Last 12 months
Inside the activity.
3 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2017 Filed Apr 21, 2017 21:55 UTC Amendment |
Pawlenty TimothyDirector
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010745 · doc4a.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,705 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 24, 2017 17:57 UTC Amendment |
SPEAKER ANDREW RSEE REMARKS
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010807 · doc4a.xml · nonDerivative · entry 1 SPEAKER ANDREW R · CIK 0001241268 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,305 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:10 UTC |
NEUMANN SUSAN ESEE REMARKS
|
SaleCOMMON STOCK | 482 | $17.50 | $8,435.00 |
DisclosureSEC source: 0001209191-17-012343 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,772 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:15 UTC |
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
|
SaleCOMMON STOCK | 261,317 | $17.50 | $4,573,047.50 |
DisclosureSEC source: 0001209191-17-012346 · doc4.xml · nonDerivative · entry 1 YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 5,842,700 F1 · ownership.nature: This Form 4 is filed jointly by Charles Edwin Young and Keystone Cranberry, LLC ("Keystone") to report the sale of Common Stock to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Mr. Young holds 83% of the membership interests in Keystone, is the sole managing member and has sole voting and investment power over the shares held by Keystone. Mr. Young disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:59 UTC |
KISZKA ROBERTExecutive VP of Operations
|
SaleCOMMON STOCK | 20,069 | $17.50 | $351,207.50 |
DisclosureSEC source: 0001209191-17-012331 · doc4.xml · nonDerivative · entry 1 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 448,738 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. F2 · ownership.nature: Held by a limited liability company ("LLC") of which the Reporting Person serves as the sole member with sole voting and investment control over the securities held thereby. The Reporting Person disclaims beneficial ownership of the securities held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:07 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
SaleCOMMON STOCK | 949 | $17.50 | $16,607.50 |
DisclosureSEC source: 0001209191-17-012339 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,603 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. F2 · balance_after: The direct holdings of 81,522 reflected on the Form 4 filed on February 9, 2017 was inaccurate as it should have stated 81,552 shares owned following the public offering by the Issuer. This Form 4 reflects the correct total holdings following such sale reported on February 9, 2017 and the exercise of the underwriters' overallotment option reported herein. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:13 UTC |
WHELAN RONALD PSEE REMARKS
|
SaleCOMMON STOCK | 518 | $17.50 | $9,065.00 |
DisclosureSEC source: 0001209191-17-012345 · doc4.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,078 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:57 UTC |
Beckelman Lee EChief Financial Officer
|
SaleCOMMON STOCK | 1,581 | $17.50 | $27,667.50 |
DisclosureSEC source: 0001209191-17-012330 · doc4.xml · nonDerivative · entry 1 Beckelman Lee E · CIK 0001315758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,050 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:03 UTC |
SPEAKER ANDREW RSEE REMARKS
|
SaleCOMMON STOCK | 51,359 | $17.50 | $898,782.50 |
DisclosureSEC source: 0001209191-17-012336 · doc4.xml · nonDerivative · entry 1 SPEAKER ANDREW R · CIK 0001241268 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148,308 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:05 UTC |
Spurlin SharonDirector
|
SaleCOMMON STOCK | 373 | $17.50 | $6,527.50 |
DisclosureSEC source: 0001209191-17-012338 · doc4.xml · nonDerivative · entry 1 Spurlin Sharon · CIK 0001545197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,334 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. F2 · balance_after: The direct holdings of 8,707 reflected on the Form 4 filed on February 9, 2017 was inaccurate as it did not include 11,000 shares of restricted stock held by the reporting person that vested on February 4, 2017. This Form 4 reflects the correct total holdings following such vesting and the exercise of the underwriters' overallotment option reported herein. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:01 UTC |
Pawlenty TimothyDirector
|
SaleCOMMON STOCK | 2,062 | $17.50 | $36,085.00 |
DisclosureSEC source: 0001209191-17-012334 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,708 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. Read SEC document |
| February 15, 2017 Filed Apr 3, 2017 20:43 UTC |
Clearlake Capital Partners, LLCDirector · 10% owner
Clearlake Capital Partners II GP, L.P.Director · 10% owner
CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P.Director · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 483,531 | $16.58 | $8,016,943.98 |
