SONY

SEC source: 0001193125-26-395188 · ownership.xml · nonDerivative · entry 1

Ito Yasuhiro · CIK 0002114088 · Chief People Officer (CPO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,489

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Japanese pre-established trading plan adopted by the reporting person on August 3, 2026.

F2 · price: For purposes of this Form 4, a conversion rate of USD $0.00645 for each JPY 1.00 is used.

SEC source: 0001193125-26-391724 · ownership.xml · derivative · entry 2

Ito Yasuhiro · CIK 0002114088 · Chief People Officer (CPO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 9,000 shares

Expires 2028-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: For purposes of this Form 4, a conversion rate of USD $0.00648 for each JPY 1.00 was used.

F2 · derivative.exercise_date: The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2020, November 20, 2020 and November 20, 2021. The option was granted on November 20, 2018.

SEC source: 0001193125-26-391724 · ownership.xml · nonDerivative · entry 1

Ito Yasuhiro · CIK 0002114088 · Chief People Officer (CPO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.00648 for each JPY 1.00 was used.

SEC source: 0001193125-26-356583 · ownership.xml · derivative · entry 4

Sashida Shinji · CIK 0002115766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 4,000 shares

Expires 2030-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: For purposes of this Form 4, a conversion rate of USD $0.00628 for each JPY 1.00 was used.

F3 · derivative.exercise_date: The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 29, 2022, November 18, 2022 and November 18, 2023. The option was granted on November 18, 2020.

SEC source: 0001193125-26-356583 · ownership.xml · derivative · entry 3

Sashida Shinji · CIK 0002115766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2029-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: For purposes of this Form 4, a conversion rate of USD $0.00628 for each JPY 1.00 was used.

F2 · derivative.exercise_date: The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2021, November 20, 2021 and November 20, 2022. The option was granted on November 20, 2019.

SEC source: 0001193125-26-356583 · ownership.xml · nonDerivative · entry 2

Sashida Shinji · CIK 0002115766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.00628 for each JPY 1.00 was used.

SEC source: 0001193125-26-356583 · ownership.xml · nonDerivative · entry 1

Sashida Shinji · CIK 0002115766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.00628 for each JPY 1.00 was used.

SEC source: 0001193125-26-356579 · ownership.xml · nonDerivative · entry 1

Tanaka Kenji · CIK 0002121786 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,899

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.00628 for each JPY 1.00 is used.

SEC source: 0001193125-26-353728 · ownership.xml · derivative · entry 4

Tanaka Kenji · CIK 0002121786 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires 2029-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: For purposes of this Form 4, a conversion rate of USD $0.00627 for each JPY 1.00 was used.

F3 · derivative.exercise_date: The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2021, November 20, 2021, and November 20, 2022. The option was granted on November 20, 2019.

SEC source: 0001193125-26-353728 · ownership.xml · derivative · entry 3

Tanaka Kenji · CIK 0002121786 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2028-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: For purposes of this Form 4, a conversion rate of USD $0.00627 for each JPY 1.00 was used.

F2 · derivative.exercise_date: The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2020, November 20, 2020, and November 20, 2021. The option was granted on November 20, 2018.

SEC source: 0001193125-26-353728 · ownership.xml · nonDerivative · entry 2

Tanaka Kenji · CIK 0002121786 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.00627 for each JPY 1.00 was used.

SEC source: 0001193125-26-353728 · ownership.xml · nonDerivative · entry 1

Tanaka Kenji · CIK 0002121786 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.00627 for each JPY 1.00 was used.

SEC source: 0001193125-26-337792 · ownership.xml · nonDerivative · entry 2

Stringer Robert Adrian · CIK 0002055654 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Represents American Depository Receipts ("ADRs"), which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The ADRs have no expiration date.

F3 · balance_after: The shares of SONY common stock sold represent a portion of the securities beneficially owned by the reporting person, whose remaining holdings consist of RSUs and stock options.

SEC source: 0001193125-26-337792 · ownership.xml · nonDerivative · entry 1

Stringer Robert Adrian · CIK 0002055654 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,547

F1 · kind: 445,000 shares of SONY common stock were sold upon the vesting of a restricted stock award granted to the reporting person in July 2023, primarily to satisfy tax withholding obligations incurred upon vesting.

F2 · shares: Represents American Depository Receipts ("ADRs"), which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The ADRs have no expiration date.

F2 · balance_after: Represents American Depository Receipts ("ADRs"), which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The ADRs have no expiration date.

SEC source: 0001193125-26-334518 · ownership.xml · nonDerivative · entry 2

Ahuja Ravi · CIK 0001716859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,096

F2 · kind: 15,580 shares of SONY common stock were sold upon the vesting of an RSU award granted to the reporting person in July 2024, solely to satisfy tax withholding obligations incurred upon vesting. The sale was effected by the issuer in accordance with the terms of the issuer's internal rules related to RSUs and non-discretionary on the part of the reporting person.

