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Harrison Russell Joseph

Disclosed activity across 1 company

Tapewire entity
166135
SEC CIK
0001592423

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sonoma Pharmaceuticals, Inc.SNOA · Entity 8177DirectorMay 30, 2018June 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sonoma Pharmaceuticals, Inc.

Report date May 30, 2018 · Filed June 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par value per shareSEC Table I · non-derivativeDirect46,520 Reported balance After 2018-05-30 transaction · row 1
1 source row

Row 1 · 2018-05-30 · Grant · Acquired 1,538 · Balance 46,520

F1: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2018 Filed Jun 2, 2018 00:30 UTC Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 GrantCommon Stock, $0.0001 par value per share 1,538 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-001579 · harrison_frm4.xml · nonDerivative · entry 1

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,520

F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.

Read SEC document
March 01, 2018 Filed Mar 3, 2018 00:04 UTC Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 GrantCommon Stock, $0.0001 par value per share 1,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-000571 · harrison_f4-030118.xml · nonDerivative · entry 1

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,982

F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 02:41 UTC Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 GrantCommon Stock, $0.0001 par value per share 17,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-000038 · harrison_f4.xml · nonDerivative · entry 1

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,291

F1 · price: The stock was granted by the Issuer as a bonus for services and vests immediately.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:40 UTC Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 GrantCommon Stock, $0.0001 par value per share 14,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-003205 · harrison_f4.xml · nonDerivative · entry 1

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,080

F1 · price: The stock was granted by the Issuer as a quarterly retainer as well as an annual grant pursuant to the Non-Employee Director Compensation Plan.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 22:55 UTC Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 GrantCommon Stock, $0.0001 par value per share 1,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-002260 · harrison_f4.xml · nonDerivative · entry 1

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 12:30 UTC Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 GrantCommon Stock, $0.0001 par value per share 895 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001458 · harrison_frm4.xml · nonDerivative · entry 1

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,905

F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:06 UTC Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 GrantCommon Stock, $0.0001 par value per share 843 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000479 · harrison_f4.xml · nonDerivative · entry 2

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,010

F2 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:06 UTC Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 GrantCommon Stock, $0.0001 par value per share 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-000479 · harrison_f4.xml · nonDerivative · entry 1

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,167

F1 · price: The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 22:02 UTC Sonoma Pharmaceuticals, Inc. OCLS · Entity 8177 GrantCommon Stock, $0.0001 par value per share 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-16-000815 · harrison_frm4.xml · nonDerivative · entry 1

Harrison Russell Joseph · CIK 0001592423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,917

F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.