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SOUTHERN CO

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1308
SEC CIK
0000092122
Parsed reports
1,218

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202603
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2019 Filed Oct 8, 2019 21:13 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionSouthern Company Common Stock 121,533 $44.42 $5,398,495.86
Disclosure

SEC source: 0001209191-19-052783 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,305.1563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:42 UTC GrantDeferred Stock Units · Derivative 1,010.0194 $61.88 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-051748 · doc4.xml · derivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,132.7655

Underlying: Southern Company Common Stock · 1,010.0194 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:53 UTC GrantDeferred Stock Units · Derivative 565.6109 $61.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-051779 · doc4.xml · derivative · entry 1

Specker Steven R. · CIK 0001503916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,421.4006

Underlying: Southern Company Common Stock · 565.6109 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:52 UTC GrantDeferred Stock Units · Derivative 1,090.8209 $61.88 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-051776 · doc4.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,049.5159

Underlying: Southern Company Common Stock · 1,090.8209 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:56 UTC GrantDeferred Stock Units · Derivative 565.6109 $61.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-051789 · doc4.xml · derivative · entry 1

WOOD E JENNER III · CIK 0001015221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,760.4064

Underlying: Southern Company Common Stock · 565.6109 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:55 UTC GrantDeferred Stock Units · Derivative 1,010.0194 $61.88 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-051785 · doc4.xml · derivative · entry 1

Thompson Larry D. · CIK 0001267205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,949.5784

Underlying: Southern Company Common Stock · 1,010.0194 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:51 UTC GrantDeferred Stock Units · Derivative 565.6109 $61.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-051775 · doc4.xml · derivative · entry 1

Moniz Ernest J · CIK 0001265177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,504.9111

Underlying: Southern Company Common Stock · 565.6109 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:49 UTC GrantDeferred Stock Units · Derivative 565.6109 $61.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-051772 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,357.418

Underlying: Southern Company Common Stock · 565.6109 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:48 UTC
JOHNS JOHN DDirector
GrantDeferred Stock Units · Derivative 565.6109 $61.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-051767 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,785.8781

Underlying: Southern Company Common Stock · 565.6109 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:47 UTC GrantDeferred Stock Units · Derivative 565.6109 $61.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-051763 · doc4.xml · derivative · entry 1

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,944.1657

Underlying: Southern Company Common Stock · 565.6109 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:46 UTC GrantDeferred Stock Units · Derivative 1,090.8209 $61.88 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-051758 · doc4.xml · derivative · entry 1

GRAIN DAVID J · CIK 0001249303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,776.362

Underlying: Southern Company Common Stock · 1,090.8209 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:45 UTC GrantDeferred Stock Units · Derivative 787.8151 $61.88 Strike: $0.00 $48,750.00
Disclosure

SEC source: 0001209191-19-051755 · doc4.xml · derivative · entry 1

EARLEY ANTHONY F JR · CIK 0001167316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350.4115

Underlying: Southern Company Common Stock · 787.8151 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:40 UTC
BOSCIA JON ADirector
GrantDeferred Stock Units · Derivative 565.6109 $61.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-051741 · doc4.xml · derivative · entry 1

BOSCIA JON A · CIK 0001157628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,919.8231

Underlying: Southern Company Common Stock · 565.6109 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:37 UTC GrantDeferred Stock Units · Derivative 1,010.0194 $61.88 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-051730 · doc4.xml · derivative · entry 1

BARANCO JUANITA P · CIK 0001198001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,062.2942

Underlying: Southern Company Common Stock · 1,010.0194 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:35 UTC GrantDeferred Stock Units · Derivative 565.6109 $61.88 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-051723 · doc4.xml · derivative · entry 1

Akella Janaki · CIK 0001763595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,601.6116

Underlying: Southern Company Common Stock · 565.6109 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 20:58 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 18.326 $61.77 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-051106 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,880.382

Underlying: Southern Company Common Stock · 18.326 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 20:41 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
Exercise / conversionOption Right to Buy · Derivative 25,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001209191-19-050712 · doc4.xml · derivative · entry 4

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Southern Company Common Stock · 25,000 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 20:41 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
SaleSouthern Company Common Stock 25,000 $62.16 $1,554,000.00
Disclosure

