Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INVACARE HOLDINGS CorpIVCRQ · Entity 86444 | Director | November 01, 2023 | November 03, 2023 |
| SONIDA SENIOR LIVING, INC.SNDA · Entity 4563 | Director · President & CEO | April 05, 2022 | April 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INVACARE HOLDINGS Corp
Report date November 01, 2023 · Filed November 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,860 |
Reported balance
After 2023-11-01 transaction · row 1
1 source rowRow 1 · 2023-11-01 · Grant · Acquired 66,860 · Balance 66,860 F1: The restricted stock units vest in one installment on May 5, 2024, subject to the reporting person's continued service on the board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vest in one installment on May 5, 2024, subject to the reporting person's continued service on the board of directors.
SONIDA SENIOR LIVING, INC.
Report date April 05, 2022 · Filed April 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 160,456 |
Ending reported balance
After 2022-04-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-04-05 · Grant · Acquired 17,744 · Balance 133,841 F1: Represents shares of restricted stock granted on April 5, 2022 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc. (the "Plan"), which are scheduled to vest in three installments of 33%, 33% and 34% on April 5, 2023, April 5, 2024 and April 5, 2025, respectively. Row 2 · 2022-04-05 · Grant · Acquired 26,615 · Balance 160,456 F2: Represents shares of performance-based restricted stock granted on April 5, 2022 under the Plan, which vest subject to the satisfaction of certain performance conditions (but does not include additional shares of performance-based restricted stock that are subject to achievement of certain maximum performance objectives). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted stock granted on April 5, 2022 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc. (the "Plan"), which are scheduled to vest in three installments of 33%, 33% and 34% on April 5, 2023, April 5, 2024 and April 5, 2025, respectively.
F2: Represents shares of performance-based restricted stock granted on April 5, 2022 under the Plan, which vest subject to the satisfaction of certain performance conditions (but does not include additional shares of performance-based restricted stock that are subject to achievement of certain maximum performance objectives).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2023 Filed Nov 3, 2023 16:55 UTC | INVACARE HOLDINGS Corp IVCRQ · Entity 86444 | GrantCommon Stock | 66,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054356 · doc4.xml · nonDerivative · entry 1 LODY KIMBERLY · CIK 0001187068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,860 F1 · kind: The restricted stock units vest in one installment on May 5, 2024, subject to the reporting person's continued service on the board of directors. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:15 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | GrantCommon Stock | 26,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014254 · doc4.xml · nonDerivative · entry 2 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,456 F2 · shares: Represents shares of performance-based restricted stock granted on April 5, 2022 under the Plan, which vest subject to the satisfaction of certain performance conditions (but does not include additional shares of performance-based restricted stock that are subject to achievement of certain maximum performance objectives). Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:15 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | GrantCommon Stock | 17,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014254 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,841 F1 · shares: Represents shares of restricted stock granted on April 5, 2022 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc. (the "Plan"), which are scheduled to vest in three installments of 33%, 33% and 34% on April 5, 2023, April 5, 2024 and April 5, 2025, respectively. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:31 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | Tax withholdingCommon Stock | 1,457 | $33.38 | $48,634.66 |
DisclosureSEC source: 0000899243-22-012502 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,097 F1 · shares: Represents shares that were withheld upon vesting of restricted stock to satisfy tax withholding obligations. F2 · balance_after: The Form 4 filed on January 11, 2022 erroneously reported that the reporting person beneficially owned 114,237 shares following the transaction reported in such Form 4. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 02:11 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | Tax withholdingCommon Stock | 3,468 | $27.18 | $94,260.24 |
DisclosureSEC source: 0000899243-22-001652 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,237 F1 · shares: Represents shares that were withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| January 03, 2022 Filed Jan 3, 2022 21:45 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | GrantCommon Stock | 30,039 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000136 · doc4.xml · nonDerivative · entry 2 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,620 F3 · kind: As disclosed in the Form 8-K, 30,039 shares of performance-based restricted stock were granted to the Reporting Person on January 3, 2022. F2 · shares: Represents shares of performance-based restricted stock under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:45 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | Disposition to issuerCommon Stock | 30,039 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000136 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,581 F1 · kind: As disclosed in the Issuer's Form 8-K filed on January 3, 2022 (the "Form 8-K"), 30,039 of the 51,400 shares of performance-based restricted stock previously granted to the Reporting Person on November 15, 2021 were rescinded on December 31, 2021. F2 · shares: Represents shares of performance-based restricted stock under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 11:05 UTC | SONIDA SENIOR LIVING, INC. SNDA · Entity 4563 | GrantCommon Stock | 51,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044974 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,620 F1 · shares: Represents shares of performance-based restricted stock granted on November 15, 2021 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc., as amended, that will vest upon achievement of the target performance objective. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 10:22 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherRights Offering (right to buy) · Derivative | 5,269 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043187 · doc4.xml · derivative · entry 2 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,796 shares Expires 2021-10-27 Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 10:22 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherCommon Stock | 5,796 | $30.00 | $173,880.00 |
