Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2021 Filed Sep 24, 2021 20:12 UTC |
ZELDIS JEROME BDirector
|
GrantStock Option (Right to Buy) · Derivative | 29,126 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-21-119301 · tm2128426-3_4seq1.xml · derivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,126 Underlying: Common Stock · 29,126 shares Expires 2031-09-22 F1 · security: The stock option vests ratably on each of December 23, 2021, March 23, 2022, June 23, 2022 and September 23, 2022. F1 · derivative.exercise_date: The stock option vests ratably on each of December 23, 2021, March 23, 2022, June 23, 2022 and September 23, 2022. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 20:02 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 29,126 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-21-119283 · tm2128426-1_4seq1.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,126 Underlying: Common Stock · 29,126 shares Expires 2031-09-22 F1 · security: The stock option vests ratably on each of December 23, 2021, March 23, 2022, June 23, 2022 and September 23, 2022. F1 · derivative.exercise_date: The stock option vests ratably on each of December 23, 2021, March 23, 2022, June 23, 2022 and September 23, 2022. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:00 UTC |
ZELDIS JEROME BDirector
|
SaleCommon Stock | 3,000 | $0.90 | $2,700.60 |
DisclosureSEC source: 0001213900-21-027682 · ownership.xml · nonDerivative · entry 2 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,917 F1 · kind: The Reporting Person's sale of 3,000 shares of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the purchase of 3,000 shares of the Issuer's common stock reported herein. The Reporting Person has voluntarily agreed to disgorge to the Issuer the full amount of the resulting statutory "profit" calculated pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:00 UTC |
ZELDIS JEROME BDirector
|
PurchaseCommon Stock | 3,000 | $0.89 | $2,664.00 |
DisclosureSEC source: 0001213900-21-027682 · ownership.xml · nonDerivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,917 Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 21:30 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
|
GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001213900-21-000167 · ownership.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2031-01-03 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of January 4, 2021. F1 · derivative.exercise_date: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of January 4, 2021. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:07 UTC |
Guarino Jonathan L.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001213900-20-042294 · ownership.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: COMMON STOCK · 40,000 shares Expires 2030-12-09 F1 · shares: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 10, 2020. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:05 UTC | GrantOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001213900-20-042291 · ownership.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-12-09 F1 · security: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 10,2020. F1 · derivative.exercise_date: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 10,2020. Read SEC document |
|
| December 10, 2020 Filed Dec 11, 2020 22:04 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
|
GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001213900-20-042289 · ownership.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-12-09 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 10,2020. F1 · derivative.exercise_date: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 10,2020. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 22:03 UTC | GrantOption (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001213900-20-042287 · ownership.xml · derivative · entry 1 Donini Oreola · CIK 0001627575 · CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2030-12-09 F1 · security: The stock option vested immediately as to 17,500 shares and vests as to the remainder at a rate of 4,375 of the shares on each three (3) month anniversary of December 10, 2020. F1 · derivative.exercise_date: The stock option vested immediately as to 17,500 shares and vests as to the remainder at a rate of 4,375 of the shares on each three (3) month anniversary of December 10, 2020. Read SEC document |
|
| September 16, 2020 Filed Sep 18, 2020 20:36 UTC |
ZELDIS JEROME BDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,228 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001213900-20-027375 · ownership.xml · derivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,228 Underlying: Common Stock · 15,228 shares Expires 2030-09-15 F1 · security: The stock option vests ratably on each of December 16, 2020, March 16, 2021, June 16, 2021 and September 16, 2021. F1 · derivative.exercise_date: The stock option vests ratably on each of December 16, 2020, March 16, 2021, June 16, 2021 and September 16, 2021. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:36 UTC |
LAPOINTE ANTHONY GREGGDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,228 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001213900-20-027374 · ownership.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,228 Underlying: Common Stock · 15,228 shares Expires 2030-09-15 F1 · security: The stock option vests ratably on each of December 16, 2020, March 16, 2021, June 16, 2021 and September 16, 2021. F1 · derivative.exercise_date: The stock option vests ratably on each of December 16, 2020, March 16, 2021, June 16, 2021 and September 16, 2021. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:35 UTC |
RUBIN ROBERT J.Director
|