SEC source: 0001209191-19-050712 · doc4.xml · nonDerivative · entry 2

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,655

Read SEC document
September 24, 2019 Filed Sep 25, 2019 20:41 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
Exercise / conversionSouthern Company Common Stock 25,000 $42.16 $1,054,000.00
Disclosure

SEC source: 0001209191-19-050712 · doc4.xml · nonDerivative · entry 1

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:35 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 18.8257 $60.13 Strike: $0.00 $1,131.99
Disclosure

SEC source: 0001209191-19-049646 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,862.056

Underlying: Southern Company Common Stock · 18.8257 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 22:42 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
Exercise / conversionOption Right to Buy · Derivative 25,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001209191-19-048638 · doc4.xml · derivative · entry 4

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Southern Company Common Stock · 25,000 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 22:42 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
SaleSouthern Company Common Stock 25,000 $60.16 $1,504,000.00
Disclosure

SEC source: 0001209191-19-048638 · doc4.xml · nonDerivative · entry 2

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,655

Read SEC document
September 04, 2019 Filed Sep 5, 2019 22:42 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
Exercise / conversionSouthern Company Common Stock 25,000 $42.16 $1,054,000.00
Disclosure

SEC source: 0001209191-19-048638 · doc4.xml · nonDerivative · entry 1

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:53 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
SaleSouthern Company Common Stock 2,000 $58.28 $116,560.00
Disclosure

SEC source: 0001209191-19-048239 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,772.1563

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 20:40 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 19.4301 $58.26 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-047985 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,843.2301

Underlying: Southern Company Common Stock · 19.4301 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 22:37 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 19.6937 $57.48 Strike: $0.00 $1,131.99
Disclosure

SEC source: 0001209191-19-046696 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,823.8

Underlying: Southern Company Common Stock · 19.6937 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:11 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
Exercise / conversionOption Right to Buy · Derivative 25,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001209191-19-045549 · doc4.xml · derivative · entry 4

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Southern Company Common Stock · 25,000 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:11 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
SaleSouthern Company Common Stock 25,000 $58.16 $1,454,000.00
Disclosure

SEC source: 0001209191-19-045549 · doc4.xml · nonDerivative · entry 2

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,655

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:11 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
Exercise / conversionSouthern Company Common Stock 25,000 $42.16 $1,054,000.00
Disclosure

SEC source: 0001209191-19-045549 · doc4.xml · nonDerivative · entry 1

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 21:07 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
SaleSouthern Company Common Stock 2,000 $57.51 $115,020.00
Disclosure

SEC source: 0001209191-19-044853 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,772.1563

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 21:08 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 19.7349 $57.36 Strike: $0.00 $1,131.99
Disclosure

SEC source: 0001209191-19-044620 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,804.1061

Underlying: Southern Company Common Stock · 19.7349 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 20:04 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 20.4812 $55.27 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-042863 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,784.3712

Underlying: Southern Company Common Stock · 20.4812 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
July 05, 2019 Filed Jul 8, 2019 20:27 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 20.0851 $56.36 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-041409 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,457.4172

Underlying: Southern Company Common Stock · 20.0851 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
July 03, 2019 Filed Jul 3, 2019 21:17 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
SaleSouthern Company Common Stock 2,000 $56.00 $112,000.00
Disclosure

SEC source: 0001209191-19-041211 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,772.1563

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:41 UTC GrantDeferred Stock Units · Derivative 638.2203 $54.84 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-040501 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,475.2081

Underlying: Southern Company Common Stock · 638.2203 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:11 UTC GrantDeferred Stock Units · Derivative 1,139.6791 $54.84 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-040431 · doc4.xml · derivative · entry 1

BARANCO JUANITA P · CIK 0001198001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,879.598

Underlying: Southern Company Common Stock · 1,139.6791 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:45 UTC GrantDeferred Stock Units · Derivative 638.2203 $54.84 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-040508 · doc4.xml · derivative · entry 1

WOOD E JENNER III · CIK 0001015221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,781.5157

Underlying: Southern Company Common Stock · 638.2203 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:44 UTC GrantDeferred Stock Units · Derivative 1,139.6791 $54.84 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-040507 · doc4.xml · derivative · entry 1

