Tapewire

Nasdaq · USD

SOWG

Sow Good Inc.

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Tapewire entity
6993
SEC CIK
0001490161
Parsed reports
175

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionWarrant (Right to Buy) · Derivative 500,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · derivative · entry 12

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2032-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F8 · ownership.nature: Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionWarrant (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · derivative · entry 11

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2032-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F6 · ownership.direct: Warrants purchased as joint tenants with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionWarrant (Right to Buy) · Derivative 225,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · derivative · entry 10

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 225,000 shares

Expires 2031-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.

F6 · ownership.direct: Warrants purchased as joint tenants with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 25,000 $2.35 $58,750.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · nonDerivative · entry 8

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IG Union Bower, LLC

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Shares held by IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 187,500 $2.50 $468,750.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · nonDerivative · entry 7

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,057,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 62,500 $2.60 $162,500.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · nonDerivative · entry 6

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 870,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 125,000 $2.60 $325,000.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · nonDerivative · entry 5

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 807,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 125,000 $2.60 $325,000.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · nonDerivative · entry 4

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 682,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 500,000 $2.35 $1,175,000.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · nonDerivative · entry 3

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 557,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 225,000 $2.21 $497,250.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · nonDerivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:45 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 25,000 $2.35 $58,750.00
Disclosure

SEC source: 0000950170-24-045197 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb.

Read SEC document
March 28, 2024 Filed Mar 29, 2024 21:12 UTC
Berman BradDirector
PurchaseCommon Stock 30,000 $7.25 $217,500.00
Disclosure

SEC source: 0001437749-24-010116 · rdgdoc.xml · nonDerivative · entry 1

Berman Brad · CIK 0001290253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,935

Read SEC document
March 28, 2024 Filed Mar 29, 2024 21:13 UTC PurchaseCommon Stock 13,794 $7.25 $100,006.50
Disclosure

SEC source: 0001437749-24-010117 · rdgdoc.xml · nonDerivative · entry 1

Shensky Edward · CIK 0002008040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,348

Read SEC document
March 28, 2024 Filed Mar 29, 2024 21:11 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 17,242 $7.25 $125,004.50
Disclosure

SEC source: 0001437749-24-010115 · rdgdoc.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,357

F1 · balance_after: Mr. Goldfarb owns 199,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb.

Read SEC document
March 28, 2024 Filed Mar 29, 2024 21:10 UTC
Goldfarb ClaudiaDirector · CEO · 10% owner
PurchaseCommon Stock 17,242 $7.25 $125,004.50
Disclosure

SEC source: 0001437749-24-010114 · rdgdoc.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,990

F1 · balance_after: Mrs. Goldfarb owns 199,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 13:54 UTC
BERMAN LYLEDirector · 10% owner
PurchaseCommon Stock 68,966 $7.25 $500,003.50
Disclosure

SEC source: 0001437749-24-010277 · rdgdoc.xml · nonDerivative · entry 2

BERMAN LYLE · CIK 0000903291 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 548,400

F1 · ownership.nature: The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest.

Read SEC document
March 28, 2024 Filed Apr 12, 2024 18:22 UTC
Fischer Benno10% owner
PurchaseCommon Stock 150,000 $7.25 $1,087,500.00
Disclosure

SEC source: 0000950170-24-043949 · ownership.xml · nonDerivative · entry 2

Fischer Benno · CIK 0001977395 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 702,059

F1 · balance_after: Includes 175,000 shares held as joint tenants with right of survivorship with Laree P. Hulshoff.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 16:19 UTC
BERMAN LYLEDirector · 10% owner
GrantCommon Stock 4,083 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003910 · rdgdoc.xml · nonDerivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,254

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:20 UTC
Berman BradDirector
GrantCommon Stock 4,083 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003911 · rdgdoc.xml · nonDerivative · entry 1

Berman Brad · CIK 0001290253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,935

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:19 UTC GrantCommon Stock 4,083 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003909 · rdgdoc.xml · nonDerivative · entry 1

Ludeman Chris · CIK 0001843408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,946

F1 · balance_after: Includes 97,058 shares held as joint tenants with right of survivorship with Mr. Ludeman's spouse, Lynda Ludeman.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:17 UTC
Mueller JoeDirector
GrantCommon Stock 4,083 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003908 · rdgdoc.xml · nonDerivative · entry 1

Mueller Joe · CIK 0001922906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,414

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:17 UTC GrantCommon Stock 4,112 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003907 · rdgdoc.xml · nonDerivative · entry 1

Shensky Edward · CIK 0002008040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,554

Read SEC document
February 09, 2024 Filed Apr 12, 2024 18:22 UTC
Fischer Benno10% owner
GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-043949 · ownership.xml · nonDerivative · entry 1

Fischer Benno · CIK 0001977395 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,059

F1 · balance_after: Includes 175,000 shares held as joint tenants with right of survivorship with Laree P. Hulshoff.