GrantStock Option (Right to Buy) · Derivative | 15,228 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001213900-20-027373 · ownership.xml · derivative · entry 1 RUBIN ROBERT J. · CIK 0001413631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,228 Underlying: Common Stock · 15,228 shares Expires 2030-09-15 F1 · security: The stock option vests ratably on each of December 16, 2020, March 16, 2021, June 16, 2021 and September 16, 2021. F1 · derivative.exercise_date: The stock option vests ratably on each of December 16, 2020, March 16, 2021, June 16, 2021 and September 16, 2021. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:35 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 15,228 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001213900-20-027372 · ownership.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,228 Underlying: Common Stock · 15,228 shares Expires 2030-09-15 F1 · security: The stock option vests ratably on each of December 16, 2020, March 16, 2021, June 16, 2021 and September 16, 2021. F1 · derivative.exercise_date: The stock option vests ratably on each of December 16, 2020, March 16, 2021, June 16, 2021 and September 16, 2021. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:30 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 13,500 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001213900-20-015362 · ownership.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: COMMON STOCK · 13,500 shares Expires 2029-07-07 Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 21:30 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
|
GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001213900-20-000043 · ownership.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-01-01 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of January 2, 2020. F1 · derivative.exercise_date: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of January 2, 2020. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:31 UTC |
Straube RichardSVP and CMO
|
GrantOption (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001213900-19-026154 · ownership.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-12-11 F1 · security: The stock option vested immediately as to 7,500 shares and vests as to the remainder at a rate of 1,875 of the shares on each three (3) month anniversary of December 12, 2019. F1 · derivative.exercise_date: The stock option vested immediately as to 7,500 shares and vests as to the remainder at a rate of 1,875 of the shares on each three (3) month anniversary of December 12, 2019. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:31 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
|
GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001213900-19-026153 · ownership.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-12-11 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 12, 2019. F1 · derivative.exercise_date: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 12, 2019. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:30 UTC |
Guarino Jonathan L.Senior Vice President & CFO
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001213900-19-026152 · ownership.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: COMMON STOCK · 10,000 shares Expires 2029-12-11 F1 · derivative.exercise_date: The stock option vested immediately as to 2,500 shares and vests as to the remainder at a rate of 625 of the shares on each three (3) month anniversary of December 12, 2019. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:30 UTC |
Donini OreolaSVP and CSO
|
GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001213900-19-026151 · ownership.xml · derivative · entry 1 Donini Oreola · CIK 0001627575 · SVP and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-12-11 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 12, 2019. F1 · derivative.exercise_date: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 12, 2019. Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 21:18 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
|
PurchaseCommon Stock | 10,770 | $0.93 | $10,016.10 |
DisclosureSEC source: 0001213900-19-024070 · ownership.xml · nonDerivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,095 Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 21:19 UTC |
ZELDIS JEROME BDirector
|
PurchaseCommon Stock | 2,000 | $0.93 | $1,850.00 |
DisclosureSEC source: 0001213900-19-024072 · ownership.xml · nonDerivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,917 Read SEC document |
| September 23, 2019 Filed Sep 23, 2019 23:15 UTC |
Parks Diane L.Director
|
PurchaseCommon Stock | 14,940 | $0.93 | $13,870.30 |
DisclosureSEC source: 0001213900-19-018706 · ownership.xml · nonDerivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,940 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.9273 to $0.93. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:19 UTC |
ZELDIS JEROME BDirector
|
PurchaseCommon Stock | 4,000 | $0.94 | $3,740.00 |
DisclosureSEC source: 0001213900-19-018664 · ownership.xml · nonDerivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,917 Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:17 UTC |
Guarino Jonathan L.Senior Vice President and CFO
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-19-017740 · ownership.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: COMMON STOCK · 40,000 shares Expires 2029-09-08 F1 · derivative.exercise_date: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of September 9, 2019. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 22:40 UTC |
RUBIN ROBERT J.Director
|
GrantStock Option (Right to Buy) · Derivative | 30,928 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-19-017656 · ownership.xml · derivative · entry 1 RUBIN ROBERT J. · CIK 0001413631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,928 Underlying: Common Stock · 30,928 shares Expires 2029-09-05 F1 · security: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. F1 · derivative.exercise_date: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 22:41 UTC |
ZELDIS JEROME BDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,928 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-19-017658 · ownership.xml · derivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,928 Underlying: Common Stock · 30,928 shares Expires 2029-09-05 F1 · security: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. F1 · derivative.exercise_date: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 22:39 UTC |