DisclosureSEC source: 0000899243-17-009157 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,811,097 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") upon the exercise of the underwriters' exercise of their overallotment option in connection with an underwritten offering of Smart Sand, Inc. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.92. F3 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 15, 2017 Filed Apr 3, 2017 20:44 UTC |
Feliciano Jose EnriqueDirector · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 483,531 | $16.58 | $8,016,943.98 |
DisclosureSEC source: 0000899243-17-009158 · doc4.xml · nonDerivative · entry 1 Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,811,097 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") upon the exercise of the underwriters' exercise of their overallotment option in connection with an underwritten offering of Smart Sand, Inc. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.92. F3 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:16 UTC |
Clearlake Capital Partners, LLC10% owner
CCG Operations, LLC10% owner
Eghbali Behdad10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,410,883 | $16.58 | $39,972,440.14 |
DisclosureSEC source: 0000899243-17-003162 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Eghbali Behdad · CIK 0001409564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,294,628 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") in an underwritten offering. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.92. F3 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:15 UTC |
Feliciano Jose EnriqueDirector · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,410,883 | $16.58 | $39,972,440.14 |
DisclosureSEC source: 0000899243-17-003161 · doc4.xml · nonDerivative · entry 1 Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,294,628 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") in an underwritten offering. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.92. F3 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:02 UTC |
NEUMANN SUSAN ESEE REMARKS
|
SaleCOMMON STOCK | 2,402 | $17.50 | $42,035.00 |
DisclosureSEC source: 0001209191-17-009259 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,254 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:07 UTC |
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
|
SaleCOMMON STOCK | 1,302,927 | $17.50 | $22,801,222.50 |
DisclosureSEC source: 0001209191-17-009261 · doc4.xml · nonDerivative · entry 1 YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 6,104,017 F1 · ownership.nature: This Form 4 is filed jointly by Charles Edwin Young and Keystone Cranberry, LLC ("Keystone") to report the sale of Common Stock to underwriters pursuant to a public offering by the Issuer. Mr. Young holds 83% of the membership interests in Keystone, is the sole managing member and has sole voting and investment power over the shares held by Keystone. Mr. Young disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:00 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
SaleCOMMON STOCK | 4,728 | $17.50 | $82,740.00 |
DisclosureSEC source: 0001209191-17-009258 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,522 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:54 UTC |
KISZKA ROBERTExecutive VP of Operations
|
SaleCOMMON STOCK | 100,069 | $17.50 | $1,751,207.50 |
DisclosureSEC source: 0001209191-17-009248 · doc4.xml · nonDerivative · entry 1 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 468,807 F1 · ownership.nature: Held by a limited liability company ("LLC") of which the Reporting Person serves as the sole member with sole voting and investment control over the securities held thereby. The Reporting Person disclaims beneficial ownership of the securities held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:04 UTC |
WHELAN RONALD PSEE REMARKS
|
SaleCOMMON STOCK | 2,581 | $17.50 | $45,167.50 |
DisclosureSEC source: 0001209191-17-009260 · doc4.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,596 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:52 UTC |
Beckelman Lee EChief Financial Officer
|
SaleCOMMON STOCK | 7,882 | $17.50 | $137,935.00 |
DisclosureSEC source: 0001209191-17-009244 · doc4.xml · nonDerivative · entry 1 Beckelman Lee E · CIK 0001315758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,631 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:58 UTC |
SPEAKER ANDREW RSEE REMARKS
|
SaleCOMMON STOCK | 256,074 | $17.50 | $4,481,295.00 |
DisclosureSEC source: 0001209191-17-009256 · doc4.xml · nonDerivative · entry 1 SPEAKER ANDREW R · CIK 0001241268 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,667 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:59 UTC |
Spurlin SharonDirector
|
SaleCOMMON STOCK | 1,858 | $17.50 | $32,515.00 |
DisclosureSEC source: 0001209191-17-009257 · doc4.xml · nonDerivative · entry 1 Spurlin Sharon · CIK 0001545197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,707 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:56 UTC |
Pawlenty TimothyDirector
|
SaleCOMMON STOCK | 10,285 | $17.50 | $179,987.50 |
