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Schneider National, Inc.

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3807
SEC CIK
0001692063
Parsed reports
556

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202603
Jun 202602
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 9, 2019 18:18 UTC GrantClass B Common Stock 1,046 $21.53 $22,520.38
Disclosure

SEC source: 0001692063-19-000169 · wf-form4_157064509073460.xml · nonDerivative · entry 1

GRUBBS ROBERT W · CIK 0001217245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,404

F1 · shares: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $21.53 on October 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $21.53 on October 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
October 01, 2019 Filed Oct 9, 2019 18:16 UTC GrantClass B Common Stock 2,033 $21.53 $43,770.49
Disclosure

SEC source: 0001692063-19-000167 · wf-form4_157064498044246.xml · nonDerivative · entry 1

Godfrey Adam P · CIK 0001332186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,299

F1 · shares: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $21.53 on October 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $21.53 on October 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
September 19, 2019 Filed Feb 12, 2020 21:34 UTC GiftClass B Common Stock 78,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-20-000085 · edgar.xml · nonDerivative · entry 3

Schneider Paul J. · CIK 0001701588 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,437

F1 · price: Transaction is a gift, therefore price is not applicable.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 16:23 UTC GrantClass B Common Stock 60.02 $17.65 $1,059.35
Disclosure

SEC source: 0001692063-19-000143 · wf-form4_156287658061835.xml · nonDerivative · entry 1

SULLIVAN DANIEL J · CIK 0000095185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,524.93

F1 · shares: These deferred stock units were acquired pursuant to a dividend reinvestment feature of the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 20:24 UTC GrantClass B Common Stock 12.3 $17.65 $217.10
Disclosure

SEC source: 0001692063-19-000144 · wf-form4_156287664597838.xml · nonDerivative · entry 1

GIERTZ JAMES R · CIK 0001226578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,236.1

F1 · shares: These deferred stock units were acquired pursuant to a dividend reinvestment feature of the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program.

Read SEC document
July 05, 2019 Filed Mar 2, 2020 16:44 UTC PurchaseClass B Common Stock 66.86 $18.00 $1,203.48
Disclosure

SEC source: 0001692063-20-000048 · wf-form4_158318545958113.xml · nonDerivative · entry 2

BRUFFETT STEPHEN L · CIK 0001135732 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,277.88

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:45 UTC GrantClass B Common Stock 1,463 $18.27 $26,729.01
Disclosure

SEC source: 0001692063-19-000137 · wf-form4_156218312550012.xml · nonDerivative · entry 1

SULLIVAN DANIEL J · CIK 0000095185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,464.91

F1 · shares: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $18.27 on July 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $18.27 on July 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:47 UTC GrantClass B Common Stock 1,164 $18.27 $21,266.28
Disclosure

SEC source: 0001692063-19-000140 · wf-form4_156218325535353.xml · nonDerivative · entry 1

JOHNSON NORMAN E · CIK 0001173302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,305

F1 · shares: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $18.27 on July 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $18.27 on July 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:47 UTC GrantClass B Common Stock 1,974 $18.27 $36,064.98
Disclosure

SEC source: 0001692063-19-000139 · wf-form4_156218321251532.xml · nonDerivative · entry 1

Godfrey Adam P · CIK 0001332186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,266

F1 · shares: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $18.27 on July 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $18.27 on July 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:46 UTC GrantClass B Common Stock 1,232 $18.27 $22,508.64
Disclosure

SEC source: 0001692063-19-000138 · wf-form4_156218317082250.xml · nonDerivative · entry 1

GRUBBS ROBERT W · CIK 0001217245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,358

F1 · shares: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $18.27 on July 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $18.27 on July 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
April 29, 2019 Filed May 1, 2019 15:01 UTC GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000114 · wf-form4_155673725313365.xml · nonDerivative · entry 1

SULLIVAN DANIEL J · CIK 0000095185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,001.91

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:10 UTC
Rourke Mark B.Director · CEO & President
GrantEmployee Stock Option-Right To Buy · Derivative 48,887 $0.00 Strike: $20.99 $0.00
Disclosure

SEC source: 0001692063-19-000122 · wf-form4_155673781167643.xml · derivative · entry 2

Rourke Mark B. · CIK 0001699618 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,887

Underlying: Class B Common Stock · 48,887 shares

Expires 2029-02-15

F2 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:10 UTC
Rourke Mark B.Director · CEO & President
GrantClass B Common Stock 14,650 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000122 · wf-form4_155673781167643.xml · nonDerivative · entry 1

