Last 12 months
Inside the activity.
17 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 9 | 0 |
| Mar 2026 | 6 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2020 Filed Aug 31, 2020 18:34 UTC |
Maeda JohnDirector
|
Exercise / conversionStock Option · Derivative | 8,274 | $0.00 Strike: $13.56 | $0.00 |
DisclosureSEC source: 0001562180-20-005713 · primarydocument.xml · derivative · entry 2 Maeda John · CIK 0001743480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828 Underlying: Common Stock · 8,274 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on November 15, 2016, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 18:34 UTC |
Maeda JohnDirector
|
Exercise / conversionCommon Stock | 8,274 | $13.56 | $112,195.44 |
DisclosureSEC source: 0001562180-20-005713 · primarydocument.xml · nonDerivative · entry 1 Maeda John · CIK 0001743480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 18:54 UTC |
Fraser AnnaChief People Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005564 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,864 Underlying: Common Stock · 17,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 18:54 UTC |
Fraser AnnaChief People Officer
|
Tax withholdingCommon Stock | 9,267 | $14.04 | $130,108.68 |
DisclosureSEC source: 0001562180-20-005564 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,023 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 18:54 UTC |
Fraser AnnaChief People Officer
|
Exercise / conversionCommon Stock | 17,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005564 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:56 UTC |
Bagley BrittanyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 33,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005565 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,932 Underlying: Common Stock · 33,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:56 UTC |
Bagley BrittanyChief Financial Officer
|
Tax withholdingCommon Stock | 16,855 | $14.04 | $236,644.20 |
DisclosureSEC source: 0001562180-20-005565 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,347 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:56 UTC |
Bagley BrittanyChief Financial Officer
|
Exercise / conversionCommon Stock | 33,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005565 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:52 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Exercise / conversionRestricted Stock Units · Derivative | 14,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005563 · primarydocument.xml · derivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,864 Underlying: Common Stock · 14,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:52 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Tax withholdingCommon Stock | 5,133 | $14.04 | $72,067.32 |
DisclosureSEC source: 0001562180-20-005563 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,207 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:52 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Exercise / conversionCommon Stock | 14,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005563 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:50 UTC |
Millington NicholasChief Innovation Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 26,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005562 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,242 Underlying: Common Stock · 26,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:50 UTC |
Millington NicholasChief Innovation Officer
|
Tax withholdingCommon Stock | 13,185 | $14.04 | $185,117.40 |
DisclosureSEC source: 0001562180-20-005562 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,812 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:50 UTC |
Millington NicholasChief Innovation Officer
|
Exercise / conversionCommon Stock | 26,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005562 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:46 UTC |
Siegel Matthew O.Chief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 26,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005561 · primarydocument.xml · derivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,811 Underlying: Common Stock · 26,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:46 UTC |
Siegel Matthew O.Chief Commercial Officer
|
Tax withholdingCommon Stock | 9,008 | $14.04 | $126,472.32 |
DisclosureSEC source: 0001562180-20-005561 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,802 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:46 UTC |
Siegel Matthew O.Chief Commercial Officer
|
Exercise / conversionCommon Stock | 26,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005561 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:43 UTC |
Spence PatrickDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 40,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005560 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,361 Underlying: Common Stock · 40,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:43 UTC |
Spence PatrickDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 18,373 | $14.04 | $257,956.92 |
DisclosureSEC source: 0001562180-20-005560 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,471 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:43 UTC |
Spence PatrickDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 40,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005560 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 23:09 UTC |
Panay PanosDirector
|
GrantCommon Stock | 6,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005450 · primarydocument.xml · nonDerivative · entry 1 Panay Panos · CIK 0001821148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,041 F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on August 12, 2020. F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 21:16 UTC |
Millington NicholasChief Innovation Officer
|
SaleCommon Stock | 30,450 | $16.87 | $513,645.83 |
DisclosureSEC source: 0001562180-20-005210 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,405 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.70 to $16.95 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 20:56 UTC |
Millington NicholasChief Innovation Officer
|
SaleCommon Stock | 1,800 | $16.71 | $30,074.58 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · nonDerivative · entry 4 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,855 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.70 to $16.735 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC |
Millington NicholasChief Innovation Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,464 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · derivative · entry 6 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,464 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC |
Millington NicholasChief Innovation Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,866 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · derivative · entry 5 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,464 Underlying: Common Stock · 18,866 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC |
Millington NicholasChief Innovation Officer
|
SaleCommon Stock | 77,523 | $16.41 | $1,272,462.52 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · nonDerivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,655 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.75 to $16.73 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC |
Millington NicholasChief Innovation Officer