DisclosureSEC source: 0001209191-17-009253 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,770 Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 22:00 UTC |
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
|
OtherCOMMON STOCK WARRANT (RIGHT TO BUY) · Derivative | 2,600,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154196 · doc4.xml · derivative · entry 2 YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 0 Underlying: COMMON STOCK · 2,600,000 shares Expires 2019-09-13 F2 · derivative.exercise_date: The warrant is exercisable on or after the date immediately following the 20th consecutive trading day on which the Issuer's common stock is actively traded on a national securities exchange and the aggregate market value of the common stock is at least $300 million for each of the 20 trading days. F1 · ownership.nature: Mr. Young holds 83% of the membership interests in Keystone Cranberry, LLC ("Keystone"), is the sole managing member and has sole voting and investment power over the shares held by Keystone. Mr. Young disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 22:00 UTC |
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
|
OtherCOMMON STOCK | 2,600,000 | $0.00 | $11,700.00 |
DisclosureSEC source: 0001209191-16-154196 · doc4.xml · nonDerivative · entry 1 YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 7,406,944 F1 · ownership.nature: Mr. Young holds 83% of the membership interests in Keystone Cranberry, LLC ("Keystone"), is the sole managing member and has sole voting and investment power over the shares held by Keystone. Mr. Young disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 07, 2016 Filed Dec 7, 2016 22:42 UTC |
KISZKA ROBERTExecutive VP of Operations
|
OtherCOMMON STOCK WARRANT (RIGHT TO BUY) · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153968 · doc4.xml · derivative · entry 3 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 0 Underlying: COMMON STOCK · 200,000 shares Expires 2019-09-13 F2 · derivative.exercise_date: The warrant is exercisable on or after the date immediately following the 20th consecutive trading day on which the Issuer's common stock is actively traded on a national securities exchange and the aggregate market value of the common stock is at least $300 million for each of the 20 trading days. F1 · ownership.nature: Held by a limited liability company ("LLC") of which the Reporting Person serves as the sole member with sole voting and investment control over the securities held thereby. The Reporting Person disclaims beneficial ownership of the securities held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 7, 2016 22:42 UTC |
KISZKA ROBERTExecutive VP of Operations
|
OtherCOMMON STOCK | 200,000 | $0.00 | $900.00 |
DisclosureSEC source: 0001209191-16-153968 · doc4.xml · nonDerivative · entry 1 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 568,876 F1 · ownership.nature: Held by a limited liability company ("LLC") of which the Reporting Person serves as the sole member with sole voting and investment control over the securities held thereby. The Reporting Person disclaims beneficial ownership of the securities held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 22:39 UTC |
SPEAKER ANDREW RSEE REMARKS
|
OtherCOMMON STOCK WARRANT (RIGHT TO BUY) · Derivative | 599,999 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153965 · doc4.xml · derivative · entry 2 SPEAKER ANDREW R · CIK 0001241268 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 599,999 shares Expires 2019-09-13 F1 · derivative.exercise_date: The warrant is exercisable on or after the date immediately following the 20th consecutive trading day on which the Issuer's common stock is actively traded on a national securities exchange and the aggregate market value of the common stock is at least $300 million for each of the 20 trading days. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 22:39 UTC |
SPEAKER ANDREW RSEE REMARKS
|
OtherCOMMON STOCK | 599,999 | $0.00 | $2,700.00 |
DisclosureSEC source: 0001209191-16-153965 · doc4.xml · nonDerivative · entry 1 SPEAKER ANDREW R · CIK 0001241268 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455,741 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 18:52 UTC |
NEUMANN SUSAN ESEE REMARKS
|
Tax withholdingCOMMON STOCK | 1,203 | $13.46 | $16,192.38 |
DisclosureSEC source: 0001209191-16-153749 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,657 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. F2 · balance_after: The direct holdings of 10,460 reflected on the Form 4 filed November 30, 2016 was inaccurate as it did not include the restricted stock. This Form 4 reflects the correct total holdings. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 23:49 UTC |
KISZKA ROBERTExecutive VP of Operations
|
Tax withholdingCOMMON STOCK | 4,273 | $13.46 | $57,514.58 |