Thompson Larry D. · CIK 0001267205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,631.7227

Underlying: Southern Company Common Stock · 1,139.6791 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:44 UTC GrantDeferred Stock Units · Derivative 638.2203 $54.84 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-040506 · doc4.xml · derivative · entry 1

Specker Steven R. · CIK 0001503916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,548.8147

Underlying: Southern Company Common Stock · 638.2203 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:43 UTC GrantDeferred Stock Units · Derivative 1,230.8534 $54.84 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-19-040505 · doc4.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,930.543

Underlying: Southern Company Common Stock · 1,230.8534 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:42 UTC GrantDeferred Stock Units · Derivative 638.2203 $54.84 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-040503 · doc4.xml · derivative · entry 1

Moniz Ernest J · CIK 0001265177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,888.5147

Underlying: Southern Company Common Stock · 638.2203 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:38 UTC
JOHNS JOHN DDirector
GrantDeferred Stock Units · Derivative 638.2203 $54.84 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-040499 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,662.7784

Underlying: Southern Company Common Stock · 638.2203 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:13 UTC GrantDeferred Stock Units · Derivative 1,139.6791 $54.84 Strike: $0.00 $62,500.00
Disclosure

SEC source: 0001209191-19-040442 · doc4.xml · derivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,751.3347

Underlying: Southern Company Common Stock · 1,139.6791 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:14 UTC GrantDeferred Stock Units · Derivative 888.9497 $54.84 Strike: $0.00 $48,750.00
Disclosure

SEC source: 0001209191-19-040446 · doc4.xml · derivative · entry 1

EARLEY ANTHONY F JR · CIK 0001167316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,536.248

Underlying: Southern Company Common Stock · 888.9497 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:37 UTC GrantDeferred Stock Units · Derivative 638.2203 $54.84 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-040498 · doc4.xml · derivative · entry 1

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,904.3475

Underlying: Southern Company Common Stock · 638.2203 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:12 UTC
BOSCIA JON ADirector
GrantDeferred Stock Units · Derivative 638.2203 $54.84 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-040437 · doc4.xml · derivative · entry 1

BOSCIA JON A · CIK 0001157628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,918.7295

Underlying: Southern Company Common Stock · 638.2203 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:10 UTC GrantDeferred Stock Units · Derivative 638.2203 $54.84 Strike: $0.00 $35,000.00
Disclosure

SEC source: 0001209191-19-040425 · doc4.xml · derivative · entry 1

Akella Janaki · CIK 0001763595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,015.0667

Underlying: Southern Company Common Stock · 638.2203 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:15 UTC
Evans Andrew WExecutive Vice President & CFO
Exercise / conversionSouthern Co. Performance Stock Units Holding · Derivative 17,791 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041206 · doc4.xml · derivative · entry 3

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,114

Underlying: Southern Company Common Stock · 17,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

F3 · derivative.exercise_date: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

F3 · derivative.expiration_date: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

F3 · derivative.underlying_shares: PSU award was granted on September 29, 2016. A portion of the award vests on July 1, 2017, July 1, 2018 and July 1, 2019. The remaining portion of the award will vest based upon achievement of performance goals for the period from January 1, 2017 through December 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:15 UTC
Evans Andrew WExecutive Vice President & CFO
Tax withholdingSouthern Company Common Stock 12,448 $54.84 $682,648.32
Disclosure

SEC source: 0001209191-19-041206 · doc4.xml · nonDerivative · entry 2

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,786

F2 · shares: Shares withheld to satisfy required state and federal tax withholding requirements.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:15 UTC
Evans Andrew WExecutive Vice President & CFO
Exercise / conversionSouthern Company Common Stock 20,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041206 · doc4.xml · nonDerivative · entry 1

Evans Andrew W · CIK 0001338158 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance stock unit (PSU) represents the right to receive, at settlement, one share of Southern Company common stock. On July 1, 2019, 17,791 PSUs and 2,534 dividend equivalent units vested.

F1 · price: Each performance stock unit (PSU) represents the right to receive, at settlement, one share of Southern Company common stock. On July 1, 2019, 17,791 PSUs and 2,534 dividend equivalent units vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.