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person · Reporting owner

Lofgren Christopher B

Disclosed activity across 4 companies

Tapewire entity
137685
SEC CIK
0001344475

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
International Money Express, Inc.IMXI · Entity 5575DirectorJune 30, 2021July 01, 2021
New Vista Acquisition CorpNVSA · Entity 142588DirectorFebruary 16, 2021February 16, 2021
Schneider National, Inc.SNDR · Entity 3807Director · CEO & PresidentJanuary 01, 2019March 18, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

International Money Express, Inc.

Report date June 30, 2021 · Filed July 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,016 Last balance in matching sequence After 2021-06-30 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-06-30 · Grant · Acquired 6,473 · Balance 36,881

F1: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Row 2 · 2021-06-30 · Grant · Acquired 135 · Balance 37,016

F3: Shares issued as part of annual retainer for service as Chair of the Nominating and Corporate Governance Committee.

F2: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

F3: Shares issued as part of annual retainer for service as Chair of the Nominating and Corporate Governance Committee.

New Vista Acquisition Corp

Report date February 16, 2021 · Filed February 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-02-16 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252622) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares of the issuer, par value $0.0001 per share, will automatically convert into Class A ordinary shares of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252622) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares of the issuer, par value $0.0001 per share, will automatically convert into Class A ordinary shares of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

Schneider National, Inc.

Report date January 01, 2019 · Filed March 18, 2019 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect1,161,345 Reported balance After 2019-01-02 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2019-01-02 · Tax withholding · Disposed 12,659 · Balance 1,161,345

F1: Shares withheld to satisfy tax liabilities upon accelerated taxation due to retirement eligibility.

F2: This transaction was inadvertently omitted from the reporting person's Form 4 filed on January 3, 2019, and the shares disposed of in the transaction were incorrectly included in the reporting person's holdings on subsequent filings.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax liabilities upon accelerated taxation due to retirement eligibility.

F2: This transaction was inadvertently omitted from the reporting person's Form 4 filed on January 3, 2019, and the shares disposed of in the transaction were incorrectly included in the reporting person's holdings on subsequent filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CA, INC.

Report date November 05, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-11-05 · Disposition to issuer · Disposed 94,081.979 · Balance 0

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-05Direct0 Reported balance After 2018-11-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-02 · Disposition to issuer · Disposed 491.573 · Balance 0

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F4: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2021 Filed Jul 1, 2021 23:55 UTC International Money Express, Inc. IMXI · Entity 5575 GrantCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044621 · doc4.xml · nonDerivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,016

F3 · kind: Shares issued as part of annual retainer for service as Chair of the Nominating and Corporate Governance Committee.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:55 UTC International Money Express, Inc. IMXI · Entity 5575 GrantCommon Stock 6,473 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044621 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,881

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 30, 2022 and be settled in shares of common stock.

F2 · balance_after: This amount includes 6,473 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
April 06, 2021 Filed Apr 9, 2021 00:57 UTC International Money Express, Inc. IMXI · Entity 5575 GrantCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026180 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,408

F1 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 23:17 UTC International Money Express, Inc. IMXI · Entity 5575 GrantCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002811 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,275

F1 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
October 29, 2020 Filed Nov 3, 2020 01:03 UTC International Money Express, Inc. IMXI · Entity 5575 GrantCommon Stock 1,521 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056470 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,146

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F1 · shares: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock.

F2 · balance_after: This amount includes 7,144 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
June 26, 2020 Filed Jul 1, 2020 00:26 UTC International Money Express, Inc. IMXI · Entity 5575 GrantCommon Stock 5,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039544 · doc4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,625

F1 · kind: The reported transaction is an award of restricted stock units, subject to the reporting person's continued service as a director of the issuer. Theses restricted stock units will vest on June 26, 2021 and be settled in shares of common stock within 30 days thereof.

