Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2020 Filed Jan 3, 2020 22:03 UTC |
Trombly Amy MossChief Executive Officer
|
GrantStock option (right to buy) · Derivative | 2,380 | Not disclosed Strike: $4.55 | Not disclosed |
DisclosureSEC source: 0001683168-20-000020 · ownership.xml · derivative · entry 2 Trombly Amy Moss · CIK 0001384640 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,871 Underlying: Common Stock · 2,380 shares Expires 2021-01-02 F2 · price: The options were awarded and granted to Ms. Trombly for services performed. F3 · derivative.exercise_date: The options vest in two equal tranches: the first half vest on 7/2/2020 and the remaining half vest on 1/2/2021. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:03 UTC |
Trombly Amy MossChief Executive Officer
|
GrantStock option (right to buy) · Derivative | 13,491 | Not disclosed Strike: $4.36 | Not disclosed |
DisclosureSEC source: 0001683168-20-000020 · ownership.xml · derivative · entry 1 Trombly Amy Moss · CIK 0001384640 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,491 Underlying: Common stock · 13,491 shares Expires 2019-12-31 F2 · price: The options were awarded and granted to Ms. Trombly for services performed. F1 · derivative.exercise_date: The options vest in two equal tranches: the first half vest on 7/1/2020 and the remaining half vest on 12/31/2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:02 UTC |
Dal Poggetto JohnChief Financial Officer
|
GrantStock option (right to buy) · Derivative | 13,000 | Not disclosed Strike: $4.36 | Not disclosed |
DisclosureSEC source: 0001683168-20-000019 · ownership.xml · derivative · entry 1 Dal Poggetto John · CIK 0001791040 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,496 Underlying: Common stock · 13,000 shares Expires 2029-12-31 F2 · price: The options were awarded and granted to Mr. Dal Poggetto for services performed. F1 · derivative.exercise_date: The options vest in two equal tranches: the first half vest on 7/1/2020 and the remaining half vest on 12/31/2020. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 67,733 | Not disclosed Strike: $2.41 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 12 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,733 shares Expires 2019-01-14 F12 · price: The stock options were originally granted on July 20, 2018 as a bonus for fiscal year 2018. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $7.06 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 11 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,733 Underlying: Common Stock · 30,000 shares Expires 2019-01-14 F11 · price: The stock options were originally granted on April 3, 2017 in connection with his services as the Issuer's CEO. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $4.81 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 10 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,733 Underlying: Common Stock · 50,000 shares Expires 2019-01-14 F10 · price: The stock options were originally granted on November 30, 2016 as a signing bonus for his employment agreement, dated July 26, 2016. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $30.00 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 9 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,733 Underlying: Common Stock · 20,000 shares Expires 2019-01-14 F9 · price: The stock options were originally granted on September 19, 2013 pursuant to the Issuer's entry into a new employment agreement with him, effective June 02, 2013. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 4,285 | Not disclosed Strike: $32.55 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 8 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,733 Underlying: Common Stock · 4,285 shares Expires 2019-01-14 F8 · price: The stock options were originally granted on August 24, 2012 pursuant to the Issuer's 2012 Bonus Plan in lieu of cash. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 5,357 | Not disclosed Strike: $43.75 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 7 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,018 Underlying: Common Stock · 5,357 shares Expires 2019-01-14 F7 · price: The stock options were originally granted on March 7, 2012 pursuant to the Issuer's 2011 Bonus Plan. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 1,428 | Not disclosed Strike: $56.00 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 6 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,375 Underlying: Common Stock · 1,428 shares Expires 2019-01-14 F6 · price: The stock options were originally granted on June 16, 2011 pursuant to the Issuer's 2011 Bonus Plan in lieu of cash. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 3,928 | Not disclosed Strike: $70.35 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 5 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,803 Underlying: Common Stock · 3,928 shares Expires 2019-01-14 F5 · price: The stock options were originally granted on March 31, 2011 pursuant to the Issuer's 2010 Bonus Plan in lieu of cash. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 1,785 | Not disclosed Strike: $68.95 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 4 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,731 Underlying: Common Stock · 1,785 shares Expires 2019-01-14 F4 · price: The stock options were originally granted on June 7, 2010 pursuant to the Issuer's 2010 Bonus Plan. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 3,571 | Not disclosed Strike: $66.85 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 3 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,516 Underlying: Common Stock · 3,571 shares Expires 2019-01-14 F3 · price: The stock options were originally granted on February 10, 2010. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:17 UTC |
Schutz James JFormer CEO and Former Director
|
OtherStock option (right to buy) · Derivative | 5,271 | Not disclosed Strike: $38.15 | Not disclosed |
