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Goldfarb Claudia

Disclosed activity across 1 company

Tapewire entity
64252
SEC CIK
0001827040

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sow Good Inc.SOWG · Entity 6993Director · Chief Operating Officer · 10% ownerFebruary 18, 2025February 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sow Good Inc.

Report date February 18, 2025 · Filed February 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,022,697 Reported balance After 2026-02-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-12 · Grant · Acquired 94,555 · Balance 1,022,697

F1: Mrs. Goldfarb owns 556,072 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Common StockSEC Table I · non-derivativeIndirectBy S-FDF, LLC1,620,973 Reported balance Holding disclosure · report date 2025-02-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,620,973

F2: Shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner of the issuer) share control and pecuniary interest.

Senior Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.35 · Expires 2030-04-30Direct590,954 Reported balance Holding disclosure · report date 2025-02-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 590,954

F3: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes.

F4: Mrs. Goldfarb owns 292,425 shares underlying the senior convertible promissory note as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Mrs. Goldfarb owns 556,072 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

F2: Shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner of the issuer) share control and pecuniary interest.

F3: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes.

F4: Mrs. Goldfarb owns 292,425 shares underlying the senior convertible promissory note as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2026 Filed Feb 27, 2026 23:05 UTC Sow Good Inc. SOWG · Entity 6993 GrantCommon Stock 94,555 $0.35 $33,094.25
Disclosure

SEC source: 0001193125-26-083394 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Operating Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,022,697

F1 · balance_after: Mrs. Goldfarb owns 556,072 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:38 UTC Sow Good Inc. SOWG · Entity 6993 GrantCommon Stock 167,362 $0.77 $128,868.74
Disclosure

SEC source: 0000950170-25-083891 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 928,142

F1 · balance_after: Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 19:05 UTC Sow Good Inc. SOWG · Entity 6993 GrantSenior Convertible Promissory Note · Derivative 386,980 $0.62 Strike: $0.62 $239,927.60
Disclosure

SEC source: 0000950170-25-060947 · ownership.xml · derivative · entry 3

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,980

Underlying: Common Stock · 386,980 shares

Expires 2030-04-30

F3 · shares: Mrs. Goldfarb was issued 386,980 shares as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest pursuant to an Exchange Agreement dated as of April 28, 2025.

F4 · derivative.exercise_date: The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes.

F5 · balance_after: Mrs. Goldfarb owns 386,980 shares as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
March 31, 2025 Filed Apr 4, 2025 21:31 UTC Sow Good Inc. SOWG · Entity 6993 GrantCommon Stock 158,416 $1.01 $160,000.16
Disclosure

SEC source: 0000950170-25-051255 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,780

F1 · balance_after: Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:42 UTC Sow Good Inc. SOWG · Entity 6993 PurchaseCommon Stock 12,374 $2.05 $25,366.70
Disclosure

SEC source: 0000950170-25-001277 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,364

F1 · shares: Mrs. Goldfarb purchased 12,374 shares jointly with her spouse, Ira Godlfarb, pursuant to a Stock Purchase Agreement on December 31, 2024.

F2 · balance_after: Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:56 UTC Sow Good Inc. SOWG · Entity 6993 Exercise / conversionWarrant (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0000950170-24-045206 · ownership.xml · derivative · entry 5

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2032-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F4 · ownership.direct: Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:56 UTC Sow Good Inc. SOWG · Entity 6993 Exercise / conversionWarrant (Right to Buy) · Derivative 225,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000950170-24-045206 · ownership.xml · derivative · entry 4

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 225,000 shares

Expires 2031-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.

F4 · ownership.direct: Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:56 UTC Sow Good Inc. SOWG · Entity 6993 Exercise / conversionCommon Stock 225,000 $2.21 $497,250.00
Disclosure

SEC source: 0000950170-24-045206 · ownership.xml · nonDerivative · entry 2

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:56 UTC Sow Good Inc. SOWG · Entity 6993 Exercise / conversionCommon Stock 25,000 $2.35 $58,750.00
Disclosure

SEC source: 0000950170-24-045206 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
March 28, 2024 Filed Mar 29, 2024 21:10 UTC Sow Good Inc. SOWG · Entity 6993 PurchaseCommon Stock 17,242 $7.25 $125,004.50
Disclosure

SEC source: 0001437749-24-010114 · rdgdoc.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,990

F1 · balance_after: Mrs. Goldfarb owns 199,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:25 UTC Sow Good Inc. SOWG · Entity 6993 GrantStock Option (right to buy) · Derivative 450,000 $0.00 Strike: $40.00 $0.00
Disclosure

SEC source: 0001437749-23-034901 · rdgdoc.xml · derivative · entry 2

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2033-12-15

F2 · derivative.exercise_date: The option will vest in full, if at all, if the average daily closing price of the Issuer's common stock as listed on a stock exchange operated by either the New York Stock Exchange or Nasdaq during a period of 20 consecutive trading days exceeds $40.00 per share, subject to continued employment.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:25 UTC Sow Good Inc. SOWG · Entity 6993 GrantStock Options (right to buy) · Derivative 450,000 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001437749-23-034901 · rdgdoc.xml · derivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2033-12-15

