Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SONIDA SENIOR LIVING, INC.SNDA · Entity 4563 | 10% owner | December 21, 2023 | December 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SONIDA SENIOR LIVING, INC.
Report date December 21, 2023 · Filed December 22, 2023
Jointly reported with Ortelius Advisors, L.P., Pangaea Ventures, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 679,580 |
Reported balance
After 2023-12-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-12-21 · Purchase · Acquired 268,630 · Balance 679,580 F1: Pangaea Ventures, L.P. ("Pangaea") acquired 268,630 shares from Hudson Investors, Ltd. ("Hudson"), which was previously included as a reporting person with the reporting persons named herein. Accordingly, the aggregate amount of shares beneficially owned by the reporting persons is unchanged. All of these shares are held by Pangaea. F3: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and has a controlling interest in Ortelius Advisors. Each of Ortelius Advisors and Mr. DeSorcy disclaims beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 679,580 |
Reported balance
After 2023-12-21 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-12-21 · Sale · Disposed 268,630 · Balance 679,580 F2: Hudson disposed of 268,630 shares to Pangaea. Hudson was previously included as a reporting person with the reporting persons named herein. Accordingly, the aggregate amount of shares beneficially owned by the reporting persons is unchanged. None of these shares are held by Hudson. Accordingly, Hudson and Ortelius Capital Partners, LLC, the investment manager of Hudson, have been removed as reporting persons. F3: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and has a controlling interest in Ortelius Advisors. Each of Ortelius Advisors and Mr. DeSorcy disclaims beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pangaea Ventures, L.P. ("Pangaea") acquired 268,630 shares from Hudson Investors, Ltd. ("Hudson"), which was previously included as a reporting person with the reporting persons named herein. Accordingly, the aggregate amount of shares beneficially owned by the reporting persons is unchanged. All of these shares are held by Pangaea.
F2: Hudson disposed of 268,630 shares to Pangaea. Hudson was previously included as a reporting person with the reporting persons named herein. Accordingly, the aggregate amount of shares beneficially owned by the reporting persons is unchanged. None of these shares are held by Hudson. Accordingly, Hudson and Ortelius Capital Partners, LLC, the investment manager of Hudson, have been removed as reporting persons.
F3: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and has a controlling interest in Ortelius Advisors. Each of Ortelius Advisors and Mr. DeSorcy disclaims beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TRECORA RESOURCES
Report date May 27, 2022 · Filed June 01, 2022
Jointly reported with Ortelius Advisors, L.P., Pangaea Ventures, L.P., Temnein Ventures III, L.P.
Section 16 reporting ended · disclosed 2022-06-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 200 |
Reported balance
After 2022-05-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-27 · Sale · Disposed 2,674,483 · Balance 200 F1: These shares include 2,327,824 shares disposed of by Pangaea Ventures, L.P. ("Pangaea") and 346,659 shares disposed of by Temnein Ventures III, L.P. ("Temnein"). The remaining 200 shares are held by Pangaea. F2: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include 2,327,824 shares disposed of by Pangaea Ventures, L.P. ("Pangaea") and 346,659 shares disposed of by Temnein Ventures III, L.P. ("Temnein"). The remaining 200 shares are held by Pangaea.
F2: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2023 Filed Dec 22, 2023 21:05 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | SaleCommon Stock | 268,630 | $10.00 | $2,686,300.00 |
DisclosureSEC source: 0001104659-23-128793 · tm2333632-1_4seq1.xml · nonDerivative · entry 2 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 679,580 F2 · balance_after: Hudson disposed of 268,630 shares to Pangaea. Hudson was previously included as a reporting person with the reporting persons named herein. Accordingly, the aggregate amount of shares beneficially owned by the reporting persons is unchanged. None of these shares are held by Hudson. Accordingly, Hudson and Ortelius Capital Partners, LLC, the investment manager of Hudson, have been removed as reporting persons. F3 · ownership.nature: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and has a controlling interest in Ortelius Advisors. Each of Ortelius Advisors and Mr. DeSorcy disclaims beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:05 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | PurchaseCommon Stock | 268,630 | $10.00 | $2,686,300.00 |
DisclosureSEC source: 0001104659-23-128793 · tm2333632-1_4seq1.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 679,580 F1 · balance_after: Pangaea Ventures, L.P. ("Pangaea") acquired 268,630 shares from Hudson Investors, Ltd. ("Hudson"), which was previously included as a reporting person with the reporting persons named herein. Accordingly, the aggregate amount of shares beneficially owned by the reporting persons is unchanged. All of these shares are held by Pangaea. F3 · ownership.nature: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and has a controlling interest in Ortelius Advisors. Each of Ortelius Advisors and Mr. DeSorcy disclaims beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 20:06 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | PurchaseCommon Stock | 2,802 | $10.54 | $29,533.08 |