|
Exercise / conversionCommon Stock | 45,464 | $1.70 | $77,288.80 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC |
Millington NicholasChief Innovation Officer
|
Exercise / conversionCommon Stock | 18,866 | $1.70 | $32,072.20 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:54 UTC |
Millington NicholasChief Innovation Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001562180-20-005089 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,330 Underlying: Common Stock · 1,800 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:54 UTC |
Millington NicholasChief Innovation Officer
|
SaleCommon Stock | 1,800 | $15.75 | $28,353.06 |
DisclosureSEC source: 0001562180-20-005089 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,848 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.75 to $15.755 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:54 UTC |
Millington NicholasChief Innovation Officer
|
Exercise / conversionCommon Stock | 1,800 | $1.70 | $3,060.00 |
DisclosureSEC source: 0001562180-20-005089 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 20:24 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,978 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001562180-20-005043 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,978 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 20:24 UTC |
Millington NicholasChief Product Officer
|
SaleCommon Stock | 35,978 | $15.03 | $540,832.09 |
DisclosureSEC source: 0001562180-20-005043 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,848 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $14.67 to $15.31 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 20:24 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionCommon Stock | 35,978 | $1.60 | $57,564.80 |
DisclosureSEC source: 0001562180-20-005043 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 18:21 UTC |
Maeda JohnDirector
|
SaleCommon Stock | 17,500 | $14.11 | $246,912.75 |
DisclosureSEC source: 0001562180-20-004626 · primarydocument.xml · nonDerivative · entry 2 Maeda John · CIK 0001743480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,281 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $14.00 to $14.26 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 18:21 UTC |
Maeda JohnDirector
|
SaleCommon Stock | 17,500 | $12.84 | $224,672.00 |
DisclosureSEC source: 0001562180-20-004626 · primarydocument.xml · nonDerivative · entry 1 Maeda John · CIK 0001743480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,781 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.71 to $13.08 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:00 UTC |
KKR Stream Holdings LLC10% owner
KKR 2006 Fund L.P.10% owner
KKR Associates 2006 LP10% owner
KKR 2006 GP LLC10% owner
KKR Group Partnership L.P.10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 13,845,682 | $13.00 | $179,993,866.00 |
DisclosureSEC source: 0001140361-20-014193 · form4.xml · nonDerivative · entry 1 KKR Stream Holdings LLC · CIK 0001746819 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: These securities of Sonos, Inc. are held by KKR Stream Holdings LLC. KKR 2006 Fund L.P. is the sole member of KKR Stream Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is a general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP as the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Group Partnership L.P. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 18:27 UTC |
Fraser AnnaChief People Officer
|
SaleCommon Stock | 10,000 | $12.37 | $123,718.00 |
DisclosureSEC source: 0001562180-20-004520 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,690 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.25 to $12.63 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:39 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,978 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001562180-20-004285 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,978 Underlying: Common Stock · 35,978 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:39 UTC |
Millington NicholasChief Product Officer
|
SaleCommon Stock | 35,978 | $10.97 | $394,646.28 |
DisclosureSEC source: 0001562180-20-004285 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,848 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $10.84 to $11.165 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:39 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionCommon Stock | 35,978 | $1.60 | $57,564.80 |
DisclosureSEC source: 0001562180-20-004285 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC |
Fraser AnnaChief People Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · derivative · entry 5 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,464 Underlying: Common Stock · 11,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC |
Fraser AnnaChief People Officer
|
GrantRestricted Stock Units · Derivative | 94,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,142 Underlying: Common Stock · 94,737 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC |
Fraser AnnaChief People Officer
|
GrantRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,405 Underlying: Common Stock · 105,263 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC |
Fraser AnnaChief People Officer
|
Tax withholdingCommon Stock | 6,149 | $9.08 | $55,832.92 |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,690 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC |
Fraser AnnaChief People Officer
|
Exercise / conversionCommon Stock | 11,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:11 UTC |
Bagley BrittanyChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 135,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003759 · primarydocument.xml · derivative · entry 3 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,926 Underlying: Common Stock · 135,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: One quarter of the RSUs vested on May 15, 2020, and 1/16th of the RSUs will vest on each quarterly anniversary there after, beginning on August 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F4 · derivative.expiration_date: One quarter of the RSUs vested on May 15, 2020, and 1/16th of the RSUs will vest on each quarterly anniversary there after, beginning on August 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:11 UTC |
Bagley BrittanyChief Financial Officer
|
Tax withholdingCommon Stock | 53,767 | $9.08 | $488,204.36 |
DisclosureSEC source: 0001562180-20-003759 · primarydocument.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,208 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:11 UTC |
Bagley BrittanyChief Financial Officer
|
Exercise / conversionCommon Stock | 135,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003759 · primarydocument.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Exercise / conversionRestricted Stock Units · Derivative | 4,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 8 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,705 Underlying: Common Stock · 4,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F7 · derivative.exercise_date: One quarter of the RSUs vested on February 15, 2020, and 1/16th of the RSUs will vest on each quarterly anniversary there after, beginning on May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. F7 · derivative.expiration_date: One quarter of the RSUs vested on February 15, 2020, and 1/16th of the RSUs will vest on each quarterly anniversary there after, beginning on May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.