DisclosureSEC source: 0001209191-16-153748 · doc4.xml · nonDerivative · entry 1 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,211 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. F2 · balance_after: The direct holdings of 22,484 reflected on the Form 4 filed November 30, 2016 was inaccurate as it did not include the restricted stock. This Form 4 reflects the correct total holdings. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 23:54 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
Tax withholdingCOMMON STOCK | 5,777 | $13.46 | $77,758.42 |
DisclosureSEC source: 0001209191-16-153750 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,280 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. F2 · balance_after: The direct holdings of 19,457 reflected on the Form 4 filed November 30, 2016 was inaccurate as it did not include the restricted stock. This Form 4 reflects the correct total holdings. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 23:56 UTC |
WHELAN RONALD PSEE REMARKS
|
Tax withholdingCOMMON STOCK | 3,630 | $13.46 | $48,859.80 |
DisclosureSEC source: 0001209191-16-153751 · doc4.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,178 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. F2 · balance_after: The direct holdings of 10,608 reflected on the Form 4 filed November 30, 2016 was inaccurate as it did not include the restricted stock. This Form 4 reflects the correct total holdings. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 23:46 UTC |
Beckelman Lee EChief Financial Officer
|
Tax withholdingCOMMON STOCK | 5,363 | $13.46 | $72,185.98 |
DisclosureSEC source: 0001209191-16-153747 · doc4.xml · nonDerivative · entry 1 Beckelman Lee E · CIK 0001315758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,513 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. F2 · balance_after: The direct holdings of 36,976 reflected on the Form 4 filed November 30, 2016 was inaccurate as it did not include the restricted stock. This Form 4 reflects the correct total holdings. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 16:43 UTC |
Clearlake Capital Partners, LLC10% owner
CCG Operations, LLC10% owner
Eghbali Behdad10% owner
|
SaleCommon Stock, par value $0.001 per share | 564,696 | $10.34 | $5,838,956.64 |
DisclosureSEC source: 0000899243-16-034494 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Eghbali Behdad · CIK 0001409564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,705,511 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") upon the underwriters' exercise of their overallotment option in connection with the initial public offering of Smart Sand, Inc. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.66. F3 · balance_after: Prior to the closing of the initial public offering of Smart Sand, Inc. on November 9, 2016, its common stock split 2,200-for-1, resulting in the reporting persons' ownership of 14,263,720.452 additional shares of common stock prior to the sale described in Footnote (1). F4 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F5 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 16:39 UTC |
Feliciano Jose EnriqueDirector · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 564,696 | $10.34 | $5,838,956.64 |
DisclosureSEC source: 0000899243-16-034492 · doc4.xml · nonDerivative · entry 1 Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,705,511 F1 · shares: Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") upon the underwriters' exercise of their overallotment option in connection with the initial public offering of Smart Sand, Inc. F2 · price: Represents the offering price per share to the public, net of the underwriters' discount of $0.66. F3 · balance_after: Prior to the closing of the initial public offering of Smart Sand, Inc. on November 9, 2016, its common stock split 2,200-for-1, resulting in the reporting persons' ownership of 14,263,720.452 additional shares of common stock prior to the sale described in Footnote (1). F4 · ownership.nature: The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F5 · ownership.nature: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 16:39 UTC |
NEUMANN SUSAN ESEE REMARKS
|
SaleCOMMON STOCK | 431 | $11.00 | $4,741.00 |
DisclosureSEC source: 0001209191-16-152479 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,460 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:44 UTC |
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
|
SaleCOMMON STOCK | 198,056 | $11.00 | $2,178,616.00 |
DisclosureSEC source: 0001209191-16-152486 · doc4.xml · nonDerivative · entry 1 YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 4,806,944 F1 · kind: This Form 4 is filed jointly by Charles Edwin Young and Keystone Cranberry, LLC ("Keystone") to report the sale of Common Stock to underwriters upon the exercise of the underwriters' overallotment from the Issuer's initial public offering. F1 · shares: This Form 4 is filed jointly by Charles Edwin Young and Keystone Cranberry, LLC ("Keystone") to report the sale of Common Stock to underwriters upon the exercise of the underwriters' overallotment from the Issuer's initial public offering. F2 · ownership.nature: Mr. Young holds 83% of the membership interests in Keystone, is the sole managing member and has sole voting and investment power over the shares held by Keystone. Mr. Young disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:21 UTC |
