SOFI

SEC source: 0000950170-24-073334 · ownership.xml · nonDerivative · entry 1

Qatar Investment Authority · CIK 0001441449 · Director by deputization

QIA FIG Holding LLC · CIK 0001875974 · Director by deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by QIA FIG Holding LLC

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.7500 to $6.9137, inclusive. The reporting person undertakes to provide to SoFi Technologies, Inc., any security holder of SoFi Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC.

F3 · ownership.nature: Ahmed Al-Hammadi is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer.

SEC source: 0001818874-24-000139 · wk-form4_1718327154.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,517,314

F1 · shares: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.

SEC source: 0001818874-24-000139 · wk-form4_1718327154.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,521,314

F1 · shares: This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.

SEC source: 0001818874-24-000137 · wk-form4_1716891166.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,091,129

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.9214 reported in Column 4 is the weighted average purchase price for the 28,860 shares acquired by the Reporting Person within a range of $6.915 to $6.930 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-24-000126 · wk-form4_1716487699.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,062,269

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.9181 reported in Column 4 is the weighted average purchase price for the 28,900 shares acquired by the Reporting Person within a range of $6.9150 to $6.9200 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-24-000135 · wk-form4_1716502258.xml · derivative · entry 2

Al-Hammadi Ahmed Ali · CIK 0001865265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3 · balance_after: The Reporting Person serves as the nominee of Qatar Investment Authority, the ultimate parent of QIA FIG Holding LLC, to the Issuer's board of directors. The Reporting Person disclaims beneficial ownership of all shares of the Issuer held of record and all shares of the Issuer which may be acquired upon exercise of warrants to purchase common stock held of record by QIA FIG Holding LLC.

SEC source: 0001818874-24-000135 · wk-form4_1716502258.xml · nonDerivative · entry 1

Al-Hammadi Ahmed Ali · CIK 0001865265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000133 · wk-form4_1716502162.xml · derivative · entry 2

Ruzwana Bashir · CIK 0001866161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001818874-24-000133 · wk-form4_1716502162.xml · nonDerivative · entry 1

Ruzwana Bashir · CIK 0001866161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000131 · wk-form4_1716502056.xml · derivative · entry 2

Liang Clara · CIK 0001863185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001818874-24-000131 · wk-form4_1716502056.xml · nonDerivative · entry 1

Liang Clara · CIK 0001863185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000129 · wk-form4_1716501964.xml · derivative · entry 2

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001818874-24-000129 · wk-form4_1716501964.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000276 · wk-form4_1735003798.xml · derivative · entry 2

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,249

Underlying: Common Stock · 7,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on January 16, 2024.

F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on January 16, 2024.

SEC source: 0001818874-24-000276 · wk-form4_1735003798.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

SEC source: 0001818874-24-000117 · wk-form4_1714989714.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,033,369

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.90 reported in Column 4 is the purchase price for all 28,775 shares acquired by the Reporting Person.

SEC source: 0001818874-24-000112 · wk-form4_1714002542.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 22, 2024, SoFi Technologies, Inc. (the "Issuer") issued notification of the intent to redeem shares of its Series 1 Redeemable Preferred Stock for $105.1027 per share, which payment will be made on May 29, 2024. The holder is not selling any shares in connection with such redemption.

F1 · acquired: On April 22, 2024, SoFi Technologies, Inc. (the "Issuer") issued notification of the intent to redeem shares of its Series 1 Redeemable Preferred Stock for $105.1027 per share, which payment will be made on May 29, 2024. The holder is not selling any shares in connection with such redemption.

SEC source: 0000950170-24-047749 · ownership.xml · nonDerivative · entry 2

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P.

Disclosed balance after: 0

F1 · kind: On April 22, 2024, SoFi Technologies, Inc. (the "Issuer") issued notification of the redemption of shares of its Series 1 Redeemable Preferred Stock for $105.1027 per share, which payment will be made on May 29, 2024.

F1 · price: On April 22, 2024, SoFi Technologies, Inc. (the "Issuer") issued notification of the redemption of shares of its Series 1 Redeemable Preferred Stock for $105.1027 per share, which payment will be made on May 29, 2024.

F3 · ownership.nature: These securities were directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV").

F4 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.

SEC source: 0000950170-24-047749 · ownership.xml · nonDerivative · entry 1

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 0

F1 · kind: On April 22, 2024, SoFi Technologies, Inc. (the "Issuer") issued notification of the redemption of shares of its Series 1 Redeemable Preferred Stock for $105.1027 per share, which payment will be made on May 29, 2024.

