Last 12 months
Inside the activity.
7 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 2 |
| Mar 2026 | 2 | 2 |
| Apr 2026 | 0 | 1 |
| May 2026 | 2 | 1 |
| Jun 2026 | 1 | 3 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 16, 2023 23:22 UTC |
Lavet Robert SGeneral Counsel
|
Exercise / conversionRestricted Stock Unit · Derivative | 45,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000041 · wf-form4_167900891301208.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,153 Underlying: Common Stock · 45,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:22 UTC |
Lavet Robert SGeneral Counsel
|
Exercise / conversionCommon Stock | 45,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000041 · wf-form4_167900891301208.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC |
White Derek JCEO - Galileo
|
Exercise / conversionRestricted Stock Unit · Derivative | 69,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000040 · wf-form4_167900889717657.xml · derivative · entry 3 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,942 Underlying: Common Stock · 69,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC |
White Derek JCEO - Galileo
|
Exercise / conversionCommon Stock | 69,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000040 · wf-form4_167900889717657.xml · nonDerivative · entry 1 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 561,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000039 · wf-form4_167900888111333.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,414,052 Underlying: Common Stock · 561,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and October 22, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and October 22, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 289,958 | $5.49 | $1,591,869.42 |
DisclosureSEC source: 0001818874-23-000039 · wf-form4_167900888111333.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,255,539 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 561,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000039 · wf-form4_167900888111333.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:20 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionRestricted Stock Unit · Derivative | 39,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000036 · wf-form4_167900883125354.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,555 Underlying: Common Stock · 39,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:20 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionCommon Stock | 39,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000036 · wf-form4_167900883125354.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 19:28 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 180,000 | $5.53 | $995,094.00 |
DisclosureSEC source: 0001818874-23-000021 · wf-form4_167847647511181.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,984,110 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.5283 reported in Column 4 is the weighted average purchase price for the 180,000 shares acquired by the Reporting Person within a range of $5.495 to $5.560 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 02:38 UTC |
Rishel JeremyChief Technology Officer
|
SaleCommon Stock | 81,000 | $6.46 | $523,276.20 |
DisclosureSEC source: 0001818874-23-000025 · wf-form4_167850227900513.xml · nonDerivative · entry 1 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,944 F1 · price: The reported transactions were executed in multiple trades. The sale price of $6.4602 reported in Column 4 is the weighted average sale price for the 81,000 shares sold by the Reporting Person within a range of $6.460 to $6.465 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
| February 26, 2023 Filed Mar 1, 2023 00:34 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000013 · wf-form4_167763081001621.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,975,439 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| February 26, 2023 Filed Mar 1, 2023 00:34 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 52,509 | $6.38 | $335,007.42 |
DisclosureSEC source: 0001818874-23-000013 · wf-form4_167763081001621.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,804,110 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| February 26, 2023 Filed Mar 1, 2023 00:34 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000013 · wf-form4_167763081001621.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,856,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:34 UTC |
Borton Chad MPresident - SoFi Bank
|
Tax withholdingCommon Stock | 12,821 | $6.97 | $89,375.19 |
DisclosureSEC source: 0001818874-23-000011 · wf-form4_167659044119937.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,640 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:34 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionRestricted Stock Unit · Derivative | 51,246 | $6.97 | $357,235.87 |
DisclosureSEC source: 0001818874-23-000011 · wf-form4_167659044119937.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,466 Underlying: Common Stock · 51,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:34 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionCommon Stock | 51,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000011 · wf-form4_167659044119937.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 23:00 UTC |
Lavet Robert SGeneral Counsel
|
SaleCommon Stock | 200,000 | $8.06 | $1,612,400.00 |
DisclosureSEC source: 0001818874-23-000009 · wf-form4_167572441329211.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,269 F1 · price: The reported transactions were executed in multiple trades. The sale price of $8.062 reported in Column 4 is the weighted average sale price for the 200,000 shares sold by the Reporting Person within a range of $8.050 to $8.095 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 23:16 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 101,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000007 · wf-form4_167512056232190.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,077,102 Underlying: Common Stock · 101,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 23:16 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 53,355 | $5.79 | $308,925.45 |
DisclosureSEC source: 0001818874-23-000007 · wf-form4_167512056232190.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,754,956 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 23:16 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 101,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000007 · wf-form4_167512056232190.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,808,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:54 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 101,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000272 · wf-form4_167235446558415.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,178,766 Underlying: Common Stock · 101,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:54 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 53,628 | $4.58 | $245,616.24 |
DisclosureSEC source: 0001818874-22-000272 · wf-form4_167235446558415.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,706,647 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 22:54 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 101,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000272 · wf-form4_167235446558415.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,760,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 23:43 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 300,000 | $4.59 | $1,378,020.00 |
