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SONIDA SENIOR LIVING, INC.

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Tapewire entity
4563
SEC CIK
0001043000
Parsed reports
370

Last 12 months

Inside the activity.

4 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Dec 1, 2021 21:46 UTC
Levinson Sam10% owner
PurchaseCommon Stock 3,137 $28.97 $90,878.89
Disclosure

SEC source: 0001539497-21-001967 · ownership.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 819,068

F3 · price: Reflects weighted average sale price. Actual sale prices ranged from $28.74 to $29.02. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:46 UTC
Levinson Sam10% owner
PurchaseCommon Stock 27,886 $28.40 $791,962.40
Disclosure

SEC source: 0001539497-21-001967 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 815,141

F2 · price: Reflects weighted average sale price. Actual sale prices ranged from $27.725 to $28.67. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:46 UTC
Levinson Sam10% owner
PurchaseCommon Stock 10,000 $30.17 $301,700.00
Disclosure

SEC source: 0001539497-21-001967 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 788,045

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $29.97 to $30.27. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:15 UTC
Levinson Sam10% owner
PurchaseCommon Stock 44 $30.01 $1,320.44
Disclosure

SEC source: 0001539497-21-001937 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 778,045

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $29.73 to $30.02. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 19, 2021 Filed Nov 19, 2021 21:44 UTC
Levinson Sam10% owner
PurchaseCommon Stock 2,334 $29.99 $69,996.66
Disclosure

SEC source: 0001539497-21-001899 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 778,001

F2 · price: Reflects weighted average sales price. Actual sales prices ranged from $29.78 to $30.02. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:44 UTC
Levinson Sam10% owner
PurchaseCommon Stock 30 $29.99 $899.70
Disclosure

SEC source: 0001539497-21-001899 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 775,667

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $29.905 to $30.02. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 11:07 UTC
Fryar MichaelSVP-Chief Revenue Officer
GrantCommon Stock 25,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044977 · doc4.xml · nonDerivative · entry 1

Fryar Michael · CIK 0001768962 · SVP-Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,684

F1 · shares: Represents shares of performance-based restricted stock granted on November 15, 2021 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended, that will vest upon achievement of the target performance objective.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 11:09 UTC
Falke JeremySVP-Human Resources
GrantCommon Stock 25,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044978 · doc4.xml · nonDerivative · entry 1

Falke Jeremy · CIK 0001729081 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,824

F1 · shares: Represents shares of performance-based restricted stock granted on November 15, 2021 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended, that will vest upon achievement of the target performance objective.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 11:06 UTC
Ribar BrandonEVP and COO
GrantCommon Stock 38,550 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044976 · doc4.xml · nonDerivative · entry 1

Ribar Brandon · CIK 0001786336 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,857

F1 · shares: Represents shares of performance-based restricted stock granted on November 15, 2021 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended, that will vest upon achievement of the target performance objective.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 11:06 UTC
Burnell CaroleVP-Operations
GrantCommon Stock 12,850 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044975 · doc4.xml · nonDerivative · entry 1

Burnell Carole · CIK 0001773066 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,257

F1 · shares: Represents shares of performance-based restricted stock granted on November 15, 2021 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended, that will vest upon achievement of the target performance objective.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 11:05 UTC
LODY KIMBERLYDirector · President & CEO
GrantCommon Stock 51,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044974 · doc4.xml · nonDerivative · entry 1

HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,620

F1 · shares: Represents shares of performance-based restricted stock granted on November 15, 2021 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended, that will vest upon achievement of the target performance objective.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 11:05 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
GrantCommon Stock 25,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044973 · doc4.xml · nonDerivative · entry 1

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,252

F1 · shares: Represents shares of performance-based restricted stock granted on November 15, 2021 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended, that will vest upon achievement of the target performance objective.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 21:13 UTC
Levinson Sam10% owner
PurchaseCommon Stock 330 $27.87 $9,197.10
Disclosure

SEC source: 0001539497-21-001729 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 775,637

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $27.58 to $28.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:46 UTC
DeSorcy Peter10% owner
PurchaseCommon Stock 305,055 $30.00 $9,151,650.00
Disclosure

SEC source: 0000921895-21-002535 · form411126004_11052021.xml · nonDerivative · entry 1

Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner

Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner

DeSorcy Peter · CIK 0001804470 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 582,478

F3 · kind: Represents the number of shares of Common Stock that the Reporting Persons purchased pursuant to the Issuer's rights offering.

