Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

Export transactions ↓
Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2024 Filed May 2, 2024 20:17 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 231 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000084 · wk-form4_1714681006.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,202

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:14 UTC GrantRestricted Shares of Common Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000082 · wk-form4_1714680879.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,850

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:33 UTC
Smith Philip AndrewSubsidiary CEO
SaleCommon Stock 7,000 $69.73 $488,141.50
Disclosure

SEC source: 0000913760-24-000075 · wk-form4_1711398781.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Subsidiary CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,898

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 12:51 UTC
BRANCH SCOTT JRetired Director
SaleCommon Stock 7,500 $67.29 $504,696.75
Disclosure

SEC source: 0000913760-24-000073 · wk-form4_1710507096.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Retired Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 512,434

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 12:28 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 6,787 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000071 · wk-form4_1710419284.xml · derivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,637

Underlying: Common Stock · 6,787 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 12:28 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 6,787 $67.52 $458,285.39
Disclosure

SEC source: 0000913760-24-000071 · wk-form4_1710419284.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 12:28 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 6,787 $30.00 $203,610.00
Disclosure

SEC source: 0000913760-24-000071 · wk-form4_1710419284.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 13:09 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 7,858 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,424

Underlying: Common Stock · 7,858 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 13:09 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 7,858 $68.11 $535,224.88
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 13:09 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 7,858 $30.00 $235,740.00
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 13:09 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 10,338 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,282

Underlying: Common Stock · 10,338 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 13:09 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 10,338 $68.53 $708,427.99
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 13:09 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 10,338 $30.00 $310,140.00
Disclosure

SEC source: 0000913760-24-000069 · wk-form4_1710248967.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 6,998 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,620

Underlying: Common Stock · 6,998 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 6,998 $68.59 $479,969.73
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 6,998 $30.00 $209,940.00
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 9,178 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,618

Underlying: Common Stock · 9,178 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 9,178 $68.22 $626,099.30
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 9,178 $30.00 $275,340.00
Disclosure

SEC source: 0000913760-24-000067 · wk-form4_1709933340.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 15,141 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,796

Underlying: Common Stock · 15,141 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 15,141 $68.68 $1,039,829.37
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · balance_after: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 15,141 $30.00 $454,230.00
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 4,852 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,937

Underlying: Common Stock · 4,852 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 4,852 $68.62 $332,949.09
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · balance_after: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:29 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 4,852 $30.00 $145,560.00
Disclosure

SEC source: 0000913760-24-000065 · wk-form4_1709760551.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:21 UTC SaleCommon Stock 600 $68.94 $41,364.00
Disclosure

SEC source: 0000913760-24-000063 · wk-form4_1709590889.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,878

Read SEC document
February 27, 2024 Filed Feb 28, 2024 22:53 UTC GrantRestricted Shares of Common Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000053 · wk-form4_1709160814.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,700

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 18, 2024. Shares vest fully on the first anniversary of the grant date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 22:52 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000052 · wk-form4_1709160747.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,971

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 18, 2024. Shares vest fully on the first anniversary of the grant date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 22:51 UTC GrantRestricted Shares of Common Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000051 · wk-form4_1709160702.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,110

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 18, 2024. Shares vest fully on the first anniversary of the grant date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 22:50 UTC GrantRestricted Shares of Common Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000050 · wk-form4_1709160646.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,763

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 18, 2024. Shares vest fully on the first anniversary of the grant date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 22:50 UTC GrantRestricted Shares of Common Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000049 · wk-form4_1709160570.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,478

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 18, 2024. Shares vest fully on the first anniversary of the grant date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 22:48 UTC GrantRestricted Shares of Common Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000048 · wk-form4_1709160508.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,469

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 18, 2024. Shares vest fully on the first anniversary of the grant date.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 22:47 UTC GrantRestricted Shares of Common Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000047 · wk-form4_1709160440.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,890

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 18, 2024. Shares vest fully on the first anniversary of the grant date.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:38 UTC
Lyon Charles MPresident and CEO - subsidiary
Exercise / conversionStock Options · Derivative 15,552 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000032 · wk-form4_1707946694.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,789

Underlying: Common Stock · 15,552 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:38 UTC
Lyon Charles MPresident and CEO - subsidiary
SaleCommon Stock 15,552 $65.11 $1,012,530.07
Disclosure

SEC source: 0000913760-24-000032 · wk-form4_1707946694.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:38 UTC
Lyon Charles MPresident and CEO - subsidiary
Exercise / conversionCommon Stock 15,552 $30.00 $466,560.00
Disclosure

SEC source: 0000913760-24-000032 · wk-form4_1707946694.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:38 UTC
Lyon Charles MPresident and CEO - subsidiary
SaleCommon Stock 3,659 $67.29 $246,202.77
Disclosure

SEC source: 0000913760-24-000032 · wk-form4_1707946694.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:37 UTC SaleCommon Stock 7,500 $63.87 $479,004.75
Disclosure

SEC source: 0000913760-24-000027 · wk-form4_1707514611.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 519,934

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:28 UTC GrantRestricted Shares of Common Stock 153 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000019 · wk-form4_1706909307.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,934

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:26 UTC GrantRestricted Shares of Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000017 · wk-form4_1706909195.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,997

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:21 UTC GrantRestricted Shares of Common Stock 185 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000015 · wk-form4_1706908897.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,712

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:16 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 231 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000013 · wk-form4_1706908581.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,205

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 21:17 UTC SaleCommon Stock 7,500 $70.09 $525,644.25
Disclosure

SEC source: 0000913760-24-000002 · wk-form4_1704835051.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 527,434

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 21:50 UTC SaleCommon Stock 2,250 $71.34 $160,515.00
Disclosure

SEC source: 0000913760-23-000210 · wk-form4_1703713811.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,344

Read SEC document
December 21, 2023 Filed Dec 26, 2023 21:30 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantStock Options · Derivative 150,000 $71.35 Strike: $71.35 $10,702,500.00
Disclosure

SEC source: 0000913760-23-000208 · wk-form4_1703626189.xml · derivative · entry 4

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 150,000 shares

Expires 2031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 21, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day following the grant, December 22, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of December 5, 2023.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:25 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon Stock 8,562 $69.17 $592,207.85
Disclosure

SEC source: 0000913760-23-000204 · wk-form4_1703193911.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,898

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:25 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon Stock 8,563 $69.07 $591,456.69
Disclosure

SEC source: 0000913760-23-000204 · wk-form4_1703193911.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,460

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:55 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
GrantRestricted Shares of Common Stock 15,363 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000202 · wk-form4_1703022936.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,664

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:51 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantRestricted Shares of Common Stock 12,468 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000200 · wk-form4_1703022698.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,023

F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by subsidiary StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:51 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantRestricted Shares of Common Stock 14,261 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000200 · wk-form4_1703022698.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,555

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.