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OTC · USD

SNBRQ

Sleep Number Corp

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Tapewire entity
9709
SEC CIK
0000827187
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2017 Filed Mar 30, 2017 20:09 UTC Tax withholdingCommon Stock 4,027 $24.13 $97,171.51
Disclosure

SEC source: 0001127602-17-013275 · form4.xml · nonDerivative · entry 4

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,050

F1 · shares: These shares were withheld from the vesting of a performance restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:09 UTC Exercise / conversionCommon Stock 11,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013275 · form4.xml · nonDerivative · entry 3

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:09 UTC Tax withholdingCommon Stock 2,693 $24.13 $64,982.09
Disclosure

SEC source: 0001127602-17-013275 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,237

F1 · shares: These shares were withheld from the vesting of a performance restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:09 UTC GrantCommon Stock 8,114 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013275 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,930

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:08 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionRestricted Stock Unit (Performance-based) · Derivative 16,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013274 · form4.xml · derivative · entry 5

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,920 shares

Expires 2017-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:08 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Tax withholdingCommon Stock 5,686 $24.13 $137,203.18
Disclosure

SEC source: 0001127602-17-013274 · form4.xml · nonDerivative · entry 4

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,946

F1 · shares: These shares were withheld from the vesting of a performance restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:08 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionCommon Stock 16,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013274 · form4.xml · nonDerivative · entry 3

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:08 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Tax withholdingCommon Stock 4,526 $24.13 $109,212.38
Disclosure

SEC source: 0001127602-17-013274 · form4.xml · nonDerivative · entry 2

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,712

F1 · shares: These shares were withheld from the vesting of a performance restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:08 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
GrantCommon Stock 13,528 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013274 · form4.xml · nonDerivative · entry 1

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,238

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:07 UTC Tax withholdingCommon Stock 3,032 $24.13 $73,162.16
Disclosure

SEC source: 0001127602-17-013273 · form4.xml · nonDerivative · entry 2

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,908

F1 · shares: These shares were withheld from the vesting of a performance restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:07 UTC GrantCommon Stock 9,019 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013273 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,940

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionRestricted Stock Unit (Performance-based) · Derivative 37,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · derivative · entry 10

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,225 shares

Expires 2017-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 24,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · nonDerivative · entry 8

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 138,900

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 24,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · nonDerivative · entry 7

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
Tax withholdingCommon Stock 12,508 $24.13 $301,818.04
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · nonDerivative · entry 6

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717

F1 · shares: These shares were withheld from the vesting of a performance restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionCommon Stock 37,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · nonDerivative · entry 5

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 20,672 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 114,183

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 20,672 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
Tax withholdingCommon Stock 19,006 $24.13 $458,614.78
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,672

F1 · shares: These shares were withheld from the vesting of a performance restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GrantCommon Stock 39,678 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013272 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,678

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:04 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
Exercise / conversionRestricted Stock Unit (Performance-based) · Derivative 16,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013271 · form4.xml · derivative · entry 5

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,920 shares

Expires 2017-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:04 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
Tax withholdingCommon Stock 5,686 $24.13 $137,203.18
Disclosure

SEC source: 0001127602-17-013271 · form4.xml · nonDerivative · entry 4

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,884

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:04 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
Exercise / conversionCommon Stock 16,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013271 · form4.xml · nonDerivative · entry 3

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:04 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
Tax withholdingCommon Stock 4,523 $24.13 $109,139.99
Disclosure

SEC source: 0001127602-17-013271 · form4.xml · nonDerivative · entry 2

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,650

F1 · shares: These shares were withheld from the vesting of a restricted performance stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:04 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
GrantCommon Stock 13,528 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013271 · form4.xml · nonDerivative · entry 1

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,173

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:03 UTC
KIMBALL MARK ASVP Chief Legal & Risk Officer
Exercise / conversionRestricted Stock Unit (Performance-based) · Derivative 11,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013269 · form4.xml · derivative · entry 6

KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,840 shares

Expires 2017-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:03 UTC
KIMBALL MARK ASVP Chief Legal & Risk Officer
Tax withholdingCommon Stock 3,957 $24.13 $95,482.41
Disclosure

SEC source: 0001127602-17-013269 · form4.xml · nonDerivative · entry 4

KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,686

F1 · shares: These shares were withheld from the vesting of a restricted performance stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:03 UTC
KIMBALL MARK ASVP Chief Legal & Risk Officer
Exercise / conversionCommon Stock 11,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013269 · form4.xml · nonDerivative · entry 3

KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:03 UTC
KIMBALL MARK ASVP Chief Legal & Risk Officer
Tax withholdingCommon Stock 2,727 $24.13 $65,802.51
Disclosure

SEC source: 0001127602-17-013269 · form4.xml · nonDerivative · entry 2

KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,803

F1 · shares: These shares were withheld from the vesting of a restricted performance stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:03 UTC
KIMBALL MARK ASVP Chief Legal & Risk Officer
GrantCommon Stock 8,114 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013269 · form4.xml · nonDerivative · entry 1

KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,530

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:02 UTC
Barra MelissaSVP, Chief Strategy & CRO
Exercise / conversionRestricted Stock Unit (Performance-based) · Derivative 11,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013268 · form4.xml · derivative · entry 3

Barra Melissa · CIK 0001630667 · SVP, Chief Strategy & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,505 shares

Expires 2017-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:02 UTC
Barra MelissaSVP, Chief Strategy & CRO
Exercise / conversionCommon Stock 11,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013268 · form4.xml · nonDerivative · entry 2

Barra Melissa · CIK 0001630667 · SVP, Chief Strategy & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days.

F1 · balance_after: Includes 2,780 restricted stock units that will vest over time.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 20:02 UTC
Barra MelissaSVP, Chief Strategy & CRO
GrantCommon Stock 7,031 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013268 · form4.xml · nonDerivative · entry 1

Barra Melissa · CIK 0001630667 · SVP, Chief Strategy & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,095

F1 · balance_after: Includes 2,780 restricted stock units that will vest over time.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:10 UTC
KIMBALL MARK ASVP Chief Legal & Risk Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 7,325 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012808 · form4.xml · derivative · entry 3

KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock · 7,325 shares

Expires 2027-03-21

F1 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:12 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 7,325 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012814 · form4.xml · derivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock · 7,325 shares

Expires 2027-03-21

F1 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:11 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 14,650 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012811 · form4.xml · derivative · entry 2

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,650

Underlying: Common Stock · 14,650 shares

Expires 2027-03-21

F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:09 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 11,600 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012804 · form4.xml · derivative · entry 2

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Common Stock · 11,600 shares

Expires 2027-03-21

F1 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:07 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 11,600 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012801 · form4.xml · derivative · entry 3

Callen David R · CIK 0001418784 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Common Stock · 11,600 shares

Expires 2027-03-21

F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:06 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 7,935 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012797 · form4.xml · derivative · entry 3

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,935

Underlying: Common Stock · 7,935 shares

Expires 2027-03-21

F1 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:05 UTC
Dirks Patricia AnnSVP & Chief H.C. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 7,935 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012795 · form4.xml · derivative · entry 3

Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.C. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,935

Underlying: Common Stock · 7,935 shares

Expires 2027-03-21

F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

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March 21, 2017 Filed Mar 23, 2017 20:04 UTC
Ibach Shelly RadueDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 53,720 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012792 · form4.xml · derivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,720

Underlying: Common Stock · 53,720 shares

Expires 2027-03-21

F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

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March 21, 2017 Filed Mar 23, 2017 20:02 UTC
Krishna SureshSVP Chief Ops SC Lean Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 11,600 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012789 · form4.xml · derivative · entry 2

Krishna Suresh · CIK 0001488151 · SVP Chief Ops SC Lean Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Common Stock · 11,600 shares

Expires 2027-03-21

F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

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March 21, 2017 Filed Mar 23, 2017 20:01 UTC
Barra MelissaSVP, Chief Strategy & CRO
GrantEmployee Stock Option (Right to Buy) · Derivative 7,935 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-17-012787 · form4.xml · derivative · entry 2

Barra Melissa · CIK 0001630667 · SVP, Chief Strategy & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,935

Underlying: Common Stock · 7,935 shares

Expires 2027-03-21

F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

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March 21, 2017 Filed Sep 19, 2019 20:01 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 2,200 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · derivative · entry 23

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires 2027-03-21

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March 02, 2017 Filed Mar 3, 2017 21:02 UTC GrantPhantom Stock · Derivative 783.21 $23.94 $18,750.05
Disclosure

SEC source: 0001127602-17-010096 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,441.84

Underlying: Common Stock · 783.21 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

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February 22, 2017 Filed Feb 28, 2017 21:02 UTC
Ibach Shelly RadueDirector · President and CEO
OtherCommon Stock 6,898.3297 $23.35 $161,096.00
Disclosure

SEC source: 0001127602-17-008890 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k)

Disclosed balance after: 15,789.5399

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February 21, 2017 Filed Feb 21, 2017 21:04 UTC PurchaseCommon Stock 1,000 $23.03 $23,025.50
Disclosure

SEC source: 0001127602-17-007367 · form4.xml · nonDerivative · entry 1

Callen David R · CIK 0001418784 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 4,500

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February 21, 2017 Filed Feb 22, 2017 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,700 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0001127602-17-007677 · form4.xml · derivative · entry 6

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,700 shares

Expires 2017-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became fully exercisable on 4/2/11.

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February 21, 2017 Filed Feb 22, 2017 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007677 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 93,511

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February 21, 2017 Filed Feb 22, 2017 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 5,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007677 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The reporting person transferred these shares as a gift to her family trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.