F1 · ownership.nature: These shares are beneficially owned by Pangaea Ventures, L.P. ("Pangaea").

F2 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:13 UTC
Levinson Sam10% owner
OtherRights (right to buy) · Derivative 359,456 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001539497-21-001729 · ownership.xml · derivative · entry 3

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 395,400 shares

Expires 2021-10-27

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:13 UTC
Levinson Sam10% owner
OtherCommon Stock 395,400 $30.00 $11,862,000.00
Disclosure

SEC source: 0001539497-21-001729 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 775,307

Read SEC document
November 03, 2021 Filed Nov 5, 2021 10:22 UTC
LODY KIMBERLYDirector · President & CEO
OtherRights Offering (right to buy) · Derivative 5,269 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000899243-21-043187 · doc4.xml · derivative · entry 2

HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,796 shares

Expires 2021-10-27

Read SEC document
November 03, 2021 Filed Nov 5, 2021 10:22 UTC
LODY KIMBERLYDirector · President & CEO
OtherCommon Stock 5,796 $30.00 $173,880.00
Disclosure

SEC source: 0000899243-21-043187 · doc4.xml · nonDerivative · entry 1

HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,220

Read SEC document
November 03, 2021 Filed Nov 5, 2021 10:21 UTC
Ribar BrandonEVP and COO
OtherRights Offering (right to buy) · Derivative 500 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000899243-21-043186 · doc4.xml · derivative · entry 2

Ribar Brandon · CIK 0001786336 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550 shares

Expires 2021-10-27

Read SEC document
November 03, 2021 Filed Nov 5, 2021 10:21 UTC
Ribar BrandonEVP and COO
OtherCommon Stock 550 $30.00 $16,500.00
Disclosure

SEC source: 0000899243-21-043186 · doc4.xml · nonDerivative · entry 1

Ribar Brandon · CIK 0001786336 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,307

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:30 UTC
Levinson Sam10% owner
PurchaseCommon Stock 995 $28.00 $27,860.00
Disclosure

SEC source: 0001539497-21-001687 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 379,907

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $27.915 to $28.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 13, 2021 Filed Sep 13, 2021 21:25 UTC
Levinson Sam10% owner
PurchaseCommon Stock 5,000 $29.93 $149,650.00
Disclosure

SEC source: 0001539497-21-001344 · ownership.xml · nonDerivative · entry 4

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 378,912

F4 · price: Reflects weighted average sale price. Actual sale prices ranged from $29.395 to $30.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 21:25 UTC
Levinson Sam10% owner
PurchaseCommon Stock 5,000 $32.22 $161,100.00
Disclosure

SEC source: 0001539497-21-001344 · ownership.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 373,912

F3 · price: Reflects weighted average sale price. Actual sale prices ranged from $32.15 to $32.25. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 21:25 UTC
Levinson Sam10% owner
PurchaseCommon Stock 2,557 $31.96 $81,721.72
Disclosure

SEC source: 0001539497-21-001344 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 368,912

F2 · price: Reflects weighted average sale price. Actual sale prices ranged from $31.81 to $32.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 21:25 UTC
Levinson Sam10% owner
PurchaseCommon Stock 6,899 $32.98 $227,529.02
Disclosure

SEC source: 0001539497-21-001344 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 366,355

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $32.75 to $33.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 20:09 UTC
Levinson Sam10% owner
PurchaseCommon Stock 3,887 $35.83 $139,271.21
Disclosure

SEC source: 0001539497-21-001301 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 359,456