F2 · balance_after: This amount includes 5,623 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 14:09 UTC International Money Express, Inc. IMXI · Entity 5575 PurchaseCommon Stock 17,900 $13.49 $241,471.00
Disclosure

SEC source: 0001140361-19-021284 · form4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,002

F1 · kind: The reported transaction is an open market purchase of the issuer's common stock at an average price of $13.48981.

F2 · balance_after: This amount includes 5,102 shares deliverable upon vesting and settlement of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 22:08 UTC Schneider National, Inc. SNDR · Entity 3807 SaleClass B Common Stock 212,922 $21.44 $4,564,046.95
Disclosure

SEC source: 0001692063-19-000057 · wf-form4_155191010947610.xml · nonDerivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165,612

F2 · price: Reflects a weighted average sale price of $21.4353 per share, at prices ranging from $21.29 to $21.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:08 UTC Schneider National, Inc. SNDR · Entity 3807 SaleClass B Common Stock 33,073 $22.08 $730,238.61
Disclosure

SEC source: 0001692063-19-000057 · wf-form4_155191010947610.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,534

F1 · price: Reflects a weighted average sale price of $22.0796 per share, at prices ranging from $22.00 to $22.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:59 UTC Schneider National, Inc. SNDR · Entity 3807 SaleClass B Common Stock 13,435 $22.02 $295,810.49
Disclosure

SEC source: 0001692063-19-000055 · wf-form4_155173675673938.xml · nonDerivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411,607

F2 · price: Reflects a weighted average sale price of $22.0179 per share, at prices ranging from $22.00 to $22.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:59 UTC Schneider National, Inc. SNDR · Entity 3807 SaleClass B Common Stock 40,570 $22.02 $893,420.37
Disclosure

SEC source: 0001692063-19-000055 · wf-form4_155173675673938.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425,042

F1 · price: Reflects a weighted average sale price of $22.0217 per share, at prices ranging from $22.00 to $22.095 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2019 Filed Feb 28, 2019 22:29 UTC Schneider National, Inc. SNDR · Entity 3807 GrantEmployee Stock Option-Right To Buy · Derivative 95,000 $0.00 Strike: $22.96 $0.00
Disclosure

SEC source: 0001692063-19-000050 · wf-form4_155139297946293.xml · derivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Class B Common Stock · 95,000 shares

Expires 2029-02-15

F2 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

Read SEC document
February 15, 2019 Filed Feb 28, 2019 22:29 UTC Schneider National, Inc. SNDR · Entity 3807 GrantClass B Common Stock 31,446 $0.00 $0.00
Disclosure

SEC source: 0001692063-19-000050 · wf-form4_155139297946293.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,612

F1 · shares: Consists of restricted shares that vest in equal annual installments on each of the first four anniversaries of March 15, 2019, subject to the employee's continued employment through the applicable vesting date.

Read SEC document
January 02, 2019 Filed Mar 18, 2019 22:54 UTC Amendment Schneider National, Inc. SNDR · Entity 3807 Tax withholdingClass B Common Stock 12,659 $18.67 $236,343.53
Disclosure

SEC source: 0001692063-19-000063 · wf-form4a_155294966619475.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,345

F1 · kind: Shares withheld to satisfy tax liabilities upon accelerated taxation due to retirement eligibility.

F2 · shares: This transaction was inadvertently omitted from the reporting person's Form 4 filed on January 3, 2019, and the shares disposed of in the transaction were incorrectly included in the reporting person's holdings on subsequent filings.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 20:51 UTC Schneider National, Inc. SNDR · Entity 3807 Tax withholdingClass B Common Stock 8,392 $18.67 $156,678.64
Disclosure

SEC source: 0001692063-19-000004 · wf-form4_154654868788428.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434,166

F1 · kind: Shares withheld to satisfy tax liabilities upon vesting.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 23:42 UTC Schneider National, Inc. SNDR · Entity 3807 GiftClass B Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001692063-18-000214 · wf-form4_154172054025286.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442,558

F1 · price: Shares of Schneider Common Stock B were donated as a bona fide gift.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:30 UTC CA, INC. CA · Entity 162566 Disposition to issuerDeferred Stock Unit · Derivative 94,081.979 $44.50 Strike: $0.00 $4,186,648.07
Disclosure

SEC source: 0000899243-18-028273 · doc4.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 94,081.979 shares

Expires 2018-11-05

F1 · security: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2 · date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F1 · shares: Previously issued under the Issuer's Compensation Plans for Non-Employee Directors.