DisclosureSEC source: 0001683168-19-000118 · ownership.xml · derivative · entry 2 Schutz James J · CIK 0001367079 · Former CEO and Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,087 Underlying: Common Stock · 5,271 shares Expires 2019-01-14 F2 · price: The stock options were originally granted on March 10, 2009. F1 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Schutz, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 67,733 | Not disclosed Strike: $2.41 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 14 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,733 shares Expires 2019-01-14 F14 · price: The stock options were originally granted on July 20, 2018 as a bonus for fiscal year 2018. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $7.06 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 13 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,733 Underlying: Common Stock · 30,000 shares Expires 2019-01-14 F13 · price: The stock options were originally granted on April 3, 2017 in connection with his service as the Issuer's CFO. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $4.81 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 12 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,733 Underlying: Common Stock · 50,000 shares Expires 2019-01-14 F12 · price: The stock options were originally granted on November 30, 2016 as a signing bonus for his employment agreement, dated November 30, 2016. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 7,912 | Not disclosed Strike: $5.80 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 11 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,733 Underlying: Common Stock · 7,912 shares Expires 2019-01-14 F11 · price: The stock options were originally granted on August 21, 2015 for the achievement of target milestones in fiscal year ended March 31, 2016. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 26,020 | Not disclosed Strike: $19.50 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 10 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,645 Underlying: Common Stock · 26,020 shares Expires 2019-01-14 F10 · price: The stock options were originally granted on March 4, 2014 as compensation in lieu of cash. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 5,351 | Not disclosed Strike: $14.85 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 9 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,665 Underlying: Common Stock · 5,351 shares Expires 2019-01-14 F9 · price: The stock options were originally granted on September 19, 2013 pursuant to the Issuer's 2013 Bonus Plan in lieu of cash. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 4,285 | Not disclosed Strike: $32.55 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 8 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,016 Underlying: Common Stock · 4,285 shares Expires 2019-01-14 F8 · price: The stock options were originally granted on August 24, 2012 pursuant to the Issuer's 2012 Bonus Plan in lieu of cash. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 1,785 | Not disclosed Strike: $43.75 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 7 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,301 Underlying: Common Stock · 1,785 shares Expires 2019-01-14 F7 · price: The stock options were originally granted on March 7, 2012 pursuant to the Issuer's 2011 Bonus Plan in lieu of cash. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 5,000 | Not disclosed Strike: $56.00 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 6 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,086 Underlying: Common Stock · 5,000 shares Expires 2019-01-14 F6 · price: The stock options were originally granted on June 16, 2011 pursuant to the Issuer's 2011 Bonus Plan in lieu of cash. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 357 | Not disclosed Strike: $70.35 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 5 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,086 Underlying: Common Stock · 357 shares Expires 2019-01-14 F5 · price: The stock options were originally granted on March 31, 2011 pursuant to the Issuer's 2010 Bonus Plan in lieu of cash. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 5,357 | Not disclosed Strike: $68.95 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 4 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,443 Underlying: Common Stock · 5,357 shares Expires 2019-01-14 F4 · price: The stock options were originally granted on June 7, 2010 pursuant to the Issuer's 2010 Bonus Plan. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 00:16 UTC |
Miller Robert EFormer CFO
|
OtherStock option (right to buy) · Derivative | 5,271 | Not disclosed Strike: $38.15 | Not disclosed |
DisclosureSEC source: 0001683168-19-000117 · ownership.xml · derivative · entry 3 Miller Robert E · CIK 0001367082 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,800 Underlying: Common Stock · 5,271 shares Expires 2019-01-14 F3 · price: The stock options were originally granted on March 10, 2009. F2 · derivative.exercise_date: The stock options expired on January 14, 2019 in connection with the Separation and Mutual Release Agreement between the Issuer and Mr. Miller, dated December 13, 2018. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 23:17 UTC |
Sandford Frederick JDirector · CEO and Interim CFO
|
GrantStock option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001683168-19-000083 · ownership.xml · derivative · entry 2 Sandford Frederick J · CIK 0001599691 · Director · CEO and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-10 F2 · price: The options were granted to Mr. Sandford for his entering into employment with the Issuer as Chief Executive Officer and Interim Chief Financial Officer. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 23:17 UTC |
Sandford Frederick JDirector · CEO and Interim CFO
|
GrantStock option (right to buy) · Derivative | 400,000 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001683168-19-000083 · ownership.xml · derivative · entry 1 Sandford Frederick J · CIK 0001599691 · Director · CEO and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2029-01-10 F1 · price: The options were granted to Mr. Sandford as an inducement stock option award in accordance with Nasdaq Listing Rule 5635(c)(4), as an inducement material to his entering into employment with the Issuer as Chief Executive Officer and Interim Chief Financial Officer. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 22:57 UTC |
Schutz James JDirector · Chief Executive Officer
|
GrantStock option (right to buy) · Derivative | 67,733 | Not disclosed Strike: $2.41 | Not disclosed |
DisclosureSEC source: 0001683168-18-002014 · ownership.xml · derivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,358 Underlying: Common Stock · 67,733 shares Expires 2028-07-20 F1 · price: The options were awarded and granted to Mr. Schutz as a bonus for fiscal year 2018. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 22:54 UTC |
Miller Robert EChief Financial Officer
|
GrantStock option (right to buy) · Derivative | 67,733 | Not disclosed Strike: $2.41 | Not disclosed |