DisclosureSEC source: 0000899243-21-043187 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,220 Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:15 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | GrantCommon Stock | 27,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013677 · doc4.xml · nonDerivative · entry 2 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,424 F2 · shares: Represents shares of performance-based restricted stock granted on March 24, 2021 under the Plan, which vest subject to the satisfaction of certain performance conditions for the years ending December 31, 2021, December 31, 2022 and December 31, 2023 (but does not include additional shares of performance-based restricted stock that are subject to achievement of certain maximum performance objectives). Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:15 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | GrantCommon Stock | 18,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013677 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,241 F1 · shares: Represents shares of restricted stock granted on March 24, 2021 under the 2019 Omnibus Stock and Incentive Plan for Capital Senior Living Corporation (the "Plan"), which are scheduled to vest in three installments of 33%, 33% and 34% on March 24, 2022, March 24, 2023 and March 24, 2024, respectively. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:15 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Disposition to issuerCommon Stock | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-008010 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,119 F1 · shares: The number of shares reported in Table I has been adjusted to reflect the 1-for-15 reverse stock split of the common stock, par value $0.01 per share, of Capital Senior Living Corporation that became effective on December 11, 2020. F2 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of January 7, 2019, but were subsequently forfeited due to the Company not achieving a maximum performance target with respect to such shares for fiscal 2020. F3 · balance_after: Does not include additional shares of performance-based restricted stock that are subject to achievement of certain maximum performance objectives. Read SEC document |
| April 24, 2020 Filed Apr 24, 2020 21:41 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Disposition to issuerCommon Stock | 36,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011311 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,864 F1 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of January 7, 2019, but were subsequently forfeited due to the Company not achieving the performance target with respect to such shares. F2 · balance_after: Includes 331,289 shares of performance-based restricted stock, of which 206,135 are subject to achievement of the maximum performance objective. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 21:12 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 10,000 | $0.59 | $5,912.00 |
DisclosureSEC source: 0000899243-20-010433 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,673 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.57 to $0.60, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:15 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 10,000 | $3.95 | $39,541.00 |
DisclosureSEC source: 0000899243-19-007036 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,673 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.8701 to $4.0501, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 14:29 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 147,239 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0000899243-19-000812 · doc4.xml · derivative · entry 3 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,239 Underlying: Common Stock · 147,239 shares Expires 2029-01-07 F3 · derivative.exercise_date: The option is scheduled to vest in three installments of 33%, 33% and 34% on January 7, 2020, January 7, 2021 and January 7, 2022, respectively. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 14:29 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | GrantCommon Stock | 368,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-000812 · doc4.xml · nonDerivative · entry 2 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,673 F2 · shares: Represents shares of performance-based restricted stock, consisting of 147,239 shares that will vest upon achievement of the target performance objective and an additional 220,859 shares that are issuable upon achievement of the maximum performance objective. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 14:29 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | GrantCommon Stock | 73,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-000812 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,575 F1 · shares: Represents shares of restricted stock granted on January 7, 2019 which are scheduled to vest in three installments of 33%, 33% and 34% on January 7, 2020, January 7, 2021 and January 7, 2022, respectively. Read SEC document |
| May 10, 2018 Filed May 11, 2018 15:03 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | GrantCommon Stock | 11,226 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012490 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,955 F1 · shares: Shares scheduled to vest in full on May 10, 2019, which is the first anniversary of the grant date. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:09 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | GrantCommon Stock | 8,929 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013687 · doc4.xml · nonDerivative · entry 1 HERMAN KIMBERLY · CIK 0001187068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,729 F1 · shares: Shares scheduled to vest in full on May 16, 2018, which is the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.