Read SEC document
January 11, 2024 Filed Feb 1, 2024 17:23 UTC
BERMAN LYLEDirector
GrantCommon Stock 1,267 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002849 · rdgdoc.xml · nonDerivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,171

F1 · balance_after: This Form 5 is being filed to correct the number of securities beneficially owned by the reporting person and reflects the amount of securities beneficially owned by the reporting person as of the date hereof. This Form 5 also creates a clear separation of the shares owned by Mr. Berman individually and The Lyle A. Berman Revocable Trust.

Read SEC document
January 11, 2024 Filed Feb 1, 2024 22:24 UTC
Berman BradDirector
GrantCommon Stock 1,267 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002850 · rdgdoc.xml · nonDerivative · entry 1

Berman Brad · CIK 0001290253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,852

F1 · balance_after: This Form 5 is being filed to correct the number of securities beneficially owned by the reporting person and reflects the amount of securities beneficially owned by the reporting person as of the date hereof. This Form 5 also creates a clear separation of the shares owned by various entities that Mr. Berman may have a pecuniary interest in or control over.

Read SEC document
January 11, 2024 Filed Feb 9, 2024 19:05 UTC GrantCommon Stock 2,026 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003602 · rdgdoc.xml · nonDerivative · entry 1

Ludeman Chris · CIK 0001843408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,863

F1 · balance_after: This Form 5 is being filed to correct the number of securities beneficially owned by the reporting person and reflects the amount of securities beneficially owned by the reporting person as of the date hereof. Mr. Ludeman owns 97,058 shares held as joint tenants with right of survivorship with Mr. Ludeman's spouse, Lynda Ludeman.

Read SEC document
January 11, 2024 Filed Feb 9, 2024 19:05 UTC
Mueller JoeDirector
GrantCommon Stock 1,267 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003601 · rdgdoc.xml · nonDerivative · entry 1

Mueller Joe · CIK 0001922906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,331

F1 · balance_after: This Form 5 is being filed to correct the number of securities beneficially owned by the reporting person and reflects the amount of securities beneficially owned by the reporting person as of the date hereof.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:25 UTC
Goldfarb ClaudiaDirector · CEO · 10% owner
GrantStock Option (right to buy) · Derivative 450,000 $0.00 Strike: $40.00 $0.00
Disclosure

SEC source: 0001437749-23-034901 · rdgdoc.xml · derivative · entry 2

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2033-12-15

F2 · derivative.exercise_date: The option will vest in full, if at all, if the average daily closing price of the Issuer's common stock as listed on a stock exchange operated by either the New York Stock Exchange or Nasdaq during a period of 20 consecutive trading days exceeds $40.00 per share, subject to continued employment.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:25 UTC
Goldfarb ClaudiaDirector · CEO · 10% owner
GrantStock Options (right to buy) · Derivative 450,000 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001437749-23-034901 · rdgdoc.xml · derivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2033-12-15

F1 · derivative.exercise_date: The option shall vest in five (5) equal installments beginning one (1) year from the date of grant and vesting annually thereafter until fully vested, subject to continued employment.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:26 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $40.00 $0.00
Disclosure

SEC source: 0001437749-23-034903 · rdgdoc.xml · derivative · entry 2

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2033-12-15

F2 · derivative.exercise_date: The option will vest in full, if at all, if the average daily closing price of the Issuer's common stock as listed on a stock exchange operated by either the New York Stock Exchange or Nasdaq during a period of 20 consecutive trading days exceeds $40.00 per share, subject to continued employment.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:26 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
GrantStock Options (right to buy) · Derivative 500,000 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001437749-23-034903 · rdgdoc.xml · derivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2033-12-15

F1 · derivative.exercise_date: The option shall vest in five (5) equal installments beginning one (1) year from the date of grant and vesting annually thereafter until fully vested, subject to continued employment.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:06 UTC
Berman BradDirector
PurchaseCommon Stock 10,000 $6.50 $65,000.00
Disclosure

SEC source: 0001437749-23-032756 · rdgdoc.xml · nonDerivative · entry 1

Berman Brad · CIK 0001290253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,904

F1 · balance_after: Includes 23,735 shares held by certain trusts for the children of Mr. Bradley Berman, and 6,196 shares owned by Mr. Bradley Berman's spouse.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:05 UTC
Goldfarb ClaudiaDirector · CEO and Interim CFO · 10% owner
PurchaseCommon Stock 23,077 $6.50 $150,000.50
Disclosure

SEC source: 0001437749-23-032755 · rdgdoc.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO and Interim CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,185,989

F1 · balance_after: Including 123,077 shares purchased as joint tenants with Ms. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:05 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 23,077 $6.50 $150,000.50
Disclosure

SEC source: 0001437749-23-032753 · rdgdoc.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,258,535

F1 · balance_after: Including 123,077 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:04 UTC
Mueller JoeDirector
PurchaseCommon Stock 5,000 $6.50 $32,500.00
Disclosure

SEC source: 0001437749-23-032752 · rdgdoc.xml · nonDerivative · entry 1

Mueller Joe · CIK 0001922906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,894

Read SEC document
August 25, 2023 Filed Aug 29, 2023 16:01 UTC
BERMAN LYLEDirector
PurchaseCOMMON STOCK 40,000 $5.00 $200,000.00
Disclosure

SEC source: 0001683168-23-006142 · ownership.xml · nonDerivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,322,598

F1 · ownership.nature: 40,000 of the shares were purchased by the Lyle A. Berman Revocable Trust for which Mr. Berman is a trustee and holds a pecuniary interest.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:01 UTC
Berman BradDirector
PurchaseCOMMON STOCK 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001683168-23-006141 · ownership.xml · nonDerivative · entry 1

Berman Brad · CIK 0001290253 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 293,457

F1 · balance_after: Includes 23,735 shares held by certain trusts for the children of Mr. Bradley Berman, and 6,196 shares owned by Mr. Bradley Berman's spouse.