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $35.67 to $36.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:18 UTC
Levinson Sam10% owner
PurchaseCommon Stock 1,480 $34.36 $50,852.80
Disclosure

SEC source: 0001539497-21-001274 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 355,569

F2 · price: Reflects weighted average sale price. Actual sale prices ranged from $34.08 to $34.50. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:18 UTC
Levinson Sam10% owner
PurchaseCommon Stock 2 $33.84 $67.68
Disclosure

SEC source: 0001539497-21-001274 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 354,089

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $33.80 to $33.88. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 21:16 UTC
Levinson Sam10% owner
PurchaseCommon Stock 3,561 $34.16 $121,643.76
Disclosure

SEC source: 0001539497-21-001263 · ownership.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 354,087

F3 · price: Reflects weighted average sale price. Actual sale prices ranged from $34.02 to $34.25. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 21:16 UTC
Levinson Sam10% owner
PurchaseCommon Stock 5,138 $33.98 $174,589.24
Disclosure

SEC source: 0001539497-21-001263 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 350,526

F2 · price: Reflects weighted average sale price. Actual sale prices ranged from $33.84 to $34.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 21:16 UTC
Levinson Sam10% owner
PurchaseCommon Stock 775 $31.47 $24,389.25
Disclosure

SEC source: 0001539497-21-001263 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 345,208

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $31.44 to $31.50. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 19, 2021 Filed Aug 19, 2021 20:38 UTC
Levinson Sam10% owner
PurchaseCommon Stock 100 $32.51 $3,250.75
Disclosure

SEC source: 0001539497-21-001258 · ownership.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 344,433

Read SEC document
August 19, 2021 Filed Aug 19, 2021 20:38 UTC
Levinson Sam10% owner
PurchaseCommon Stock 1,157 $32.51 $37,608.29
Disclosure

SEC source: 0001539497-21-001258 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 344,333

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:38 UTC
Levinson Sam10% owner
PurchaseCommon Stock 336 $30.42 $10,221.12
Disclosure

SEC source: 0001539497-21-001258 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 343,176

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $30.285 to $30.50. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:09 UTC
Levinson Sam10% owner
PurchaseCommon Stock 5,610 $30.55 $171,385.50
Disclosure

SEC source: 0001539497-21-001240 · ownership.xml · nonDerivative · entry 6

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 342,840

F5 · price: Reflects weighted average sale price. Actual sale prices ranged from $30.36 to $30.65. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:09 UTC
Levinson Sam10% owner
PurchaseCommon Stock 844 $29.89 $25,227.16
Disclosure

SEC source: 0001539497-21-001240 · ownership.xml · nonDerivative · entry 5

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 337,230

F4 · price: Reflects weighted average sale price. Actual sale prices ranged from $29.795 to $30.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:09 UTC
Levinson Sam10% owner
PurchaseCommon Stock 25,798 $29.23 $754,075.54
Disclosure

SEC source: 0001539497-21-001240 · ownership.xml · nonDerivative · entry 4

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 336,386

F3 · price: Reflects weighted average sale price. Actual sale prices ranged from $29.02 to $30.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:09 UTC
Levinson Sam10% owner
PurchaseCommon Stock 480 $28.99 $13,915.20
Disclosure

SEC source: 0001539497-21-001240 · ownership.xml · nonDerivative · entry 3

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 310,588

F2 · price: Reflects weighted average sale price. Actual sale prices ranged from $28.99 to $29.00. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:09 UTC
Levinson Sam10% owner
PurchaseCommon Stock 2,372 $25.25 $59,893.00
Disclosure

SEC source: 0001539497-21-001240 · ownership.xml · nonDerivative · entry 2

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 310,108

F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $25.05 to $25.50. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:09 UTC
Levinson Sam10% owner
PurchaseCommon Stock 10 $24.74 $247.40
Disclosure

SEC source: 0001539497-21-001240 · ownership.xml · nonDerivative · entry 1

Levinson Sam · CIK 0001588901 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 307,736

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:11 UTC
DeSorcy Peter10% owner
PurchaseCommon Stock 21,691 $23.11 $501,279.01
Disclosure

SEC source: 0000921895-21-001991 · form411126004_08112021.xml · nonDerivative · entry 2

Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner

Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner

DeSorcy Peter · CIK 0001804470 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 277,423

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.80 to $24.00, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).