F1 · price: On April 22, 2024, SoFi Technologies, Inc. (the "Issuer") issued notification of the redemption of shares of its Series 1 Redeemable Preferred Stock for $105.1027 per share, which payment will be made on May 29, 2024.

F2 · ownership.nature: These securities were directly owned by Silver Lake Partners IV, L.P. ("SLP IV").

F4 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.

SEC source: 0001818874-24-000074 · wk-form4_1711060644.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 390,616

F1 · price: The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 9/15/2023.

SEC source: 0001818874-24-000068 · wk-form4_1710813310.xml · nonDerivative · entry 2

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,889

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000072 · wk-form4_1710813465.xml · nonDerivative · entry 2

Webster Aaron · CIK 0001862209 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,080

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000070 · wk-form4_1710813389.xml · nonDerivative · entry 2

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,346

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000064 · wk-form4_1710813142.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,522,314

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000060 · wk-form4_1710812944.xml · nonDerivative · entry 2

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,432

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000068 · wk-form4_1710813310.xml · derivative · entry 3

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,710,527

Underlying: Common Stock · 233,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 20, 2022.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 20, 2022.

SEC source: 0001818874-24-000068 · wk-form4_1710813310.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000062 · wk-form4_1710813033.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,752,404

Underlying: Common Stock · 169,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023.

SEC source: 0001818874-24-000062 · wk-form4_1710813033.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 993,316

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001818874-24-000062 · wk-form4_1710813033.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,083,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000072 · wk-form4_1710813465.xml · derivative · entry 3

Webster Aaron · CIK 0001862209 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 994,196

Underlying: Common Stock · 131,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021, March 25, 2022, July 20, 2022 and March 22, 2023.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021, March 25, 2022, July 20, 2022 and March 22, 2023.

SEC source: 0001818874-24-000072 · wk-form4_1710813465.xml · nonDerivative · entry 1

Webster Aaron · CIK 0001862209 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 679,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000070 · wk-form4_1710813389.xml · derivative · entry 3

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,251,243

Underlying: Common Stock · 114,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021 and March 22, 2023.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021 and March 22, 2023.

SEC source: 0001818874-24-000070 · wk-form4_1710813389.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000064 · wk-form4_1710813142.xml · derivative · entry 3

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,341

Underlying: Common Stock · 10,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 22, 2023.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 22, 2023.

SEC source: 0001818874-24-000064 · wk-form4_1710813142.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000066 · wk-form4_1710813216.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,609,722

Underlying: Common Stock · 824,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023.

SEC source: 0001818874-24-000066 · wk-form4_1710813216.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,004,594

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001818874-24-000066 · wk-form4_1710813216.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,439,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000060 · wk-form4_1710812944.xml · derivative · entry 3

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,623,309

Underlying: Common Stock · 80,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023.

SEC source: 0001818874-24-000060 · wk-form4_1710812944.xml · nonDerivative · entry 1

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000056 · wk-form4_1710376092.xml · derivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 726,217

Underlying: Common Stock · 726,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 12.5% of the total RSU award on the quarterly vesting date in August 2024, and as to 6.25% of the total RSU award quarterly in equal installments on each quarterly vesting date thereafter for fourteen quarters, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 12.5% of the total RSU award on the quarterly vesting date in August 2024, and as to 6.25% of the total RSU award quarterly in equal installments on each quarterly vesting date thereafter for fourteen quarters, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001818874-24-000057 · wk-form4_1710376116.xml · derivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,944,454

Underlying: Common Stock · 605,181 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001818874-24-000054 · wk-form4_1710376037.xml · derivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,922,274

Underlying: Common Stock · 847,253 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001818874-24-000055 · wk-form4_1710376064.xml · derivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,433,901

Underlying: Common Stock · 2,178,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001818874-24-000058 · wk-form4_1710376145.xml · derivative · entry 1

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,365,604

Underlying: Common Stock · 544,663 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F1 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001818874-24-000053 · wk-form4_1710376011.xml · derivative · entry 1

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,704,058

Underlying: Common Stock · 544,663 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001818874-24-000022 · wk-form4_1708125654.xml · nonDerivative · entry 2

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,700

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000022 · wk-form4_1708125654.xml · derivative · entry 3

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,159,395

Underlying: Common Stock · 51,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022.

SEC source: 0001818874-24-000022 · wk-form4_1708125654.xml · nonDerivative · entry 1

Borton Chad M · CIK 0001605786 · President - SoFi Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.