Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | COO & CFO | August 13, 2026 | August 17, 2026 |
| Aurora Innovation, Inc.AUR · Entity 3489 | Director | October 01, 2026 | October 02, 2026 |
| Sonos IncSONO · Entity 1773 | Chief Financial Officer | August 15, 2022 | August 17, 2022 |
| Transphorm, Inc.NONE · Entity 15192 | Director | February 12, 2020 | March 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,685.322 |
Ending reported balance
After 2026-08-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-13 · Tax withholding · Disposed 8,708.157 · Balance 91,125.322 F1: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Row 2 · 2026-08-16 · Grant · Acquired 30,560 · Balance 121,685.322 F2: The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units.
F2: The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes.
Aurora Innovation, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 451,392 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 3,419 · Balance 451,392 F1: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the third quarter cash retainer the reporting person has earned as of September 30, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of October 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the third quarter cash retainer the reporting person has earned as of September 30, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of October 1, 2026.
Sonos Inc
Report date August 15, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 193,684 |
Ending reported balance
After 2022-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-15 · Exercise / conversion · Acquired 36,383 · Balance 211,724 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2022-08-15 · Tax withholding · Disposed 18,040 · Balance 193,684 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 133,035 |
Reported balance
After 2022-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-15 · Exercise / conversion · Disposed 36,383 · Balance 133,035 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transphorm, Inc.
Report date February 12, 2020 · Filed March 12, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 01:10 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 3,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-26-000085 · wk-form4_1790889031.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,392 F1 · shares: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the third quarter cash retainer the reporting person has earned as of September 30, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of October 1, 2026. Read SEC document |
| August 16, 2026 Filed Aug 17, 2026 21:25 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 30,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-057449 · wk-form4_1787001906.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,685.322 F2 · kind: The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 21:25 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 8,708.157 | $615.59 | $5,360,654.37 |
DisclosureSEC source: 0001628280-26-057449 · wk-form4_1787001906.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,125.322 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| August 05, 2026 Filed Aug 6, 2026 12:48 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 22,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-053937 · wk-form4_1786020506.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,833.479 F1 · shares: Represents the reporting persons service-based restricted stock unit award granted in connection with the Companys three-year executive compensation program covering the twelve-quarter period from the third quarter of 2026 through the third quarter of 2029, pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The units vest in twelve substantially equal quarterly installments, commencing November 13, 2026 and concluding August 13, 2029. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 21:32 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 3,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-26-000068 · wk-form4_1782941562.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,973 F1 · shares: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the second quarter cash retainer the reporting person has earned as of June 30, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of July 1, 2026. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:21 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,969 | $485.00 | $2,894,965.00 |
DisclosureSEC source: 0001628280-26-040300 · wk-form4_1780518059.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,084.479 Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:21 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 16,181.521 | $476.88 | $7,716,643.73 |
DisclosureSEC source: 0001628280-26-040300 · wk-form4_1780518059.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,053.479 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability arising out of the vesting of the third tranche of restricted stock units granted pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions were determined to have been certified by the issuer's Compensation Committee on November 13, 2025 Read SEC document |
| May 21, 2026 Filed May 22, 2026 22:30 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 36,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037879 · wk-form4_1779489026.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,732 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 21, 2027 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 21, 2026, in each case, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| April 01, 2026 Filed Apr 1, 2026 20:17 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 4,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-26-000033 · wk-form4_1775074664.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,185 F1 · shares: The reporting person previously elected to convert their cash retainer as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the first quarter cash retainer the reporting person has earned as of March 31, 2026, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of April 1, 2026. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:14 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 240 | $556.62 | $133,588.80 |
DisclosureSEC source: 0001628280-26-014141 · wk-form4_1772579687.xml · nonDerivative · entry 6 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,235 Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:14 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 40 | $555.48 | $22,219.00 |
DisclosureSEC source: 0001628280-26-014141 · wk-form4_1772579687.xml · nonDerivative · entry 5 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,475 Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:14 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,720 | $553.93 | $952,752.72 |
DisclosureSEC source: 0001628280-26-014141 · wk-form4_1772579687.xml · nonDerivative · entry 4 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,515 F3 · price: The transaction was executed in multiple trades at prices ranging from $553.90 to $554.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:14 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 560 | $552.58 | $309,442.00 |
DisclosureSEC source: 0001628280-26-014141 · wk-form4_1772579687.xml · nonDerivative · entry 3 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,235 Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:14 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,226 | $551.83 | $676,542.72 |