Pearson Mark E.Director · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 30,928 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-19-017654 · ownership.xml · derivative · entry 1 Pearson Mark E. · CIK 0001486558 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,928 Underlying: Common Stock · 30,928 shares Expires 2029-09-05 F1 · security: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. F1 · derivative.exercise_date: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 22:38 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 30,928 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-19-017652 · ownership.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,928 Underlying: Common Stock · 30,928 shares Expires 2029-09-05 F1 · security: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. F1 · derivative.exercise_date: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 22:37 UTC |
LAPOINTE ANTHONY GREGGDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,928 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-19-017650 · ownership.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,928 Underlying: Common Stock · 30,928 shares Expires 2029-09-05 F1 · security: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. F1 · derivative.exercise_date: The stock option vests ratably on each of December 6, 2019, March 6, 2020, June 6, 2020 and September 6, 2020. Read SEC document |
| July 08, 2019 Filed Jul 8, 2019 23:51 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001213900-19-012261 · ownership.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires 2029-07-07 Read SEC document |
| June 28, 2019 Filed Jul 10, 2019 21:21 UTC |
Pearson Mark E.Director · 10% owner
|
GrantCommon Stock | 78,338 | $0.71 | $55,619.98 |
DisclosureSEC source: 0001213900-19-012450 · ownership.xml · nonDerivative · entry 1 Pearson Mark E. · CIK 0001486558 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,338 F1 · shares: These securities were issued in lieu of cash compensation payable for services rendered, with the number of shares issued being calculated based upon the closing price of $0.71 on June 28, 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F1 · price: These securities were issued in lieu of cash compensation payable for services rendered, with the number of shares issued being calculated based upon the closing price of $0.71 on June 28, 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · ownership.nature: These securities are held by Altamont Pharmaceutical Holdings, LLC, a company for which the reporting person serves as general partner and chief executive officer. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 22, 2019 Filed Apr 22, 2019 20:41 UTC |
ZELDIS JEROME BDirector
|
PurchaseCommon Stock | 10,000 | $0.73 | $7,274.00 |
DisclosureSEC source: 0001213900-19-006872 · ownership.xml · nonDerivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,917 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.7198 to $0.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 22, 2019 Filed Apr 22, 2019 20:41 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
|
PurchaseCommon Stock | 5,000 | $0.72 | $3,577.00 |
DisclosureSEC source: 0001213900-19-006871 · ownership.xml · nonDerivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,325 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.67 to $0.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:30 UTC |
SCHABER CHRISTOPHER JChairman, CEO and President
|
GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001213900-19-000215 · ownership.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-01-01 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of January 2, 2019. The stock option was granted to address equity inadequacies revealed by independent external review among other reasons determined to be relevant by the Issuer's board of directors. F1 · derivative.exercise_date: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of January 2, 2019. The stock option was granted to address equity inadequacies revealed by independent external review among other reasons determined to be relevant by the Issuer's board of directors. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 21:33 UTC |
Krumeich Karen RSVP and CFO
|
GrantOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-18-017380 · ownership.xml · derivative · entry 1 Krumeich Karen R · CIK 0001334797 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-12-12 F1 · security: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 13, 2018. F1 · derivative.exercise_date: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 13, 2018. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 21:34 UTC |
Straube RichardSVP and CMO
|
GrantOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-18-017382 · ownership.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-12-12 F1 · security: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 13, 2018. F1 · derivative.exercise_date: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 13, 2018. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 21:34 UTC |
SCHABER CHRISTOPHER JChairman, CEO and President
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GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-18-017381 · ownership.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2028-12-12 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 13, 2018. F1 · derivative.exercise_date: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 13, 2018. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 21:33 UTC |
Donini OreolaSVP and CSO
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GrantOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001213900-18-017378 · ownership.xml · derivative · entry 1 Donini Oreola · CIK 0001627575 · SVP and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-12-12 F1 · security: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 13, 2018. F1 · derivative.exercise_date: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 13, 2018. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 20:51 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
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PurchaseCommon Stock | 8,700 | $1.17 | $10,177.26 |
DisclosureSEC source: 0001213900-18-014092 · ownership.xml · nonDerivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,325 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.16 to $1.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 00:09 UTC |
