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Bouvat-Merlin Maxime

Disclosed activity across 1 company

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85907
SEC CIK
0001589082

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sonos IncSONO · Entity 1773Chief Product OfficerNovember 15, 2024November 19, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sonos Inc

Report date November 15, 2024 · Filed November 19, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,738 Ending reported balance After 2024-11-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-11-15 · Exercise / conversion · Acquired 22,096 · Balance 22,799

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Row 2 · 2024-11-15 · Tax withholding · Disposed 11,061 · Balance 11,738

F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect137,047 Reported balance After 2024-11-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-15 · Exercise / conversion · Disposed 1,593 · Balance 137,047

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect133,903 Reported balance After 2024-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-11-15 · Exercise / conversion · Disposed 3,144 · Balance 133,903

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect116,544 Reported balance After 2024-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-11-15 · Exercise / conversion · Disposed 17,359 · Balance 116,544

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect169,453 Reported balance After 2024-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-11-15 · Grant · Acquired 52,909 · Balance 169,453

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F7: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

F4: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2024 Filed Nov 19, 2024 22:15 UTC Sonos Inc SONO · Entity 1773 GrantRestricted Stock Units · Derivative 52,909 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · derivative · entry 6

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,453

Underlying: Common Stock · 52,909 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F7 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 17,359 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,544

Underlying: Common Stock · 17,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 3,144 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,903

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,047

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 11,061 $13.75 $152,088.75
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,738

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 22,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:17 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionPerformance Share Units · Derivative 1,427 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-026512 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.

F4 · derivative.exercise_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. Such PSUs vested on November 1, 2024.

F4 · derivative.expiration_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. Such PSUs vested on November 1, 2024.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:17 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 724 $12.53 $9,071.72
Disclosure

SEC source: 0001127602-24-026512 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703

F3 · kind: Reflects shares withheld to cover tax liability with respect to the vesting of PSUs. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and subsequent settlement of PSUs.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:17 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 1,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-026512 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.

F2 · price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:18 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 37,256 $11.53 $429,375.40
Disclosure

SEC source: 0001127602-24-022707 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 16, 2024.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.380 to $11.770 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:29 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 17,359 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-022531 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,640

Underlying: Common Stock · 17,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:29 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 3,142 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-022531 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,999

Underlying: Common Stock · 3,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:29 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-022531 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,141

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:29 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 9,488 $11.21 $106,360.48
Disclosure

SEC source: 0001127602-24-022531 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,256

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:29 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 22,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-022531 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:37 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 15,573 $16.54 $257,599.22
Disclosure

SEC source: 0001127602-24-016251 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,650

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 16, 2024.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.34 to $16.94 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:37 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 24,649 $16.54 $407,775.80
Disclosure

SEC source: 0001127602-24-016251 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,223

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 16, 2024.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.335 to $16.93 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 17,358 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,734

Underlying: Common Stock · 17,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 5,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,092

Underlying: Common Stock · 5,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,359

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 8,645 $17.32 $149,731.40
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,872

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 24,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 5,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,952

Underlying: Common Stock · 5,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 1,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,219

Underlying: Common Stock · 1,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 17,358 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,811

Underlying: Common Stock · 17,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 8,902 $18.69 $166,378.38
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,299

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 24,217 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005779 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC Sonos Inc SONO · Entity 1773 GrantRestricted Stock Units · Derivative 129,087 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · derivative · entry 7

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,169

Underlying: Common Stock · 129,087 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F8 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F8 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 5,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · derivative · entry 6

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,082

Underlying: Common Stock · 5,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 6,602 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,349

Underlying: Common Stock · 6,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,951

Underlying: Common Stock · 3,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 5,208 $11.26 $58,642.08
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · nonDerivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,984

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 15,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:48 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 6,917 $11.27 $77,954.59
Disclosure

SEC source: 0001127602-23-027889 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,138

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
November 06, 2023 Filed Nov 9, 2023 00:17 UTC Sonos Inc SONO · Entity 1773 GrantPerformance Share Units · Derivative 3,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027061 · form4.xml · derivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,065

Underlying: Common Stock · 3,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3 · derivative.exercise_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Committee. The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2022. PSUs awards have a three-year vesting term based on continued employment, and, to the extent earned, will vest upon Committee approval of performance attainment at the end of the three-year term.

F3 · derivative.expiration_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Committee. The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2022. PSUs awards have a three-year vesting term based on continued employment, and, to the extent earned, will vest upon Committee approval of performance attainment at the end of the three-year term.

Read SEC document
November 06, 2023 Filed Nov 9, 2023 00:17 UTC Sonos Inc SONO · Entity 1773 GrantPerformance Share Units · Derivative 1,427 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027061 · form4.xml · derivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,427

Underlying: Common Stock · 1,427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · derivative.exercise_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. PSUs awards have a three-year vesting term based on continued employment, and, to the extent earned, will vest upon Committee approval of performance attainment at the end of the three-year term.

F2 · derivative.expiration_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. PSUs awards have a three-year vesting term based on continued employment, and, to the extent earned, will vest upon Committee approval of performance attainment at the end of the three-year term.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:13 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 5,267 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006407 · primarydocument.xml · derivative · entry 6

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,136

Underlying: Common Stock · 5,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F8 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:13 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 3,184 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006407 · primarydocument.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,403

Underlying: Common Stock · 3,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:13 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 6,601 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006407 · primarydocument.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,587

Underlying: Common Stock · 6,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:13 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 5,678 $14.48 $82,217.44
Disclosure

SEC source: 0001562180-23-006407 · primarydocument.xml · nonDerivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,055

F5 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:13 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 15,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006407 · primarydocument.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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August 15, 2023 Filed Aug 17, 2023 20:13 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 7,496 $14.08 $105,530.94
Disclosure

SEC source: 0001562180-23-006407 · primarydocument.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,681

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $13.975 to $14.16 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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May 15, 2023 Filed May 17, 2023 23:04 UTC Sonos Inc SONO · Entity 1773 GrantRestricted Stock Units · Derivative 24,483 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004220 · primarydocument.xml · derivative · entry 7

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,188

Underlying: Common Stock · 24,483 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F9 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F9 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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May 15, 2023 Filed May 17, 2023 23:04 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 4,561 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004220 · primarydocument.xml · derivative · entry 6

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,705

Underlying: Common Stock · 4,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F8 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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May 15, 2023 Filed May 17, 2023 23:04 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 3,184 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004220 · primarydocument.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,266

Underlying: Common Stock · 3,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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May 15, 2023 Filed May 17, 2023 23:04 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 5,267 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004220 · primarydocument.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,450

Underlying: Common Stock · 5,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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May 15, 2023 Filed May 17, 2023 23:04 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 6,060 $15.41 $93,355.51
Disclosure

SEC source: 0001562180-23-004220 · primarydocument.xml · nonDerivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,177

F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.27 to $15.62 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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May 15, 2023 Filed May 17, 2023 23:04 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 4,502 $15.53 $69,916.06
Disclosure

SEC source: 0001562180-23-004220 · primarydocument.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,237

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

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May 15, 2023 Filed May 17, 2023 23:04 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 13,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004220 · primarydocument.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.