F2 · ownership.nature: The shares were purchased by the Bradley Berman Irrevocable Trust for which Mr. Berman is a trustee and holds a pecuniary interest.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:01 UTC
Goldfarb ClaudiaDirector · CEO and Interim CFO · 10% owner
PurchaseCOMMON STOCK 100,000 $5.00 $500,000.00
Disclosure

SEC source: 0001683168-23-006143 · ownership.xml · nonDerivative · entry 1

Goldfarb Claudia · CIK 0001827040 · Director · CEO and Interim CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,162,912

F1 · shares: Including 100,000 shares purchased as joint tenants with Ms. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:01 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseCOMMON STOCK 140,000 $5.00 $700,000.00
Disclosure

SEC source: 0001683168-23-006140 · ownership.xml · nonDerivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,047,958

F1 · shares: Including 100,000 shares purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

F2 · ownership.nature: 40,000 shares were purchased by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest.

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June 01, 2023 Filed Jun 5, 2023 16:49 UTC
BERMAN LYLEDirector
GrantCOMMON STOCK 4,404 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003911 · ownership.xml · nonDerivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,520

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June 01, 2023 Filed Jun 5, 2023 20:50 UTC GrantCOMMON STOCK 1,845 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003912 · ownership.xml · nonDerivative · entry 1

Creed Timothy James · CIK 0001938492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,255

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June 01, 2023 Filed Jun 5, 2023 20:48 UTC
Mueller JoeDirector
GrantCOMMON STOCK 3,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003910 · ownership.xml · nonDerivative · entry 1

Mueller Joe · CIK 0001922906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,065

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June 01, 2023 Filed Jun 5, 2023 20:48 UTC GrantCOMMON STOCK 7,046 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003909 · ownership.xml · nonDerivative · entry 1

Ludeman Chris · CIK 0001843408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,837

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June 01, 2023 Filed Jun 5, 2023 20:46 UTC
Berman BradDirector
GrantCOMMON STOCK 4,404 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003908 · ownership.xml · nonDerivative · entry 1

Berman Brad · CIK 0001290253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,915

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May 11, 2023 Filed May 15, 2023 20:26 UTC
Berman BradDirector
PurchaseWarrant (right to buy) · Derivative 25,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001683168-23-003406 · ownership.xml · derivative · entry 1

Berman Brad · CIK 0001290253 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-05-11

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. Warrants are issued as Mr. Berman funds the principal of the promissory note to the issuer.

F2 · ownership.nature: Warrants purchased by the Bradley Berman Irrevocable Trust of which Mr. Bradley Berman is the trustee.

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April 25, 2023 Filed Apr 27, 2023 20:01 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseWarrant (right to buy) · Derivative 187,500 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001683168-23-002700 · ownership.xml · derivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2033-04-25

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. Warrants are issued as Mr. Goldfarb funds the principal of the promissory note to the issuer.

F2 · ownership.nature: Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee.

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August 23, 2022 Filed Aug 25, 2022 17:21 UTC
BERMAN LYLEDirector
PurchaseWarrant (right to buy) · Derivative 312,500 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001683168-22-006063 · ownership.xml · derivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 312,500

Underlying: Common Stock · 312,500 shares

Expires 2032-08-23

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.nature: Warrants purchased by the Lyle Berman Revocable Trust.

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August 23, 2022 Filed Aug 25, 2022 21:23 UTC
Goldfarb IraDirector · Executive Chairman · 10% owner
PurchaseWarrant (right to buy) · Derivative 312,500 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001683168-22-006065 · ownership.xml · derivative · entry 1

Goldfarb Ira · CIK 0001827152 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 312,500

Underlying: Common Stock · 312,500 shares

Expires 2032-08-23

F1 · price: Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

F2 · ownership.nature: Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee.

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July 22, 2022 Filed Jul 26, 2022 20:02 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 24,151 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001683168-22-005125 · ownership.xml · derivative · entry 2

Creed Timothy James · CIK 0001938492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,151

Underlying: Common Stock · 24,151 shares

Expires 2022-07-22

F1 · derivative.exercise_date: The Non-Qualified Stock Options vest in five (5) equal installments, with 20% of options vesting one (1) year from the grant date, and continuing in even 20% portions on the next four (4) anniversaries thereof, until the options are fully vested.

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July 22, 2022 Filed Jul 26, 2022 20:02 UTC GrantCommon Stock 6,410 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-005125 · ownership.xml · nonDerivative · entry 1

Creed Timothy James · CIK 0001938492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.