F1 · derivative.exercise_date: The option shall vest in five (5) equal installments beginning one (1) year from the date of grant and vesting annually thereafter until fully vested, subject to continued employment.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:05 UTC Sow Good Inc. SOWG · Entity 6993 PurchaseCommon Stock 23,077 $6.50 $150,000.50
Disclosure

SEC source: 0001437749-23-032755 · rdgdoc.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO and Interim CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,185,989

F1 · balance_after: Including 123,077 shares purchased as joint tenants with Ms. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:01 UTC Sow Good Inc. SOWG · Entity 6993 PurchaseCOMMON STOCK 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0001683168-23-006143 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO and Interim CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,162,912

F1 · shares: Including 100,000 shares purchased as joint tenants with Ms. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 19:13 UTC Sow Good Inc. SOWG · Entity 6993 PurchaseWarrant (right to buy) · Derivative 25,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001683168-22-002657 · ownership.xml · derivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-04-08

F1 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.direct: The Warrants were purchased as joint tenants with Ms. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:06 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001993 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,766,443

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 21:02 UTC Sow Good Inc. SOWG · Entity 6993 PurchaseWarrant (right to buy) · Derivative 225,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001683168-22-000086 · ownership.xml · derivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2031-12-31

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.direct: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse. The Warrants were purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:02 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006270 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760,902

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:27 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005356 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755,361

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 11:58 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004745 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749,820

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 00:00 UTC Sow Good Inc. SOWG · Entity 6993 PurchaseCOMMON STOCK 1,430 $2.80 $4,004.00
Disclosure

SEC source: 0001683168-21-004616 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744,279

F1 · shares: The securities triggering reporting under this Form 4 were purchased by Mrs. Goldfarb in her individual capacity.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F1 · ownership.direct: The securities triggering reporting under this Form 4 were purchased by Mrs. Goldfarb in her individual capacity.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 18:45 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004219 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742,849

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 20:44 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-003360 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,737,308

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 01:39 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-002877 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731,767

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 15:45 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 58,824 $4.25 $250,002.00
Disclosure

SEC source: 0001683168-21-002852 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,726,226

F1 · shares: Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.

F1 · ownership.direct: Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 19:11 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-002394 · ownership.xml · nonDerivative · entry 3

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667,402

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
May 05, 2021 Filed Jun 7, 2021 19:11 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-002394 · ownership.xml · nonDerivative · entry 2

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661,861

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
April 06, 2021 Filed Jun 7, 2021 19:11 UTC Sow Good Inc. SOWG · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-002394 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656,320

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Msr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 12:46 UTC Sow Good Inc. SOWG · Entity 6993 GrantCommon Stock 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000857 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650,779

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
February 04, 2021 Filed Feb 9, 2021 00:04 UTC Sow Good Inc. ANFC · Entity 6993 GrantCOMMON STOCK 5,541 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000434 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer(1) · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645,238

F1 · shares: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F2 · shares: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

F1 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.

F3 · balance_after: Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.

F2 · ownership.direct: The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:34 UTC Sow Good Inc. ANFC · Entity 6993 GrantIncentive Stock Options (right to buy) · Derivative 75,000 $0.00 Strike: $3.70 $0.00
Disclosure

SEC source: 0001683168-21-000040 · ownership.xml · derivative · entry 5

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

S-FDF, LLC · CIK 0001827049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-01-04

F3 · derivative.exercise_date: The Incentive Stock Options vest in three (3) installments, beginning on January 4, 2022 and continuing on the next two (2) anniversaries thereof, until the options are fully vested.

F2 · ownership.direct: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. She is also the spouse of Mr. Goldfarb and, by virtue of her indirect ownership in S-FDF, LLC, a 10% owner in the Issuer.

F5 · ownership.direct: Issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:34 UTC Sow Good Inc. ANFC · Entity 6993 GrantIncentive Stock Options (right to buy) · Derivative 75,000 $0.00 Strike: $3.70 $0.00
Disclosure

SEC source: 0001683168-21-000040 · ownership.xml · derivative · entry 4

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

S-FDF, LLC · CIK 0001827049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-01-04

F3 · derivative.exercise_date: The Incentive Stock Options vest in three (3) installments, beginning on January 4, 2022 and continuing on the next two (2) anniversaries thereof, until the options are fully vested.

F1 · ownership.direct: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F4 · ownership.direct: Issued to Mr. Goldfarb in his individual capacity.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:34 UTC Sow Good Inc. ANFC · Entity 6993 GrantCommon Stock 500,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000040 · ownership.xml · nonDerivative · entry 3

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

S-FDF, LLC · CIK 0001827049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By S-FDF, LLC

Disclosed balance after: 1,620,973

F7 · shares: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F7 · price: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F7 · balance_after: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F8 · balance_after: Excluding shares individually by Mr. and Mrs. Goldfarb in their individual capacities.