KISZKA ROBERTExecutive VP of Operations
|
SaleCOMMON STOCK | 16,124 | $11.00 | $177,364.00 |
DisclosureSEC source: 0001209191-16-152463 · doc4.xml · nonDerivative · entry 1 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 368,876 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F2 · ownership.nature: Held by a limited liability company ("LLC") of which the Reporting Person serves as the sole member with sole voting and investment control over the securities held thereby. The Reporting Person disclaims beneficial ownership of the securities held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:35 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
SaleCOMMON STOCK | 802 | $11.00 | $8,822.00 |
DisclosureSEC source: 0001209191-16-152477 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,457 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:41 UTC |
WHELAN RONALD PSEE REMARKS
|
SaleCOMMON STOCK | 437 | $11.00 | $4,807.00 |
DisclosureSEC source: 0001209191-16-152483 · doc4.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,608 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:18 UTC |
Beckelman Lee EChief Financial Officer
|
SaleCOMMON STOCK | 1,524 | $11.00 | $16,764.00 |
DisclosureSEC source: 0001209191-16-152462 · doc4.xml · nonDerivative · entry 1 Beckelman Lee E · CIK 0001315758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,976 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:25 UTC |
SPEAKER ANDREW RSEE REMARKS
|
SaleCOMMON STOCK | 35,258 | $11.00 | $387,838.00 |
DisclosureSEC source: 0001209191-16-152467 · doc4.xml · nonDerivative · entry 1 SPEAKER ANDREW R · CIK 0001241268 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,742 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 22:07 UTC |
Spurlin SharonDirector
|
SaleCOMMON STOCK | 435 | $11.00 | $4,785.00 |
DisclosureSEC source: 0001209191-16-152505 · doc4.xml · nonDerivative · entry 1 Spurlin Sharon · CIK 0001545197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,565 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:23 UTC |
Pawlenty TimothyDirector
|
SaleCOMMON STOCK | 2,406 | $11.00 | $26,466.00 |
DisclosureSEC source: 0001209191-16-152464 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,387 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 16:46 UTC |
Clearlake Capital Partners, LLC10% owner
CCG Operations, LLC10% owner
Eghbali Behdad10% owner
|
OtherRedeemable Series A Preferred Stock | 39,632 | $1,000.00 | $39,632,000.00 |
DisclosureSEC source: 0000899243-16-033185 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · 10% owner CCG Operations, LLC · CIK 0001409590 · 10% owner Eghbali Behdad · CIK 0001409564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: The Redeemable Series A Preferred Stock was redeemed, in accordance with its terms, by Smart Sand, Inc. immediately upon the closing of its initial public offering at the original issuance price of $1,000 per share plus unpaid accrued dividends resulting in aggregate proceeds of $40,259, 506.67. F1 · price: The Redeemable Series A Preferred Stock was redeemed, in accordance with its terms, by Smart Sand, Inc. immediately upon the closing of its initial public offering at the original issuance price of $1,000 per share plus unpaid accrued dividends resulting in aggregate proceeds of $40,259, 506.67. F2 · ownership.nature: The shares were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"). CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP could have been deemed to share beneficial ownership of the reported shares. F3 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 16:43 UTC |
Feliciano Jose EnriqueDirector · 10% owner
|
OtherRedeemable Series A Preferred Stock | 39,632 | $1,000.00 | $39,632,000.00 |
DisclosureSEC source: 0000899243-16-033182 · doc4.xml · nonDerivative · entry 1 Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: The Redeemable Series A Preferred Stock was redeemed, in accordance with its terms, by Smart Sand, Inc. immediately upon the closing of its initial public offering at the original issuance price of $1,000 per share plus unpaid accrued dividends resulting in aggregate proceeds of $40,259,506.67. F1 · price: The Redeemable Series A Preferred Stock was redeemed, in accordance with its terms, by Smart Sand, Inc. immediately upon the closing of its initial public offering at the original issuance price of $1,000 per share plus unpaid accrued dividends resulting in aggregate proceeds of $40,259,506.67. F2 · ownership.nature: The shares were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"). CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP could have been deemed to share beneficial ownership of the reported shares. F3 · ownership.nature: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 30, 2014 Filed Apr 3, 2017 20:36 UTC |
Pawlenty TimothyDirector
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024189 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,705 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.