DisclosureSEC source: 0001683168-18-002012 · ownership.xml · derivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,071 Underlying: Common Stock · 67,733 shares Expires 2028-07-20 F1 · price: The options were awarded and granted to Mr. Miller as a bonus for fiscal year 2018. Read SEC document |
| May 30, 2018 Filed Jun 2, 2018 00:30 UTC |
MCLAUGHLIN JOHNDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-001580 · mclaughlin_frm4.xml · nonDerivative · entry 1 MCLAUGHLIN JOHN · CIK 0001203240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,728 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| May 30, 2018 Filed Jun 2, 2018 00:30 UTC |
Harrison Russell JosephDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-001579 · harrison_frm4.xml · nonDerivative · entry 1 Harrison Russell Joseph · CIK 0001592423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,520 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| May 30, 2018 Filed Jun 2, 2018 00:28 UTC |
Birnbaum Jay EDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-001578 · birnbaum_frm4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,659 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 01:30 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 1,200 | $4.10 | $4,919.52 |
DisclosureSEC source: 0001683168-18-000672 · miller_f4.xml · nonDerivative · entry 2 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 18,868 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:42 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par vlue per share | 1,200 | $4.03 | $4,836.00 |
DisclosureSEC source: 0001683168-18-000658 · miller_f4.xml · nonDerivative · entry 2 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,468 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 12, 2018 Filed Mar 15, 2018 01:30 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 1,200 | $4.03 | $4,836.00 |
DisclosureSEC source: 0001683168-18-000672 · miller_f4.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 17,668 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 21:42 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par vlue per share | 1,200 | $3.90 | $4,680.00 |
DisclosureSEC source: 0001683168-18-000658 · miller_f4.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 15,268 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 00:17 UTC |
Schutz James JDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 2,473 | $3.99 | $9,867.27 |
DisclosureSEC source: 0001683168-18-000628 · schutz_f4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,858 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 19:13 UTC |
BARBARI SHARONDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,424 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000575 · barbari_f4-030118.xml · nonDerivative · entry 1 BARBARI SHARON SURREY · CIK 0001240499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,417 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 00:02 UTC |
MCLAUGHLIN JOHNDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000569 · mclaughlin_f4-030118.xml · nonDerivative · entry 1 MCLAUGHLIN JOHN · CIK 0001203240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,947 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 00:09 UTC |
Birnbaum Jay EDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000573 · birnbaum_f4-030118.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,607 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 00:04 UTC |
Harrison Russell JosephDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000571 · harrison_f4-030118.xml · nonDerivative · entry 1 Harrison Russell Joseph · CIK 0001592423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,982 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:39 UTC |
BARBARI SHARONDirector
|
GrantCommon Stock, $0.0001 par value per share | 17,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000036 · barbari_f4.xml · nonDerivative · entry 1 BARBARI SHARON SURREY · CIK 0001240499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,993 F1 · price: The stock was granted by the Issuer as a bonus for services and vests immediately. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 02:41 UTC |
MCLAUGHLIN JOHNDirector
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GrantCommon Stock, $0.0001 par value per share | 17,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000039 · mclaughlin_f4.xml · nonDerivative · entry 1 MCLAUGHLIN JOHN · CIK 0001203240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,989 F1 · price: The stock was granted by the Issuer as a bonus for services and vests immediately. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 02:42 UTC |
Schutz James JDirector · Chief Executive Officer
|
GrantCommon Stock, $0.0001 par value per share | 17,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000040 · schutz_f4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,385 F1 · price: The stock was granted by the Issuer as a bonus for services and vests immediately. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 02:41 UTC |
Harrison Russell JosephDirector
|
GrantCommon Stock, $0.0001 par value per share | 17,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000038 · harrison_f4.xml · nonDerivative · entry 1 Harrison Russell Joseph · CIK 0001592423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,291 F1 · price: The stock was granted by the Issuer as a bonus for services and vests immediately. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 02:40 UTC |
Birnbaum Jay EDirector
|
GrantCommon Stock, $0.0001 par value per share | 25,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000037 · birnbaum_f4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,450 F1 · price: The stock was granted by the Issuer as a bonus for services and vests immediately. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:03 UTC |
Schutz James JDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 345 | $4.95 | $1,707.75 |
DisclosureSEC source: 0001683168-17-003218 · schutz_f4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,174 Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 23:56 UTC |
Schutz James JDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 400 | $5.03 | $2,012.00 |
DisclosureSEC source: 0001683168-17-003172 · schutz_f4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,829 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 22:09 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 1,290 | $5.02 | $6,475.80 |
DisclosureSEC source: 0001683168-17-003193 · miller_f4-112917.xml · nonDerivative · entry 2 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 14,068 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.