DisclosureSEC source: 0001818874-22-000270 · wf-form4_167149337956382.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,658,612 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $4.5934 reported in Column 4 is the weighted average purchase price for the 300,000 shares acquired by the Reporting Person within a range of $4.500 to $4.630 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 23:43 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 225,000 | $4.59 | $1,033,222.50 |
DisclosureSEC source: 0001818874-22-000270 · wf-form4_167149337956382.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,358,612 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $4.5921 reported in Column 4 is the weighted average purchase price for the 225,000 shares acquired by the Reporting Person within a range of $4.535 to $4.690 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Rishel JeremyChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 467,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000263 · wf-form4_167123335732907.xml · derivative · entry 3 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,274,982 Underlying: Common Stock · 467,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 20, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 20, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Rishel JeremyChief Technology Officer
|
Tax withholdingCommon Stock | 224,911 | $4.57 | $1,027,618.36 |
DisclosureSEC source: 0001818874-22-000263 · wf-form4_167123335732907.xml · nonDerivative · entry 2 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,944 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Rishel JeremyChief Technology Officer
|
Exercise / conversionCommon Stock | 467,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000263 · wf-form4_167123335732907.xml · nonDerivative · entry 1 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionCommon Stock · Derivative | 108,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000261 · wf-form4_167123332284678.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,010 Underlying: Common Stock · 108,617 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Lapointe ChristopherCFO and PAO
|
Tax withholdingCommon Stock | 56,102 | $4.43 | $248,531.86 |
DisclosureSEC source: 0001818874-22-000261 · wf-form4_167123332284678.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,341 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionCommon Stock | 108,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000261 · wf-form4_167123332284678.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:30 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Exercise / conversionCommon Stock · Derivative | 59,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000265 · wf-form4_167123339113030.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,799 Underlying: Common Stock · 59,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:30 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Tax withholdingCommon Stock | 22,679 | $4.57 | $103,620.35 |
DisclosureSEC source: 0001818874-22-000265 · wf-form4_167123339113030.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,862 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 18:30 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Exercise / conversionCommon Stock | 59,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000265 · wf-form4_167123339113030.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
Webster AaronChief Risk Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 141,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000267 · wf-form4_167123343205663.xml · derivative · entry 3 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307,104 Underlying: Common Stock · 141,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and July 20, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and July 20, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
Webster AaronChief Risk Officer
|
Tax withholdingCommon Stock | 63,782 | $4.57 | $291,419.96 |
DisclosureSEC source: 0001818874-22-000267 · wf-form4_167123343205663.xml · nonDerivative · entry 2 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,928 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
Webster AaronChief Risk Officer
|
Exercise / conversionCommon Stock | 141,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000267 · wf-form4_167123343205663.xml · nonDerivative · entry 1 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
Lavet Robert SGeneral Counsel
|
Exercise / conversionCommon Stock · Derivative | 56,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000266 · wf-form4_167123341130017.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,384 Underlying: Common Stock · 56,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
Lavet Robert SGeneral Counsel
|
Tax withholdingCommon Stock | 24,556 | $4.57 | $112,196.36 |
DisclosureSEC source: 0001818874-22-000266 · wf-form4_167123341130017.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,269 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
Lavet Robert SGeneral Counsel
|
Exercise / conversionCommon Stock | 56,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000266 · wf-form4_167123341130017.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
White Derek JCEO - Galileo
|
Exercise / conversionCommon Stock · Derivative | 69,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000264 · wf-form4_167123337406250.xml · derivative · entry 3 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,380 Underlying: Common Stock · 69,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
White Derek JCEO - Galileo
|
Tax withholdingCommon Stock | 29,826 | $4.57 | $136,274.99 |
DisclosureSEC source: 0001818874-22-000264 · wf-form4_167123337406250.xml · nonDerivative · entry 2 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,548 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:30 UTC |
White Derek JCEO - Galileo
|
Exercise / conversionCommon Stock | 69,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000264 · wf-form4_167123337406250.xml · nonDerivative · entry 1 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 94,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000262 · wf-form4_167123333978121.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,280,429 Underlying: Common Stock · 94,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 48,993 | $4.43 | $217,038.99 |
DisclosureSEC source: 0001818874-22-000262 · wf-form4_167123333978121.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,133,612 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:29 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 94,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000262 · wf-form4_167123333978121.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,182,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:28 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionRestricted Stock Unit · Derivative | 39,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000260 · wf-form4_167123330351993.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207,712 Underlying: Common Stock · 39,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:28 UTC |
Borton Chad MPresident - SoFi Bank
|
Tax withholdingCommon Stock | 15,228 | $4.57 | $69,576.73 |
DisclosureSEC source: 0001818874-22-000260 · wf-form4_167123330351993.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,215 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:28 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionCommon Stock | 39,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000260 · wf-form4_167123330351993.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.