Pearson Mark E.Director
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PurchaseCommon Stock | 170,000 | $1.16 | $197,200.00 |
DisclosureSEC source: 0001213900-18-014061 · ownership.xml · nonDerivative · entry 1 Pearson Mark E. · CIK 0001486558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.14 to $1.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 21:09 UTC |
ZELDIS JEROME BDirector
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GrantStock Option (Right to Buy) · Derivative | 17,964 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001213900-18-013232 · ownership.xml · derivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,964 Underlying: Common Stock · 17,964 shares Expires 2028-09-26 F1 · security: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. F1 · derivative.exercise_date: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 21:07 UTC |
RUBIN ROBERT J.Director
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GrantStock Option (Right to Buy) · Derivative | 17,964 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001213900-18-013229 · ownership.xml · derivative · entry 1 RUBIN ROBERT J. · CIK 0001413631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,964 Underlying: Common Stock · 17,964 shares Expires 2028-09-26 F1 · security: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. F1 · derivative.exercise_date: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 21:07 UTC |
Pearson Mark E.Director · 10% owner
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GrantStock Option (Right to Buy) · Derivative | 17,964 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001213900-18-013226 · ownership.xml · derivative · entry 1 Pearson Mark E. · CIK 0001486558 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,964 Underlying: Common Stock · 17,964 shares Expires 2028-09-26 F1 · security: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. F1 · derivative.exercise_date: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 21:04 UTC |
LAPOINTE ANTHONY GREGGDirector
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GrantStock Option (Right to Buy) · Derivative | 17,964 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001213900-18-013223 · ownership.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,964 Underlying: Common Stock · 17,964 shares Expires 2028-09-26 F1 · security: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. F1 · derivative.exercise_date: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 21:03 UTC |
Brownlie Keith LDirector
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GrantStock Option (Right to Buy) · Derivative | 17,964 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001213900-18-013220 · ownership.xml · derivative · entry 1 Brownlie Keith L · CIK 0001518575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,964 Underlying: Common Stock · 17,964 shares Expires 2028-09-26 F1 · security: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. F1 · derivative.exercise_date: The stock option vests ratably on each of December 27, 2018, March 27, 2019, June 27, 2019 and September 27, 2019. Read SEC document |
| August 22, 2018 Filed Aug 22, 2018 21:00 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
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PurchaseCommon Stock | 3,530 | $1.42 | $5,011.89 |
DisclosureSEC source: 0001213900-18-011576 · ownership.xml · nonDerivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,625 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.4156 to $1.4199. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2018 Filed Jul 25, 2018 13:23 UTC |
Pearson Mark E.Director · 10% owner
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GrantStock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001213900-18-009610 · ownership.xml · derivative · entry 1 Pearson Mark E. · CIK 0001486558 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires 2028-07-19 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:18 UTC |
Straube RichardSVP and CMO
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GrantOption (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0001213900-17-013093 · f4120717straube_soligenix.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2027-12-06 F1 · security: The stock option vested immediately as to 8,750 shares and vests as to the remainder at a rate of 2,187.5 of the shares on each three (3) month anniversary of December 7, 2017. F1 · derivative.exercise_date: The stock option vested immediately as to 8,750 shares and vests as to the remainder at a rate of 2,187.5 of the shares on each three (3) month anniversary of December 7, 2017. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:16 UTC |
Krumeich Karen RSVP and CFO
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GrantOption (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0001213900-17-013089 · f4120717krumeich_soligenix.xml · derivative · entry 1 Krumeich Karen R · CIK 0001334797 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2027-12-06 F1 · security: The stock option vested immediately as to 8,750 shares and vests as to the remainder at a rate of 2,187.5 of the shares on each three (3) month anniversary of December 7, 2017. F1 · derivative.exercise_date: The stock option vested immediately as to 8,750 shares and vests as to the remainder at a rate of 2,187.5 of the shares on each three (3) month anniversary of December 7, 2017. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:18 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
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GrantOption (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0001213900-17-013091 · f4120717schaber_soligenix.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2027-12-06 F1 · security: The stock option vested immediately as to 20,000 shares and vests as to the remainder at a rate of 5,000 of the shares on each three (3) month anniversary of December 7, 2017. F1 · derivative.exercise_date: The stock option vested immediately as to 20,000 shares and vests as to the remainder at a rate of 5,000 of the shares on each three (3) month anniversary of December 7, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.