F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3 · derivative.underlying_shares: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 20:30 UTC CA, INC. CA · Entity 162566 Disposition to issuerDeferred Stock Unit · Derivative 491.573 $44.50 Strike: $0.00 $21,875.00
Disclosure

SEC source: 0000899243-18-028273 · doc4.xml · derivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 491.573 shares

Expires 2018-11-05

F4 · security: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2 · date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F4 · shares: Issued under the Issuer's Compensation Plans for Non-Employee Directors. This represents the pro-rated amount of Deferred Stock Units for the period between October 1, 2018 to November 5, 2018.

F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Broadcom Inc., and Collie Acquisition Corp., dated as of July 11, 2018, in exchange for a cash payment of $44.50 per share without interest thereon.

F3 · derivative.underlying_shares: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 17:49 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,285.938 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000155 · wf-form4_153851697127236.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,081.979

Underlying: Common Stock, $0.10 par value · 1,285.938 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 20:16 UTC Schneider National, Inc. SNDR · Entity 3807 Tax withholdingClass B Common Stock 13,391 $28.13 $376,688.83
Disclosure

SEC source: 0001692063-18-000144 · wf-form4_153142658969508.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,558

F1 · kind: Shares withheld to satisfy tax liabilities upon vesting.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 21:12 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,612.903 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000118 · wf-form4_153058032741824.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,796.041

Underlying: Common Stock, $0.10 par value · 1,612.903 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

Read SEC document
March 31, 2018 Filed Apr 2, 2018 16:44 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,696.165 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000058 · wf-form4_152270184428441.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,183.138

Underlying: Common Stock, $0.10 par value · 1,696.165 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:59 UTC Schneider National, Inc. SNDR · Entity 3807 Tax withholdingClass B Common Stock 13,338 $27.09 $361,326.42
Disclosure

SEC source: 0001692063-18-000063 · wf-form4_152123392870330.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,558

F1 · kind: Shares withheld to satisfy tax liabilities upon vesting.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:20 UTC Schneider National, Inc. SNDR · Entity 3807 GrantEmployee Stock Option-Right To Buy · Derivative 80,672 $0.00 Strike: $26.81 $0.00
Disclosure

SEC source: 0001692063-18-000051 · wf-form4_151916163589439.xml · derivative · entry 3

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,672

Underlying: Class B Common Stock · 80,672 shares

Expires 2028-02-15

F3 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of March 15, 2018, subject to the employee's continued employment through the applicable vesting date.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:20 UTC Schneider National, Inc. SNDR · Entity 3807 GrantClass B Common Stock 26,932 $0.00 $0.00
Disclosure

SEC source: 0001692063-18-000051 · wf-form4_151916163589439.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555,896

F1 · shares: Consists of restricted shares that vest in equal annual installments on each of the first four anniversaries of March 15, 2018, subject to the employee's continued employment through the applicable vesting date.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:57 UTC Schneider National, Inc. SNDR · Entity 3807 Tax withholdingClass B Common Stock 8,260 $28.56 $235,905.60
Disclosure

SEC source: 0001692063-18-000011 · wf-form4_151501663780773.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528,967

F1 · kind: Shares withheld to satisfy tax liabilities upon vesting.