DisclosureSEC source: 0001104659-23-040162 · tm2311115-1_4seq1.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Ortelius Capital Partners, LLC · CIK 0001769348 · 10% owner Hudson Investors, Ltd. · CIK 0001804483 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 679,580 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.85 to $10.75, inclusive. The reporting persons undertake to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). F2 · ownership.nature: These shares include 410,950 shares held by Pangaea Ventures, L.P. ("Pangaea") and 268,630 shares held by Hudson Investors, Ltd. ("Hudson"). F3 · ownership.nature: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Ortelius Capital Partners, LLC ("Ortelius Capital") is the investment manager of Hudson. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and is the Managing Member of Ortelius Capital, and Mr. DeSorcy has a controlling interest in both Ortelius Advisors and Ortelius Capital. Each of Ortelius Advisors, Ortelius Capital, and Mr. DeSorcy disclaims beneficial ownership of any of the shares of common stock owned by Pangaea and Hudson, except to the extent of their pecuniary interest therein. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 00:15 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | PurchaseCommon Stock | 5,000 | $15.48 | $77,400.00 |
DisclosureSEC source: 0001104659-23-006288 · tm234333-2_4seq1.xml · nonDerivative · entry 3 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Ortelius Capital Partners, LLC · CIK 0001769348 · 10% owner Hudson Investors, Ltd. · CIK 0001804483 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 676,778 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.46 to $15.50, inclusive. The reporting persons undertake to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (5). F3 · ownership.nature: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Ortelius Capital Partners, LLC ("Ortelius Capital") is the investment manager of Hudson. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and is the Managing Member of Ortelius Capital, and Mr. DeSorcy has a controlling interest in both Ortelius Advisors and Ortelius Capital. Each of Ortelius Advisors, Ortelius Capital, and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Hudson, except to the extent of their pecuniary interest therein. F6 · ownership.nature: These shares include 408,148 shares held by Pangaea and 268,630 shares held by Hudson. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 00:15 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | PurchaseCommon Stock | 973 | $15.25 | $14,838.25 |
DisclosureSEC source: 0001104659-23-006288 · tm234333-2_4seq1.xml · nonDerivative · entry 2 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Ortelius Capital Partners, LLC · CIK 0001769348 · 10% owner Hudson Investors, Ltd. · CIK 0001804483 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 671,778 F3 · ownership.nature: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Ortelius Capital Partners, LLC ("Ortelius Capital") is the investment manager of Hudson. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and is the Managing Member of Ortelius Capital, and Mr. DeSorcy has a controlling interest in both Ortelius Advisors and Ortelius Capital. Each of Ortelius Advisors, Ortelius Capital, and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Hudson, except to the extent of their pecuniary interest therein. F4 · ownership.nature: These shares include 408,148 shares held by Pangaea and 263,630 shares held by Hudson. Read SEC document |
| January 13, 2023 Filed Jan 25, 2023 00:15 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | OtherCommon Stock | 621 | $14.85 | $9,221.85 |
DisclosureSEC source: 0001104659-23-006288 · tm234333-2_4seq1.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Ortelius Capital Partners, LLC · CIK 0001769348 · 10% owner Hudson Investors, Ltd. · CIK 0001804483 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 670,805 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.70 to $14.85, inclusive. The reporting persons undertake to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). F2 · ownership.nature: These shares include 408,148 shares held by Pangaea Ventures, L.P. ("Pangaea") and 262,657 shares held by Hudson Investors, Ltd. ("Hudson"). F3 · ownership.nature: Ortelius Advisors, L.P. ("Ortelius Advisors") is the investment manager of Pangaea. Ortelius Capital Partners, LLC ("Ortelius Capital") is the investment manager of Hudson. Peter DeSorcy is the Managing Member of the general partner of Ortelius Advisors and is the Managing Member of Ortelius Capital, and Mr. DeSorcy has a controlling interest in both Ortelius Advisors and Ortelius Capital. Each of Ortelius Advisors, Ortelius Capital, and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Hudson, except to the extent of their pecuniary interest therein. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 17:14 UTC | TRECORA RESOURCES TREC · Entity 125810 | SaleCommon Stock | 2,674,483 | $9.72 | $25,995,974.76 |
DisclosureSEC source: 0000921895-22-001867 · form411126005_06012022.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · Former 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · Former 10% owner Temnein Ventures III, L.P. · CIK 0001863646 · Former 10% owner DeSorcy Peter · CIK 0001804470 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 200 F1 · ownership.nature: These shares include 2,327,824 shares disposed of by Pangaea Ventures, L.P. ("Pangaea") and 346,659 shares disposed of by Temnein Ventures III, L.P. ("Temnein"). The remaining 200 shares are held by Pangaea. F2 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:46 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 305,055 | $30.00 | $9,151,650.00 |
