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Nasdaq · USD

SONO

Sonos Inc

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Tapewire entity
1773
SEC CIK
0001314727
Parsed reports
419

Last 12 months

Inside the activity.

17 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202690
Mar 202660
Apr 202600
May 202610
Jun 202600
Jul 202602
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 20, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 169 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005789 · form4.xml · derivative · entry 3

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,040

Underlying: Common Stock · 169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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February 15, 2024 Filed Feb 20, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Tax withholdingCommon Stock 4,881 $18.69 $91,225.89
Disclosure

SEC source: 0001127602-24-005789 · form4.xml · nonDerivative · entry 2

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,179

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

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February 15, 2024 Filed Feb 20, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 11,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005789 · form4.xml · nonDerivative · entry 1

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:52 UTC
Braman ShamayneChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 8,061 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005781 · form4.xml · derivative · entry 4

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,407

Underlying: Common Stock · 8,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:52 UTC
Braman ShamayneChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,217 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005781 · form4.xml · derivative · entry 3

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,468

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:52 UTC
Braman ShamayneChief People Officer
Tax withholdingCommon Stock 3,130 $18.69 $58,499.70
Disclosure

SEC source: 0001127602-24-005781 · form4.xml · nonDerivative · entry 2

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,148

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

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February 15, 2024 Filed Feb 20, 2024 21:52 UTC
Braman ShamayneChief People Officer
Exercise / conversionCommon Stock 9,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005781 · form4.xml · nonDerivative · entry 1

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 5,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,952

Underlying: Common Stock · 5,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,219

Underlying: Common Stock · 1,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 17,358 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,811

Underlying: Common Stock · 17,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC
Bouvat-Merlin MaximeChief Product Officer
Tax withholdingCommon Stock 8,902 $18.69 $166,378.38
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,299

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

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February 15, 2024 Filed Feb 20, 2024 21:50 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionCommon Stock 24,217 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:23 UTC GrantCommon Stock 957 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005116 · form4.xml · nonDerivative · entry 1

Darrell Bracken · CIK 0001452606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 12, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 9, 2024 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:48 UTC SaleCommon Stock 5,337 $18.31 $97,720.47
Disclosure

SEC source: 0001127602-24-004029 · form4.xml · nonDerivative · entry 1

Conrad Thomas · CIK 0001522484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,334

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:29 UTC
Coles JoannaDirector
SaleCommon Stock 905 $15.82 $14,317.10
Disclosure

SEC source: 0001127602-24-003686 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,818

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:52 UTC GrantCommon Stock 1,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-002453 · form4.xml · nonDerivative · entry 1

Mildenhall Jonathan · CIK 0001828806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on January 25, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 9, 2024 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 23:00 UTC
Coles JoannaDirector
SaleCommon Stock 905 $16.30 $14,751.50
Disclosure

SEC source: 0001127602-24-000894 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,723

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:26 UTC GrantRestricted Stock Units · Derivative 107,511 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030029 · form4.xml · derivative · entry 1

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,781

Underlying: Common Stock · 107,511 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · derivative.exercise_date: These RSUs will vest based on the following schedule: (i) 1/12 of the shares subject to the RSUs shall vest on November 15, 2024 and (ii) the remaining RSUs will vest quarterly over the next eleven quarters in equal quarterly installments, until such time as the RSUs are 100% vested, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F2 · derivative.expiration_date: These RSUs will vest based on the following schedule: (i) 1/12 of the shares subject to the RSUs shall vest on November 15, 2024 and (ii) the remaining RSUs will vest quarterly over the next eleven quarters in equal quarterly installments, until such time as the RSUs are 100% vested, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 23:17 UTC
Coles JoannaDirector
SaleCommon Stock 905 $15.66 $14,172.30
Disclosure

SEC source: 0001127602-23-029019 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,628

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:02 UTC
Coles JoannaDirector
SaleCommon Stock 2,715 $15.00 $40,725.00
Disclosure

SEC source: 0001127602-23-028582 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,533

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:54 UTC
Findlay DeirdreChief Commercial Officer
GrantRestricted Stock Units · Derivative 69,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027896 · form4.xml · derivative · entry 2

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,343

Underlying: Common Stock · 69,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F3 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:54 UTC
Findlay DeirdreChief Commercial Officer
GrantRestricted Stock Units · Derivative 175,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027896 · form4.xml · derivative · entry 1