F2 · balance_after: The reporting person's share ownership has been updated as a result of the Company's internal audit of the beneficial ownership of the Company's Section 16(a) reporting officers. The Company's audit did not identify any violations of Section 16(b) of the Securities Exchange Act of 1934, as amended. To the extent the share ownership shown in this Form 4 is inconsistent with the ownership reported on previously filed forms, this Form 4 serves as an amendment to any such previously filed forms.

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December 31, 2017 Filed Jan 3, 2018 20:29 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,727.764 $0.00 $0.00
Disclosure

SEC source: 0000356028-18-000015 · wf-form4_151502938064320.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,486.973

Underlying: Common Stock, $0.10 par value · 1,727.764 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

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November 09, 2017 Filed Nov 13, 2017 14:10 UTC Schneider National, Inc. SNDR · Entity 3807 SaleClass B Common Stock 600,000 $24.20 $14,520,000.00
Disclosure

SEC source: 0001692063-17-000071 · wf-form4_151058221917318.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,420

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September 30, 2017 Filed Oct 3, 2017 20:42 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,722.587 $0.00 $0.00
Disclosure

SEC source: 0000356028-17-000158 · wf-form4_150707772338107.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,759.209

Underlying: Common Stock, $0.10 par value · 1,722.587 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors, as amended, and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

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June 30, 2017 Filed Jul 5, 2017 20:42 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,668.116 $0.00 $0.00
Disclosure

SEC source: 0000356028-17-000114 · wf-form4_149930173635200.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,036.622

Underlying: Common Stock, $0.10 par value · 1,668.116 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

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April 05, 2017 Filed May 13, 2017 01:25 UTC Schneider National, Inc. SNDR · Entity 3807 GrantEmployee Stock Option - Right to Buy · Derivative 113,312 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950157-17-000629 · form4.xml · derivative · entry 2

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,312

Underlying: Class B Common Stock · 113,312 shares

Expires 2027-04-05

F2 · derivative.exercise_date: These options vest in equal annual installments on each of the first four anniversaries of the grant date, which was April 5, 2017, subject to the employee's continued employment through the applicable vesting date.

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April 05, 2017 Filed May 13, 2017 01:25 UTC Schneider National, Inc. SNDR · Entity 3807 GrantRestricted Shares 37,988 $0.00 $0.00
Disclosure

SEC source: 0000950157-17-000629 · form4.xml · nonDerivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197,420

F1 · security: The restricted shares vest in equal annual installments on each of the first four anniversaries of the grant date, which was April 5, 2017, subject to the employee's continued employment through the applicable vesting date.

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March 31, 2017 Filed Apr 4, 2017 16:31 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,812.736 $0.00 $0.00
Disclosure

SEC source: 0000356028-17-000036 · wf-form4_149133788796107.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,368.506

Underlying: Common Stock, $0.10 par value · 1,812.736 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

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December 31, 2016 Filed Jan 4, 2017 16:37 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,809.883 $0.00 $0.00
Disclosure

SEC source: 0000356028-17-000006 · wf-form4_148356581953653.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,555.77

Underlying: Common Stock, $0.10 par value · 1,809.883 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

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September 30, 2016 Filed Oct 4, 2016 16:14 UTC CA, INC. CA · Entity 162566 GrantDeferred Stock Units · Derivative 1,738.21 $0.00 $0.00
Disclosure

SEC source: 0000356028-16-000362 · wf-form4_147561207322158.xml · derivative · entry 1

Lofgren Christopher B · CIK 0001344475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,745.887

Underlying: Common Stock, $0.10 par value · 1,738.21 shares

Expires not disclosed

F1 · security: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F2 · derivative.exercise_price: Deferred Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F1 · derivative.expiration_date: Issued under the 2012 Compensation Plan for Non-Employee Directors and to be settled by issuance of shares of Common Stock either in a lump sum or in installments following termination of service as a director.

F3 · balance_after: Includes Deferred Stock Units having similar terms issued under the Company's prior compensation plans for non-employee directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.