Rourke Mark B. · CIK 0001699618 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,812

F1 · shares: Consists of restricted shares that vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

Read SEC document
April 29, 2019 Filed May 1, 2019 15:00 UTC GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000113 · wf-form4_155673717566053.xml · nonDerivative · entry 1

JOHNSON NORMAN E · CIK 0001173302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,141

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:02 UTC GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000115 · wf-form4_155673732201536.xml · nonDerivative · entry 1

WELCH JAMES L · CIK 0001178218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,428

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:12 UTC
Reich Robert M JRChief Admin Officer
GrantEmployee Stock Option-Right To Buy · Derivative 14,706 $0.00 Strike: $20.99 $0.00
Disclosure

SEC source: 0001692063-19-000124 · wf-form4_155673795864767.xml · derivative · entry 1

Reich Robert M JR · CIK 0001775030 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,706

Underlying: Class B Common Stock · 14,706 shares

Expires 2029-02-15

F1 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:11 UTC
Geyer David LEVP, Pres. Transp. & Log.
GrantEmployee Stock Option-Right To Buy · Derivative 26,828 $0.00 Strike: $20.99 $0.00
Disclosure

SEC source: 0001692063-19-000123 · wf-form4_155673788015610.xml · derivative · entry 1

Geyer David L · CIK 0001775031 · EVP, Pres. Transp. & Log.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,828

Underlying: Class B Common Stock · 26,828 shares

Expires 2029-02-15

F1 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:09 UTC GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000121 · wf-form4_155673774434319.xml · nonDerivative · entry 1

Swainson John A · CIK 0001309401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,956

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:08 UTC GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000120 · wf-form4_155673767369468.xml · nonDerivative · entry 1

Godfrey Adam P · CIK 0001332186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,292

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:06 UTC
DePrey Mary P.Director · 10% owner
GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000119 · wf-form4_155673760387177.xml · nonDerivative · entry 1

DePrey Mary P. · CIK 0001701072 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,452

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:05 UTC
Zimmermann Kathleen M.Director · 10% owner
GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000118 · wf-form4_155673753060904.xml · nonDerivative · entry 1

Zimmermann Kathleen M. · CIK 0001701082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,646

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:04 UTC GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000117 · wf-form4_155673746278886.xml · nonDerivative · entry 1

GIERTZ JAMES R · CIK 0001226578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,223.8

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 19:03 UTC GrantClass B Common Stock 5,956 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000116 · wf-form4_155673739157068.xml · nonDerivative · entry 1

GRUBBS ROBERT W · CIK 0001217245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,126

F1 · shares: Consists of restricted stock units that vest on the earlier of the one-year anniversary of the date of grant and the Company's annual shareholder meeting for the year following the date of grant, subject to the reporting person's continued service as a member of the Company's Board of Directors through the vesting date. The units will be settled in shares of Class B common stock.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 16:19 UTC GrantClass B Common Stock 49.2 $21.47 $1,056.32
Disclosure

SEC source: 0001692063-19-000091 · wf-form4_155492756983012.xml · nonDerivative · entry 1

SULLIVAN DANIEL J · CIK 0000095185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,045.91

F1 · shares: These deferred stock units were acquired pursuant to a dividend reinvestment feature of the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 16:17 UTC GrantClass B Common Stock 13.93 $21.47 $299.08
Disclosure

SEC source: 0001692063-19-000089 · wf-form4_155492743349862.xml · nonDerivative · entry 1

Gannon Thomas A. · CIK 0001699871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,431.66

F1 · shares: These deferred stock units were acquired pursuant to a dividend reinvestment feature of the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:18 UTC GrantClass B Common Stock 10.09 $21.47 $216.63
Disclosure

SEC source: 0001692063-19-000090 · wf-form4_155492749742082.xml · nonDerivative · entry 1

GIERTZ JAMES R · CIK 0001226578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,267.8

F1 · shares: These deferred stock units were acquired pursuant to a dividend reinvestment feature of the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program.