F3 · price: For purposes of this Form 4, a conversion rate of USD $0.00636 for each JPY 1.00 was used.

SEC source: 0001193125-26-334434 · ownership.xml · nonDerivative · entry 2

Kodera Tsuyoshi · CIK 0002114076 · Chief Digital Officer (CDO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,508

F2 · kind: 17,100 shares of SONY common stock were sold upon the vesting of an RSU award granted to the reporting person in July 2023, solely to satisfy tax withholding obligations incurred upon vesting. The sale was effected by the issuer in accordance with the terms of the issuer's internal rules related to RSUs and non-discretionary on the part of the reporting person.

F3 · price: For purposes of this Form 4, a conversion rate of USD $0.00636 for each JPY 1.00 was used.

SEC source: 0001193125-26-334518 · ownership.xml · derivative · entry 3

Ahuja Ravi · CIK 0001716859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,452

Underlying: Common Stock · 27,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F4 · derivative.exercise_date: On July 25, 2024, the reporting person was granted 80,000 RSUs, which have vested or will vest in three equal amounts on each of August 1, 2025, August 3, 2026 and August 2, 2027. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. In connection with the issuer's partial spin-off of Sony Financial Group Inc. on October 1, 2025, the reporting person's outstanding RSU award was adjusted to preserve the pre-spin-off intrinsic value of the award and the number of RSUs subject to the award was increased from 80,000 to 81,564.

F4 · derivative.expiration_date: On July 25, 2024, the reporting person was granted 80,000 RSUs, which have vested or will vest in three equal amounts on each of August 1, 2025, August 3, 2026 and August 2, 2027. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. In connection with the issuer's partial spin-off of Sony Financial Group Inc. on October 1, 2025, the reporting person's outstanding RSU award was adjusted to preserve the pre-spin-off intrinsic value of the award and the number of RSUs subject to the award was increased from 80,000 to 81,564.

SEC source: 0001193125-26-334518 · ownership.xml · nonDerivative · entry 1

Ahuja Ravi · CIK 0001716859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

SEC source: 0001193125-26-334434 · ownership.xml · derivative · entry 3

Kodera Tsuyoshi · CIK 0002114076 · Chief Digital Officer (CDO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F4 · derivative.exercise_date: On July 25, 2023, the reporting person was granted 37,055 RSUs, vesting on August 3, 2026. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F4 · derivative.expiration_date: On July 25, 2023, the reporting person was granted 37,055 RSUs, vesting on August 3, 2026. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-334434 · ownership.xml · nonDerivative · entry 1

Kodera Tsuyoshi · CIK 0002114076 · Chief Digital Officer (CDO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

SEC source: 0001193125-26-320534 · ownership.xml · derivative · entry 1

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320521 · ownership.xml · derivative · entry 1

Ahuja Ravi · CIK 0001716859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,000

Underlying: Common Stock · 142,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320515 · ownership.xml · derivative · entry 1

Hyodo Masayuki · CIK 0002115769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320506 · ownership.xml · derivative · entry 1

Konomoto Shingo · CIK 0002114075 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320503 · ownership.xml · derivative · entry 1

Kraft Joseph A. Jr. · CIK 0002114087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320500 · ownership.xml · derivative · entry 1

Mitomo Toshimoto · CIK 0002114079 · Chief Strategy Officer (CSO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,080

Underlying: Common Stock · 70,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320495 · ownership.xml · derivative · entry 1

MORROW WILLIAM T · CIK 0001373062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320491 · ownership.xml · derivative · entry 1

Becker Wendy · CIK 0001716087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320487 · ownership.xml · derivative · entry 1

Denzel Nora · CIK 0001418351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320482 · ownership.xml · derivative · entry 1

Goto Yoriko · CIK 0002114077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2035. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320470 · ownership.xml · derivative · entry 2

Ito Yasuhiro · CIK 0002114088 · Chief People Officer (CPO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,661

Underlying: Common Stock · 7,710 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F3 · derivative.exercise_date: The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F3 · derivative.expiration_date: The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320470 · ownership.xml · derivative · entry 1

Ito Yasuhiro · CIK 0002114088 · Chief People Officer (CPO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,950

Underlying: Common Stock · 46,950 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320465 · ownership.xml · derivative · entry 2

Kodera Tsuyoshi · CIK 0002114076 · Chief Digital Officer (CDO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,710

Underlying: Common Stock · 8,760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F3 · derivative.exercise_date: The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F3 · derivative.expiration_date: The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320465 · ownership.xml · derivative · entry 1

