Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Sonoma Pharmaceuticals, Inc.
Report date January 02, 2026 · Filed January 02, 2026
Section 16 reporting ended · disclosed 2026-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.68 · Expires 2036-01-02 | Direct | 20,001 |
Reported balance
After 2026-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 10,000 · Balance 20,001 F2: The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options. F1: The options vest one third each on 1/2/2027, 1/2/2028 and 1/2/2029, or upon change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest one third each on 1/2/2027, 1/2/2028 and 1/2/2029, or upon change of control.
F2: The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2026 Filed Jan 2, 2026 22:20 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantStock option (right to buy) · Derivative | 10,000 | Not disclosed Strike: $3.68 | Not disclosed |
DisclosureSEC source: 0001683168-26-000030 · ownership.xml · derivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,001 Underlying: Common Stock · 10,000 shares Expires 2036-01-02 F2 · price: The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options. F1 · derivative.exercise_date: The options vest one third each on 1/2/2027, 1/2/2028 and 1/2/2029, or upon change of control. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 22:02 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantStock option (right to buy) · Derivative | 7,500 | Not disclosed Strike: $2.68 | Not disclosed |
DisclosureSEC source: 0001683168-25-000083 · ownership.xml · derivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,029 Underlying: Common Stock · 7,500 shares Expires 2035-01-02 F2 · price: The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options. F1 · derivative.exercise_date: The options vest one third each on 1/2/2026, 1/2/2027 and 1/2/2028, or upon change of control. Read SEC document |
| December 29, 2022 Filed Dec 30, 2022 22:00 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantStock option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $1.08 | Not disclosed |
DisclosureSEC source: 0001683168-22-008717 · ownership.xml · derivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,904 Underlying: Common Stock · 20,000 shares Expires 2032-12-29 F2 · price: The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options. F1 · derivative.exercise_date: The options vest one third each on 12/29/2023, 12/29/2024 and 12/29/2025, or upon change of control. Read SEC document |
| January 14, 2022 Filed Jan 15, 2022 01:31 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantStock option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $4.60 | Not disclosed |
DisclosureSEC source: 0001683168-22-000275 · ownership.xml · derivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,904 Underlying: Common stock · 30,000 shares Expires 2032-01-14 F2 · price: The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors. F1 · derivative.exercise_date: The options vest 10,000 each on 07/14/2022, 07/14/2023 and 07/14/2024, or upon change of control. Read SEC document |
| May 30, 2018 Filed Jun 2, 2018 00:28 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 1,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-001578 · birnbaum_frm4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,659 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 00:09 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 1,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000573 · birnbaum_f4-030118.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,607 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 02:40 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 25,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000037 · birnbaum_f4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,450 F1 · price: The stock was granted by the Issuer as a bonus for services and vests immediately. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:40 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 13,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-003204 · birnbaum_f4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,633 F1 · price: The stock was granted by the Issuer as a quarterly retainer as well as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 22:54 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-002259 · birnbaum_f4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,876 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 12:30 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001457 · birnbaum_frm4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,161 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:06 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000478 · birnbaum_f4.xml · nonDerivative · entry 2 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,549 F2 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:06 UTC | Sonoma Pharmaceuticals, Inc. SNOA · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000478 · birnbaum_f4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,972 F1 · price: The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:58 UTC | Sonoma Pharmaceuticals, Inc. OCLS · Entity 8177 | GrantCommon Stock, $0.0001 par value per share | 841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-16-000814 · birnbaum_frm4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,722 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.