Read SEC document
April 04, 2019 Filed Mar 2, 2020 16:44 UTC PurchaseClass B Common Stock 56.02 $21.42 $1,199.95
Disclosure

SEC source: 0001692063-20-000048 · wf-form4_158318545958113.xml · nonDerivative · entry 1

BRUFFETT STEPHEN L · CIK 0001135732 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,211.02

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:07 UTC GrantClass B Common Stock 2,051 $21.34 $43,768.34
Disclosure

SEC source: 0001692063-19-000082 · wf-form4_155432562097948.xml · nonDerivative · entry 1

SULLIVAN DANIEL J · CIK 0000095185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,996.71

F1 · shares: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $21.34 on April 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $21.34 on April 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:09 UTC GrantClass B Common Stock 996 $21.34 $21,254.64
Disclosure

SEC source: 0001692063-19-000084 · wf-form4_155432577112135.xml · nonDerivative · entry 1

JOHNSON NORMAN E · CIK 0001173302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,185

F1 · shares: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $21.34 on April 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $21.34 on April 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:08 UTC GrantClass B Common Stock 1,055 $21.34 $22,513.70
Disclosure

SEC source: 0001692063-19-000083 · wf-form4_155432569933742.xml · nonDerivative · entry 1

GRUBBS ROBERT W · CIK 0001217245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,170

F1 · shares: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $21.34 on April 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents cash retainer amounts deferred as fully vested units under the Schneider National, Inc. Director Deferred Compensation Program. The units will be settled in shares of Class B common stock in accordance with the terms of the Program. The number of units was determined based on the closing share price of $21.34 on April 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:03 UTC GrantClass B Common Stock 879 $21.34 $18,757.86
Disclosure

SEC source: 0001692063-19-000081 · wf-form4_155432542015044.xml · nonDerivative · entry 1

Godfrey Adam P · CIK 0001332186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,336

F1 · shares: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $21.34 on April 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

F1 · price: Represents fully vested shares received in lieu of cash retainer amounts. The number of shares was determined based on the closing share price of $21.34 on April 1, 2019 pursuant to the terms of the Company's Director Compensation Policy.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:58 UTC Tax withholdingClass B Common Stock 2,939 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000071 · wf-form4_155302910890350.xml · nonDerivative · entry 1

Rourke Mark B. · CIK 0001699618 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,162

F1 · kind: Shares withheld to satisfy tax liabilities upon vesting.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:53 UTC Tax withholdingClass B Common Stock 1,114 $21.69 $24,162.66
Disclosure

SEC source: 0001692063-19-000068 · wf-form4_155302877709039.xml · nonDerivative · entry 1

BRUFFETT STEPHEN L · CIK 0001135732 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,527

F1 · kind: Shares withheld to satisfy tax liabilities upon vesting.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:00 UTC
Devgun ShaleenChief Information Officer
Tax withholdingClass B Common Stock 539 $21.69 $11,690.91
Disclosure

SEC source: 0001692063-19-000072 · wf-form4_155302921577774.xml · nonDerivative · entry 1

Devgun Shaleen · CIK 0001700364 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,059

F1 · kind: Shares withheld to satisfy tax liabilities upon vesting.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:54 UTC
Schilling Amy GVice President and Controller
Tax withholdingClass B Common Stock 551 $21.69 $11,951.19
Disclosure

SEC source: 0001692063-19-000069 · wf-form4_155302886650216.xml · nonDerivative · entry 1

Schilling Amy G · CIK 0001739108 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

F1 · kind: Shares withheld to satisfy tax liabilities upon vesting.

Read SEC document
March 06, 2019 Filed Feb 12, 2020 21:34 UTC OtherClass B Common Stock 1,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-20-000085 · edgar.xml · nonDerivative · entry 2

Schneider Paul J. · CIK 0001701588 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,437

F2 · kind: Shares received in settlement of a previously contracted debt.

F2 · price: Shares received in settlement of a previously contracted debt.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 22:08 UTC
Lofgren Christopher BDirector · CEO & President
SaleClass B Common Stock 212,922 $21.44 $4,564,046.95
Disclosure

SEC source: 0001692063-19-000057 · wf-form4_155191010947610.xml · nonDerivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165,612

F2 · price: Reflects a weighted average sale price of $21.4353 per share, at prices ranging from $21.29 to $21.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Feb 12, 2020 21:34 UTC GiftClass B Common Stock 16,549 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-20-000085 · edgar.xml · nonDerivative · entry 1

Schneider Paul J. · CIK 0001701588 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,442

F1 · price: Transaction is a gift, therefore price is not applicable.

Read SEC document
March 05, 2019 Filed Feb 12, 2020 21:32 UTC
Zimmermann Kathleen M.Director · 10% owner
GiftClass B Common Stock 16,549 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-20-000083 · edgar.xml · nonDerivative · entry 1

Zimmermann Kathleen M. · CIK 0001701082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,195

F1 · price: Transaction is a gift, therefore price is not applicable.