F7 · ownership.nature: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F8 · ownership.nature: Excluding shares individually by Mr. and Mrs. Goldfarb in their individual capacities.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:34 UTC Sow Good Inc. ANFC · Entity 6993 GrantCommon Stock 16,623 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000040 · ownership.xml · nonDerivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

S-FDF, LLC · CIK 0001827049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,724

F2 · price: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. She is also the spouse of Mr. Goldfarb and, by virtue of her indirect ownership in S-FDF, LLC, a 10% owner in the Issuer.

F5 · balance_after: Issued to Mrs. Goldfarb in her individual capacity.

F6 · balance_after: Excluding indirect ownership of shares held by S-FDF, LLC.

F2 · ownership.direct: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. She is also the spouse of Mr. Goldfarb and, by virtue of her indirect ownership in S-FDF, LLC, a 10% owner in the Issuer.

F5 · ownership.direct: Issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:34 UTC Sow Good Inc. ANFC · Entity 6993 GrantCommon Stock 18,133 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000040 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

S-FDF, LLC · CIK 0001827049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,540

F1 · price: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F4 · balance_after: Issued to Mr. Goldfarb in his individual capacity.

F6 · balance_after: Excluding indirect ownership of shares held by S-FDF, LLC.

F1 · ownership.direct: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F4 · ownership.direct: Issued to Mr. Goldfarb in his individual capacity.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:16 UTC Sow Good Inc. ANFC · Entity 6993 GrantIncentive Stock Options (right to buy) · Derivative 16,500 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001683168-20-004487 · ownership.xml · derivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman (1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2030-12-28

F3 · derivative.exercise_date: The Incentive Stock Options vest in three (3) installments, with 60% of options vesting three (3) years from the grant date, and continuing in even 20% portions on the next two (2) anniversaries thereof, until the options are fully vested.

F2 · ownership.direct: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. She is also the spouse of Mr. Goldfarb and, by virtue of her indirect ownership in S-FDF, LLC, a 10% owner in the Issuer.

F5 · ownership.direct: Issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:16 UTC Sow Good Inc. ANFC · Entity 6993 GrantIncentive Stock Options (right to buy) · Derivative 16,500 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001683168-20-004487 · ownership.xml · derivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman (1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2030-12-28

F3 · derivative.exercise_date: The Incentive Stock Options vest in three (3) installments, with 60% of options vesting three (3) years from the grant date, and continuing in even 20% portions on the next two (2) anniversaries thereof, until the options are fully vested.

F1 · ownership.direct: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F4 · ownership.direct: Issued to Mr. Goldfarb in his individual capacity.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:02 UTC Sow Good Inc. ANFC · Entity 6993 GrantIncentive Stock Options (right to buy) · Derivative 50,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001683168-20-003362 · ownership.xml · derivative · entry 3

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

S-FDF, LLC · CIK 0001827049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-10-20

F5 · derivative.exercise_date: The Incentive Stock Options vest in three (3) installments, with 60% of options vesting three (3) years from the grant date, and continuing in even 20% portions on the next two (2) anniversaries thereof, until the options are fully vested.

F2 · ownership.direct: Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. She is also the spouse of Mr. Goldfarb and, by virtue of her indirect ownership in S-FDF, LLC, a 10% owner in the Issuer.

F7 · ownership.direct: Issued to Mrs. Goldfarb in her individual capacity.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:02 UTC Sow Good Inc. ANFC · Entity 6993 GrantIncentive Stock Options (right to buy) · Derivative 50,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001683168-20-003362 · ownership.xml · derivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

S-FDF, LLC · CIK 0001827049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-10-20

F5 · derivative.exercise_date: The Incentive Stock Options vest in three (3) installments, with 60% of options vesting three (3) years from the grant date, and continuing in even 20% portions on the next two (2) anniversaries thereof, until the options are fully vested.

F1 · ownership.direct: Mr. Ira Goldfarb is a director and the Executive Chairman of the Issuer. Mr. Goldfarb, as the Managing Member of S-FDF, LLC, exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer.

F6 · ownership.direct: Issued to Mr. Goldfarb in his individual capacity.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:02 UTC Sow Good Inc. ANFC · Entity 6993 GrantCommon Stock 1,120,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003362 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman(1) · 10% owner

Goldfarb Claudia · CIK 0001827040 · Director · Chief Executive Officer (2) · 10% owner

S-FDF, LLC · CIK 0001827049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By S-FDF, LLC

Disclosed balance after: 1,120,000

F3 · kind: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F3 · price: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F3 · balance_after: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F3 · ownership.nature: The shares were acquired by S-FDF, LLC as consideration under an Asset Purchase Agreement between S-FDF, LLC and the Issuer. Mr. and Mrs. Goldfarb share indirect beneficial ownership of the Issuer's shares held by S-FDF, LLC.

F4 · ownership.nature: Excluding shares individually by Mr. and Mrs. Goldfarb in their individual capacities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.