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 16:02 UTC
BERMAN LYLEDirector
PurchaseWarrant (right to buy) · Derivative 75,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001683168-22-000087 · ownership.xml · derivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote 2

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-12-31

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.nature: Warrants purchased by the Lyle Berman Revocable Trust.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 21:02 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer · 10% owner
PurchaseWarrant (right to buy) · Derivative 225,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001683168-22-000086 · ownership.xml · derivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2031-12-31

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.direct: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse. The Warrants were purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 21:02 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseWarrant (right to buy) · Derivative 225,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001683168-22-000088 · ownership.xml · derivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2031-12-31

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.direct: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. The Warrants were purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 21:02 UTC
Burke BradChief Financial Officer
PurchaseWarrant (right to buy) · Derivative 3,750 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001683168-22-000085 · ownership.xml · derivative · entry 1

Burke Brad · CIK 0001827364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2031-12-31

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 20:10 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 240 $2.40 $576.00
Disclosure

SEC source: 0001683168-21-006664 · ownership.xml · nonDerivative · entry 3

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,329

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 20:10 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 107 $2.20 $235.40
Disclosure

SEC source: 0001683168-21-006664 · ownership.xml · nonDerivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,089

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
December 27, 2021 Filed Dec 30, 2021 20:10 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 1,093 $2.20 $2,404.60
Disclosure

SEC source: 0001683168-21-006664 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776,982

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 07:51 UTC
BERMAN LYLEDirector
GrantCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006309 · ownership.xml · nonDerivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,116

Read SEC document
December 13, 2021 Filed Dec 14, 2021 12:52 UTC GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006312 · ownership.xml · nonDerivative · entry 1

Ludeman Chris · CIK 0001843408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,791

Read SEC document
December 13, 2021 Filed Dec 14, 2021 12:52 UTC GrantCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006311 · ownership.xml · nonDerivative · entry 1

Lahti Joseph J · CIK 0001305278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,298

Read SEC document
December 13, 2021 Filed Dec 14, 2021 12:51 UTC
Creed GregDirector
GrantCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006310 · ownership.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Read SEC document
December 13, 2021 Filed Dec 14, 2021 12:50 UTC
Berman BradDirector
GrantCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006308 · ownership.xml · nonDerivative · entry 1

Berman Brad · CIK 0001290253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,511

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:03 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
GrantCOMMON STOCK 6,044 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006271 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,775,889

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:02 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer · 10% owner
GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006270 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760,902

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:59 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 5,000 $2.20 $11,000.00
Disclosure

SEC source: 0001683168-21-005969 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,769,845

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF, LLC's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:28 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
GrantCOMMON STOCK 6,044 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005357 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764,845

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:27 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer · 10% owner
GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005356 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755,361

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 11:59 UTC
Goldfarb IraDirector · Executive Chairman(1) · 10% owner
GrantCOMMON STOCK 6,044 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004746 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758,801

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 11:58 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer(1) · 10% owner
GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004745 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749,820

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 00:01 UTC
Goldfarb IraDirector · See Remarks · 10% owner
PurchaseCommon Stock 1,000 $2.90 $2,900.00
Disclosure

SEC source: 0001683168-21-004618 · ownership.xml · nonDerivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752,757

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 00:01 UTC
Goldfarb IraDirector · See Remarks · 10% owner
PurchaseCommon Stock 1,000 $2.80 $2,800.00
Disclosure

SEC source: 0001683168-21-004618 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,757

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 00:00 UTC
Goldfarb ClaudiaDirector · See Remarks · 10% owner
PurchaseCOMMON STOCK 1,430 $2.80 $4,004.00
Disclosure

SEC source: 0001683168-21-004616 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744,279

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mrs. Goldfarb in her individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mrs. Goldfarb in her individual capacity.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:26 UTC
Goldfarb IraDirector · Exe. Chairman (See remark) · 10% owner
PurchaseCommon Stock 700 $3.00 $2,100.00
Disclosure

SEC source: 0001683168-21-004426 · ownership.xml · nonDerivative · entry 6

Goldfarb Ira · CIK 0001827152 · Director · Exe. Chairman (See remark) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755,689

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:26 UTC
Goldfarb IraDirector · Exe. Chairman (See remark) · 10% owner
PurchaseCommon Stock 300 $3.01 $903.00
Disclosure

SEC source: 0001683168-21-004426 · ownership.xml · nonDerivative · entry 5

Goldfarb Ira · CIK 0001827152 · Director · Exe. Chairman (See remark) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754,989

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:26 UTC
Goldfarb IraDirector · Exe. Chairman (See remark) · 10% owner
PurchaseCommon Stock 2,440 $3.16 $7,710.40
Disclosure

SEC source: 0001683168-21-004426 · ownership.xml · nonDerivative · entry 4

Goldfarb Ira · CIK 0001827152 · Director · Exe. Chairman (See remark) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754,689

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:26 UTC
Goldfarb IraDirector · Exe. Chairman (See remark) · 10% owner
PurchaseCommon Stock 60 $3.02 $181.20
Disclosure

SEC source: 0001683168-21-004426 · ownership.xml · nonDerivative · entry 3

Goldfarb Ira · CIK 0001827152 · Director · Exe. Chairman (See remark) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752,249

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 22:26 UTC
Goldfarb IraDirector · Exe. Chairman (See remark) · 10% owner
PurchaseCommon Stock 1,432 $3.40 $4,868.80
Disclosure

SEC source: 0001683168-21-004426 · ownership.xml · nonDerivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Exe. Chairman (See remark) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752,189

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 22:26 UTC
Goldfarb IraDirector · Exe. Chairman (See remark) · 10% owner
PurchaseCommon Stock 68 $3.17 $215.56
Disclosure

SEC source: 0001683168-21-004426 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Exe. Chairman (See remark) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750,757

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mr. Goldfarb in his individual capacity.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 18:46 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
GrantCOMMON STOCK 6,044 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004220 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750,689

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 18:45 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer · 10% owner
GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004219 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742,849

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 20:45 UTC
Goldfarb IraDirector · Executive Chairman(1) · 10% owner
GrantCOMMON STOCK 6,044 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-003361 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744,645

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 20:44 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer (1) · 10% owner
GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-003360 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,737,308

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

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July 07, 2021 Filed Jul 8, 2021 01:41 UTC
Goldfarb IraDirector · Executive Chairman(1) · 10% owner
GrantCOMMON STOCK 6,044 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-002879 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738,601

F1 · shares: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mr. Goldfarb in his individual capacity.

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July 07, 2021 Filed Jul 8, 2021 01:39 UTC
Goldfarb ClaudiaDirector · Chief Executive Officer(1) · 10% owner
GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-002877 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731,767

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

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July 02, 2021 Filed Jul 7, 2021 16:40 UTC
BERMAN LYLEDirector
PurchaseCOMMON STOCK 117,647 $4.25 $499,999.75
Disclosure

SEC source: 0001683168-21-002870 · ownership.xml · nonDerivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 450,783

F1 · ownership.nature: The shares were purchased by the Lyle A. Berman Revocable Trust for which Mr. Berman is a trustee and holds a pecuniary interest.

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July 02, 2021 Filed Jul 7, 2021 15:55 UTC PurchaseCOMMON STOCK 47,058 $4.25 $199,996.50
Disclosure

SEC source: 0001683168-21-002856 · ownership.xml · nonDerivative · entry 1

Ludeman Chris · CIK 0001843408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,458

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.