DisclosureSEC source: 0001628280-26-014141 · wk-form4_1772579687.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,795 F2 · price: The transaction was executed in multiple trades at prices ranging from $551.415 to $552.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:14 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 480 | $550.28 | $264,134.40 |
DisclosureSEC source: 0001628280-26-014141 · wk-form4_1772579687.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,021 F1 · price: The transaction was executed in multiple trades at prices ranging from $550.00 to $550.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 02, 2026 Filed Jan 2, 2026 21:40 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 4,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-26-000005 · wk-form4_1767389999.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 403,338 F1 · shares: The reporting person previously elected to convert their cash retainer for serving as an outside director into fully vested restricted stock units. The reported securities represent shares of the Issuer's Class A common stock determined by dividing the amount of the fourth quarter cash retainer the reporting person has earned as of December 31, 2025, by the average closing stock price of the Issuer's Class A common stock during the 20 trading-day period ending 5 business days before the grant date of January 2, 2026. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 22:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,000 | $580.00 | $1,160,000.00 |
DisclosureSEC source: 0001628280-25-056848 · wk-form4_1765578604.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,501 Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:54 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 16,151 | $533.21 | $8,611,874.71 |
DisclosureSEC source: 0001628280-25-055154 · wk-form4_1764802446.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,501 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability arising out of the vesting of the second tranche of restricted stock units granted pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions were determined to have been certified by the issuer's Compensation Committee on March 24, 2025. Read SEC document |
| November 13, 2025 Filed Nov 17, 2025 22:04 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 30,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-052664 · wk-form4_1763417060.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,652 F1 · kind: The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the third tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on November 13, 2025 as having been met. The Tranche will vest on June 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 22:04 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,500 | $610.00 | $1,525,000.00 |
DisclosureSEC source: 0001628280-25-052121 · wk-form4_1763071482.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,092 Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 21:14 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 50,000 | $5.39 | $269,675.00 |
DisclosureSEC source: 0001828108-25-000145 · wk-form4_1759439694.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,372 F1 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $5.3901 to $5.4000, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each such price. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 20:32 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,075 | $716.22 | $769,932.74 |
DisclosureSEC source: 0001628280-25-043255 · wk-form4_1759264331.xml · nonDerivative · entry 7 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,592 F2 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2025. F8 · price: The transaction was executed in multiple trades at prices ranging from $715.85 to $716.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 20:32 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,829 | $715.25 | $1,308,188.77 |
DisclosureSEC source: 0001628280-25-043255 · wk-form4_1759264331.xml · nonDerivative · entry 6 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,667 F2 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2025. F7 · price: The transaction was executed in multiple trades at prices ranging from $714.85 to $715.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 20:32 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 300 | $713.86 | $214,157.25 |
DisclosureSEC source: 0001628280-25-043255 · wk-form4_1759264331.xml · nonDerivative · entry 5 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,496 F2 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2025. F6 · price: The transaction was executed in multiple trades at prices ranging from $713.51 to $714.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 20:32 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 205 | $712.38 | $146,037.14 |
DisclosureSEC source: 0001628280-25-043255 · wk-form4_1759264331.xml · nonDerivative · entry 4 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,796 F2 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2025. F5 · price: The transaction was executed in multiple trades at prices ranging from $711.91 to $712.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 20:32 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,025 | $711.23 | $729,008.19 |
DisclosureSEC source: 0001628280-25-043255 · wk-form4_1759264331.xml · nonDerivative · entry 3 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,001 F2 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2025. F4 · price: The transaction was executed in multiple trades at prices ranging from $710.81 to $711.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 20:32 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 566 | $710.36 | $402,064.38 |
DisclosureSEC source: 0001628280-25-043255 · wk-form4_1759264331.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,026 F2 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2025. F3 · price: The transaction was executed in multiple trades at prices ranging from $709.80 to $710.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:32 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 14,430 | $708.84 | $10,228,561.20 |
DisclosureSEC source: 0001628280-25-043255 · wk-form4_1759264331.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,592 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| September 15, 2025 Filed Sep 15, 2025 20:34 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 870 | $773.25 | $672,724.89 |
DisclosureSEC source: 0001743490-25-000004 · wk-form4_1757968493.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,022 Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 20:50 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 815 | $765.52 | $623,898.80 |
DisclosureSEC source: 0001069183-25-000200 · wk-form4_1755291005.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,892 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 11:03 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 1,250 | $803.95 | $1,004,937.50 |
DisclosureSEC source: 0001069183-25-000167 · wk-form4_1751281421.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,707 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 22:54 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 15,876 | $758.57 | $12,043,057.32 |
DisclosureSEC source: 0001069183-25-000157 · wk-form4_1748991240.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,957 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability arising out of the vesting of the first tranche of restricted stock units granted pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions were determined to have been certified by the issuer's Compensation Committee on March 24, 2025. Read SEC document |