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March 05, 2019 Filed Feb 12, 2020 21:29 UTC GiftClass B Common Stock 16,549 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-20-000081 · edgar.xml · nonDerivative · entry 1

Koller Therese A. · CIK 0001701081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537,590

F1 · price: Transaction is a gift, therefore price is not applicable.

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March 05, 2019 Filed Feb 12, 2020 21:26 UTC
DePrey Mary P.Director · 10% owner
GiftClass B Common Stock 41,934 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-20-000079 · edgar.xml · nonDerivative · entry 1

DePrey Mary P. · CIK 0001701072 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116,386

F1 · price: Transaction is a gift, therefore price is not applicable.

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March 04, 2019 Filed Mar 6, 2019 22:08 UTC
Lofgren Christopher BDirector · CEO & President
SaleClass B Common Stock 33,073 $22.08 $730,238.61
Disclosure

SEC source: 0001692063-19-000057 · wf-form4_155191010947610.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,534

F1 · price: Reflects a weighted average sale price of $22.0796 per share, at prices ranging from $22.00 to $22.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 01, 2019 Filed Mar 4, 2019 21:59 UTC
Lofgren Christopher BDirector · CEO & President
SaleClass B Common Stock 13,435 $22.02 $295,810.49
Disclosure

SEC source: 0001692063-19-000055 · wf-form4_155173675673938.xml · nonDerivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411,607

F2 · price: Reflects a weighted average sale price of $22.0179 per share, at prices ranging from $22.00 to $22.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 28, 2019 Filed Mar 4, 2019 21:59 UTC
Lofgren Christopher BDirector · CEO & President
SaleClass B Common Stock 40,570 $22.02 $893,420.37
Disclosure

SEC source: 0001692063-19-000055 · wf-form4_155173675673938.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425,042

F1 · price: Reflects a weighted average sale price of $22.0217 per share, at prices ranging from $22.00 to $22.095 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 15, 2019 Filed Feb 28, 2019 22:31 UTC GrantEmployee Stock Option-Right To Buy · Derivative 39,474 $0.00 Strike: $22.96 $0.00
Disclosure

SEC source: 0001692063-19-000051 · wf-form4_155139306278649.xml · derivative · entry 2

Rourke Mark B. · CIK 0001699618 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,474

Underlying: Class B Common Stock · 39,474 shares

Expires 2029-02-15

F2 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

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February 15, 2019 Filed Feb 28, 2019 22:31 UTC GrantClass B Common Stock 13,066 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000051 · wf-form4_155139306278649.xml · nonDerivative · entry 1

Rourke Mark B. · CIK 0001699618 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,101

F1 · shares: Consists of restricted shares that vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

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February 15, 2019 Filed Feb 28, 2019 17:34 UTC GrantEmployee Stock Option-Right To Buy · Derivative 33,717 $0.00 Strike: $22.96 $0.00
Disclosure

SEC source: 0001692063-19-000053 · wf-form4_155139326849656.xml · derivative · entry 2

BRUFFETT STEPHEN L · CIK 0001135732 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,717

Underlying: Class B Common Stock · 33,717 shares

Expires 2029-02-15

F2 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

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February 15, 2019 Filed Feb 28, 2019 17:34 UTC GrantClass B Common Stock 11,161 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000053 · wf-form4_155139326849656.xml · nonDerivative · entry 1

BRUFFETT STEPHEN L · CIK 0001135732 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,641

F1 · shares: Consists of restricted shares that vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

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February 15, 2019 Filed Feb 28, 2019 17:27 UTC
Matheys Steven J.Chief Admin Officer
GrantEmployee Stock Option-Right To Buy · Derivative 12,204 $0.00 Strike: $22.96 $0.00
Disclosure

SEC source: 0001692063-19-000049 · wf-form4_155139285751612.xml · derivative · entry 2

Matheys Steven J. · CIK 0001699934 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,204

Underlying: Class B Common Stock · 12,204 shares

Expires 2029-02-15

F2 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

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February 15, 2019 Filed Feb 28, 2019 17:27 UTC
Matheys Steven J.Chief Admin Officer
GrantClass B Common Stock 4,040 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000049 · wf-form4_155139285751612.xml · nonDerivative · entry 1

Matheys Steven J. · CIK 0001699934 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,781

F1 · shares: Consists of restricted shares that vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.