Kodera Tsuyoshi · CIK 0002114076 · Chief Digital Officer (CDO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,320

Underlying: Common Stock · 61,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320457 · ownership.xml · derivative · entry 2

Totoki Hiroki · CIK 0002114078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,442

Underlying: Common Stock · 35,040 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F3 · derivative.exercise_date: The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F3 · derivative.expiration_date: The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320457 · ownership.xml · derivative · entry 1

Totoki Hiroki · CIK 0002114078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,890

Underlying: Common Stock · 367,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320451 · ownership.xml · derivative · entry 2

Imaizumi Lin · CIK 0002115764 · Director · Chief Financial Officer (CFO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,782

Underlying: Common Stock · 9,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F3 · derivative.exercise_date: The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F3 · derivative.expiration_date: The RSUs vest on a specified date corresponding to the date upon which the Reporting Person retires from a position as a senior executive of the Issuer: (a) if the retirement occurs between April 1 to July 17, the RSUs will vest on August 1 of the year of retirement; (b) if the retirement occurs between July 18 to November 16, the RSUs will vest on December 1 of the year of retirement; (c) if the retirement occurs between November 17 to March 31, the RSUs will vest on the April 15 following the date of retirement. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320451 · ownership.xml · derivative · entry 1

Imaizumi Lin · CIK 0002115764 · Director · Chief Financial Officer (CFO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,090

Underlying: Common Stock · 77,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320442 · ownership.xml · derivative · entry 1

Sashida Shinji · CIK 0002115766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,300

Underlying: Common Stock · 40,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320436 · ownership.xml · derivative · entry 1

Tanaka Kenji · CIK 0002121786 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,630

Underlying: Common Stock · 19,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320428 · ownership.xml · derivative · entry 1

Stringer Robert Adrian · CIK 0002055654 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,384

Underlying: Common Stock · 191,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-320418 · ownership.xml · derivative · entry 1

Platt Jonathan J. · CIK 0001983410 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Common Stock · 71,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock.

F2 · derivative.exercise_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

F2 · derivative.expiration_date: The RSUs vest on August 1, 2029. The grant is subject to forfeiture and accelerated vesting in accordance with its terms.

SEC source: 0001193125-26-298465 · ownership.xml · nonDerivative · entry 1

Platt Jonathan Jose · CIK 0001983410 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,326

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 10, 2023.

F2 · shares: Represents American Depositary Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depositary Receipts have no expiration date.

F2 · balance_after: Represents American Depositary Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depositary Receipts have no expiration date.

SEC source: 0001193125-26-298462 · ownership.xml · nonDerivative · entry 1

Ahuja Ravi · CIK 0001716859 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,786

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 11, 2023.

F2 · shares: Represents American Depositary Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depositary Receipts have no expiration date.

F2 · balance_after: Represents American Depositary Receipts, which are each convertible at any time, at the holder's election, into one share of common stock of the issuer. The American Depositary Receipts have no expiration date.

SEC source: 0001193125-26-297133 · ownership.xml · nonDerivative · entry 1

Mitomo Toshimoto · CIK 0002114079 · Chief Strategy Officer (CSO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,700

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.0062 for each JPY 1.00 was used.

SEC source: 0001193125-26-297130 · ownership.xml · nonDerivative · entry 1

Totoki Hiroki · CIK 0002114078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,250

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.0062 for each JPY 1.00 was used.

SEC source: 0001193125-26-275633 · ownership.xml · nonDerivative · entry 1

Kodera Tsuyoshi · CIK 0002114076 · Chief Digital Officer (CDO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,553

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.00623 for each JPY 1.00 was used.

SEC source: 0001193125-26-272141 · ownership.xml · derivative · entry 2

Kodera Tsuyoshi · CIK 0002114076 · Chief Digital Officer (CDO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,000 shares

Expires 2026-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: For purposes of this Form 4, a conversion rate of USD $0.00625 for each JPY 1.00 was used.

F2 · derivative.exercise_date: The allocation agreement, as amended on May 21, 2026, provides that the option to acquire common stock became exercisable in three equal installments on each of November 22, 2017, November 22, 2018 and November 22, 2019. The option was granted on November 22, 2016.

SEC source: 0001193125-26-272141 · ownership.xml · nonDerivative · entry 1

Kodera Tsuyoshi · CIK 0002114076 · Chief Digital Officer (CDO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: For purposes of this Form 4, a conversion rate of USD $0.00625 for each JPY 1.00 was used.

SEC source: 0001193125-26-230082 · ownership.xml · nonDerivative · entry 1

Yoshida Kenichiro · CIK 0002114081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 661,615

F1 · price: For purposes of this Form 4, a conversion rate of $0.00630 for each JPY 1.00 was used.