DisclosureSEC source: 0000921895-21-002535 · form411126004_11052021.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 582,478 F3 · kind: Represents the number of shares of Common Stock that the Reporting Persons purchased pursuant to the Issuer's rights offering. F1 · ownership.nature: These shares are beneficially owned by Pangaea Ventures, L.P. ("Pangaea"). F2 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 20:11 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 21,691 | $23.11 | $501,279.01 |
DisclosureSEC source: 0000921895-21-001991 · form411126004_08112021.xml · nonDerivative · entry 2 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 277,423 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.80 to $24.00, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2). F3 · ownership.nature: These shares are beneficially owned by Pangaea Ventures, L.P. ("Pangaea"). F4 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:11 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 37,420 | $26.06 | $975,165.20 |
DisclosureSEC source: 0000921895-21-001991 · form411126004_08112021.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner DeSorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 255,732 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.85 to $26.49, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). F3 · ownership.nature: These shares are beneficially owned by Pangaea Ventures, L.P. ("Pangaea"). F4 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 15:41 UTC | TRECORA RESOURCES TREC · Entity 125810 | PurchaseCommon Stock | 10,000 | $8.27 | $82,700.00 |
DisclosureSEC source: 0001104659-21-091663 · tm2122104-1_4seq1.xml · nonDerivative · entry 2 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Temnein Ventures III, L.P. · CIK 0001863646 · 10% owner Desorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,674,683 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.20 to $8.30, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4). F3 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. F5 · ownership.nature: These shares include 2,328,024 shares held by Pangaea and 346,659 shares held by Temnein. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 15:41 UTC | TRECORA RESOURCES TREC · Entity 125810 | PurchaseCommon Stock | 54,737 | $8.20 | $448,843.40 |
DisclosureSEC source: 0001104659-21-091663 · tm2122104-1_4seq1.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Temnein Ventures III, L.P. · CIK 0001863646 · 10% owner Desorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,664,683 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.06 to $8.20, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). F2 · ownership.nature: These shares include 2,328,024 shares held by Pangaea Ventures, L.P. ("Pangaea") and 336,659 shares held by Temnein Ventures III, L.P. ("Temnein"). F3 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 17:04 UTC | TRECORA RESOURCES TREC · Entity 125810 | PurchaseCommon Stock | 58,449 | $8.31 | $485,711.19 |
DisclosureSEC source: 0001104659-21-086317 · tm2120850-1_4seq1.xml · nonDerivative · entry 2 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Temnein Ventures III, L.P. · CIK 0001863646 · 10% owner Desorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,609,946 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.25 to $8.35, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4). F3 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. F5 · ownership.nature: These shares include 2,328,024 shares held by Pangaea and 281,922 shares held by Temnein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 17:04 UTC | TRECORA RESOURCES TREC · Entity 125810 | PurchaseCommon Stock | 28,076 | $8.18 | $229,661.68 |
DisclosureSEC source: 0001104659-21-086317 · tm2120850-1_4seq1.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Temnein Ventures III, L.P. · CIK 0001863646 · 10% owner Desorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,551,497 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.08 to $8.30, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). F2 · ownership.nature: These shares include 2,328,024 shares held by Pangaea Ventures, L.P. ("Pangaea") and 223,473 shares held by Temnein Ventures III, L.P. ("Temnein"). F3 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 14:04 UTC | TRECORA RESOURCES TREC · Entity 125810 | PurchaseCommon Stock | 31,529 | $8.49 | $267,681.21 |
DisclosureSEC source: 0001104659-21-079988 · tm2119460d3_4seq1.xml · nonDerivative · entry 1 Ortelius Advisors, L.P. · CIK 0001804502 · 10% owner Pangaea Ventures, L.P. · CIK 0001645708 · 10% owner Temnein Ventures III, L.P. · CIK 0001863646 · 10% owner Desorcy Peter · CIK 0001804470 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,523,421 F1 · price: The price reported in Column 4 is a weighted average price. F2 · ownership.nature: These shares include 2,328,024 shares held by Pangaea Ventures, L.P. ("Pangaea") and 195,397 shares held by Temnein Ventures III, L.P. ("Temnein"). F3 · ownership.nature: Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the Managing Member of the general partner of the Adviser, which is the Managing Member of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.