F3 · ownership.nature: These shares are beneficially owned by Pangaea Ventures, L.P. ("Pangaea").

F4 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein.

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August 09, 2021 Filed Aug 11, 2021 20:11 UTC
DeSorcy Peter10% owner
PurchaseCommon Stock 37,420 $26.06 $975,165.20
Disclosure

SEC source: 0000921895-21-001991 · form411126004_08112021.xml · nonDerivative · entry 1

Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner

Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner

DeSorcy Peter · CIK 0001804470 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 255,732

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.85 to $26.49, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

F3 · ownership.nature: These shares are beneficially owned by Pangaea Ventures, L.P. ("Pangaea").

F4 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein.

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May 19, 2021 Filed May 20, 2021 20:16 UTC GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020148 · doc4.xml · nonDerivative · entry 1

Brooks Philip A · CIK 0001492936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,809

F1 · shares: Shares scheduled to vest in full on May 19, 2022, which is the first anniversary of the grant date.

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May 19, 2021 Filed May 20, 2021 20:16 UTC GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020147 · doc4.xml · nonDerivative · entry 1

Plochocki Steven T · CIK 0001303546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,085

F1 · shares: Shares scheduled to vest in full on May 19, 2022, which is the first anniversary of the grant date.

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May 19, 2021 Filed May 20, 2021 20:15 UTC
REID MICHAELDirector
GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020141 · doc4.xml · nonDerivative · entry 1

REID MICHAEL · CIK 0001216200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

F1 · shares: Shares scheduled to vest in full on May 19, 2022, which is the first anniversary of the grant date.

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May 19, 2021 Filed May 20, 2021 20:15 UTC GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020139 · doc4.xml · nonDerivative · entry 1

Grier Eddie Arthur · CIK 0001576221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369

F1 · shares: Shares scheduled to vest in full on May 19, 2022, which is the first anniversary of the grant date.

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May 19, 2021 Filed May 20, 2021 20:15 UTC GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020136 · doc4.xml · nonDerivative · entry 1

Hornbake E. Rodney · CIK 0001520645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,111

F1 · shares: Shares scheduled to vest in full on May 19, 2022, which is the first anniversary of the grant date.

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May 19, 2021 Filed May 20, 2021 20:15 UTC GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020135 · doc4.xml · nonDerivative · entry 1

KRUEGER JILL M · CIK 0001285453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,134

F1 · shares: Shares scheduled to vest in full on May 19, 2022, which is the first anniversary of the grant date.

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May 19, 2021 Filed May 21, 2021 21:58 UTC
Levin Ross BDirector
GrantCommon Stock 1,422 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-018419 · form4.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

F1 · shares: Represents an award of Restricted Stock Units.

F2 · balance_after: On December 11, 2020, the Common Stock of CSU split 1-for-15, resulting in a reduction in the number of shares of Common Stock beneficially owned by the Reporting Person.

F3 · balance_after: Includes all shares of CSU Common Stock and Restricted Stock Units beneficially owned by the Reporting Person, including 19,947 Restricted Stock Units (or 1,329 Restricted Stock Units when adjusted for the reverse stock split referred to above in footnote 1) previously reported on Table II.

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April 30, 2021 Filed May 20, 2021 20:15 UTC
Burnell CaroleVP-Operations
GrantCommon Stock 398 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020146 · doc4.xml · nonDerivative · entry 1

Burnell Carole · CIK 0001773066 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407

F1 · shares: Represents shares of restricted stock granted on April 30, 2021 under the Company's 2019 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on April 30, 2022, April 30, 2023 and April 30, 2023, respectively.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.