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,189

Underlying: Common Stock · 175,189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on November 15, 2024, and 1/12 of the RSUs will vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on November 15, 2024, and 1/12 of the RSUs will vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:56 UTC Exercise / conversionRestricted Stock Units · Derivative 3,504 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027901 · form4.xml · derivative · entry 4

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,270

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:56 UTC Exercise / conversionRestricted Stock Units · Derivative 9,460 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027901 · form4.xml · derivative · entry 3

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,774

Underlying: Common Stock · 9,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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November 15, 2023 Filed Nov 17, 2023 22:56 UTC Tax withholdingCommon Stock 6,430 $11.26 $72,401.80
Disclosure

SEC source: 0001127602-23-027901 · form4.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,939

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:56 UTC Exercise / conversionCommon Stock 12,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027901 · form4.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:03 UTC
Spence PatrickDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 230,512 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027909 · form4.xml · derivative · entry 7

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,667

Underlying: Common Stock · 230,512 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F8 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F8 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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November 15, 2023 Filed Nov 17, 2023 23:03 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,415 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027909 · form4.xml · derivative · entry 6

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,155

Underlying: Common Stock · 13,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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November 15, 2023 Filed Nov 17, 2023 23:03 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 9,368 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027909 · form4.xml · derivative · entry 5

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,570

Underlying: Common Stock · 9,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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November 15, 2023 Filed Nov 17, 2023 23:03 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 21,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027909 · form4.xml · derivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,938

Underlying: Common Stock · 21,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:03 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 27,651 $11.26 $311,350.26
Disclosure

SEC source: 0001127602-23-027909 · form4.xml · nonDerivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,314

F4 · kind: Reflects shares withheld to cover tax liability with respect to the vesting of Performance Share Units ("PSUs") reported on a Form 4 filed November 8, 2023. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and subsequent settlement of PSUs.

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November 15, 2023 Filed Nov 17, 2023 23:03 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 21,957 $11.26 $247,235.82
Disclosure

SEC source: 0001127602-23-027909 · form4.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003,965

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

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November 15, 2023 Filed Nov 17, 2023 23:03 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 44,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027909 · form4.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:01 UTC
Millington NicholasChief Innovation Officer
GrantRestricted Stock Units · Derivative 92,205 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027907 · form4.xml · derivative · entry 6

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,293

Underlying: Common Stock · 92,205 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F7 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

F7 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:01 UTC
Millington NicholasChief Innovation Officer
GrantRestricted Stock Units · Derivative 69,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027907 · form4.xml · derivative · entry 5

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,088

Underlying: Common Stock · 69,154 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:01 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027907 · form4.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,934

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:01 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 12,039 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027907 · form4.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,958

Underlying: Common Stock · 12,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:01 UTC
Millington NicholasChief Innovation Officer
Tax withholdingCommon Stock 7,966 $11.26 $89,697.16
Disclosure

SEC source: 0001127602-23-027907 · form4.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,808

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:01 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 16,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027907 · form4.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:59 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 170 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027905 · form4.xml · derivative · entry 4

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,209

Underlying: Common Stock · 170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:59 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027905 · form4.xml · derivative · entry 3

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,379

Underlying: Common Stock · 4,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:59 UTC
Mason Christopher ScottPrincipal Accounting Officer
Tax withholdingCommon Stock 1,839 $11.26 $20,707.14
Disclosure

SEC source: 0001127602-23-027905 · form4.xml · nonDerivative · entry 2

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,421

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:59 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 4,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027905 · form4.xml · nonDerivative · entry 1

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC
Bouvat-Merlin MaximeChief Product Officer
GrantRestricted Stock Units · Derivative 129,087 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · derivative · entry 7

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,169

Underlying: Common Stock · 129,087 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F8 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F8 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 5,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · derivative · entry 6

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,082

Underlying: Common Stock · 5,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 6,602 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,349

Underlying: Common Stock · 6,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,951

Underlying: Common Stock · 3,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC
Bouvat-Merlin MaximeChief Product Officer
Tax withholdingCommon Stock 5,208 $11.26 $58,642.08
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · nonDerivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,984

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionCommon Stock 15,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC
Bouvat-Merlin MaximeChief Product Officer
SaleCommon Stock 6,917 $11.27 $77,954.59
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,138

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.