| May 22, 2025 Filed May 22, 2025 20:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 31,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-25-000110 · wk-form4_1747945566.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,372 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 22, 2026 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 22, 2025, in each case, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| May 13, 2025 Filed May 14, 2025 22:34 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,400 | $700.00 | $2,380,000.00 |
DisclosureSEC source: 0001069183-25-000105 · wk-form4_1747262040.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,833 Read SEC document |
| March 26, 2025 Filed Mar 27, 2025 20:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 1,250 | $559.06 | $698,825.00 |
DisclosureSEC source: 0001069183-25-000048 · wk-form4_1743108919.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,233 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:39 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 61,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001069183-25-000046 · wk-form4_1743021536.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,483 F1 · kind: The transaction consists of performance-based restricted stock units granted on December 22, 2023, for the achievement of tranches 1 and 2 of the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The restricted stock units will vest for tranche 1 on June 2, 2025, and for tranche 2 on December 1, 2025, subject to continued employment through such dates. Following the vesting of each tranche, the shares applicable to each tranche are subject to a minimum holding period from the vesting date until the earlier of (i) December 31, 2030 and (ii) the date that a subsequent tranche vests, excluding shares that are withheld to cover taxes. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 21:24 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 1,272 | $623.80 | $793,473.60 |
DisclosureSEC source: 0001415889-24-030203 · form4-12272024_091227.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,363 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 21:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,500 | $640.00 | $2,240,000.00 |
DisclosureSEC source: 0001415889-24-027642 · form4-11252024_091152.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,635 Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:35 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 200 | $600.88 | $120,176.00 |
DisclosureSEC source: 0001415889-24-027237 · form4-11192024_091131.xml · nonDerivative · entry 5 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,135 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2024. F6 · price: The transaction was executed in multiple trades at prices ranging from $600.86 to $600.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:35 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,020 | $599.75 | $1,211,493.59 |
DisclosureSEC source: 0001415889-24-027237 · form4-11192024_091131.xml · nonDerivative · entry 4 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,335 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2024. F5 · price: The transaction was executed in multiple trades at prices ranging from $599.45 to $600.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:35 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,905 | $598.91 | $1,140,919.74 |
DisclosureSEC source: 0001415889-24-027237 · form4-11192024_091131.xml · nonDerivative · entry 3 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,355 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2024. F4 · price: The transaction was executed in multiple trades at prices ranging from $598.35 to $599.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:35 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,700 | $597.80 | $1,016,257.96 |
DisclosureSEC source: 0001415889-24-027237 · form4-11192024_091131.xml · nonDerivative · entry 2 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,260 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2024. F3 · price: The transaction was executed in multiple trades at prices ranging from $597.35 to $598.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:35 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 500 | $596.45 | $298,223.00 |
DisclosureSEC source: 0001415889-24-027237 · form4-11192024_091131.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,960 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2024. F2 · price: The transaction was executed in multiple trades at prices ranging from $596.08 to $596.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 26, 2024 Filed Sep 27, 2024 20:29 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 12,365 | $393.25 | $4,862,536.25 |
DisclosureSEC source: 0001415889-24-024050 · form4-09272024_080920.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,460 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| September 12, 2024 Filed Sep 12, 2024 21:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,338 | $378.95 | $1,643,876.42 |
DisclosureSEC source: 0001415889-24-023305 · form4-09122024_090916.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,825 F1 · price: The transaction was executed in multiple trades at prices ranging from $378.91 to $379.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2024 Filed Sep 10, 2024 22:03 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 5,042 | $354.62 | $1,787,994.04 |
DisclosureSEC source: 0001415889-24-023173 · form4-09102024_100952.xml · nonDerivative · entry 1 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,163 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:41 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 134 | $377.60 | $50,598.44 |
DisclosureSEC source: 0001415889-24-021465 · form4-08162024_080833.xml · nonDerivative · entry 6 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,205 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2024. F7 · price: The transaction was executed in multiple trades at prices ranging from $377.46 to $377.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:41 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 210 | $376.51 | $79,067.81 |
DisclosureSEC source: 0001415889-24-021465 · form4-08162024_080833.xml · nonDerivative · entry 5 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,339 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2024. F6 · price: The transaction was executed in multiple trades at prices ranging from $376.18 to $377.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:41 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 267 | $375.46 | $100,247.58 |
DisclosureSEC source: 0001415889-24-021465 · form4-08162024_080833.xml · nonDerivative · entry 4 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,549 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2024. F5 · price: The transaction was executed in multiple trades at prices ranging from $375.15 to $376.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:41 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 558 | $374.68 | $209,072.05 |
DisclosureSEC source: 0001415889-24-021465 · form4-08162024_080833.xml · nonDerivative · entry 3 Bagley Brittany · CIK 0001743490 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,816 F1 · kind: This sale of shares, received upon settlement of vested restricted stock units, executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2024. F4 · price: The transaction was executed in multiple trades at prices ranging from $374.05 to $375.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.