Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sleep Number CorpSNBR · Entity 9709 | SVP & Chief H.R. Officer | April 15, 2020 | April 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sleep Number Corp
Report date April 15, 2020 · Filed April 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,071 |
Reported balance
After 2020-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-15 · Grant · Acquired 6,535 · Balance 27,071 F1: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020. F2: Includes 6,535 shares pursuant to a restricted stock unit award. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 2,665.6514 |
Reported balance
Holding disclosure · report date 2020-04-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,665.6514 |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.
F2: Includes 6,535 shares pursuant to a restricted stock unit award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2020 Filed Apr 17, 2020 20:02 UTC | Sleep Number Corp SNBR · Entity 9709 | GrantCommon Stock | 6,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014030 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,071 F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020. F2 · balance_after: Includes 6,535 shares pursuant to a restricted stock unit award. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 20:15 UTC | Sleep Number Corp SNBR · Entity 9709 | Tax withholdingCommon Stock | 4,579 | $23.74 | $108,705.46 |
DisclosureSEC source: 0001127602-20-011854 · form4.xml · nonDerivative · entry 2 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,536 F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 20:15 UTC | Sleep Number Corp SNBR · Entity 9709 | GrantCommon Stock | 13,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011854 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,115 F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:16 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 5,000 | $59.00 | $295,000.00 |
DisclosureSEC source: 0001127602-20-006966 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,963 F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,255 | $0.00 Strike: $18.81 | $0.00 |
DisclosureSEC source: 0001127602-20-003976 · form4.xml · derivative · entry 9 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,255 shares Expires 2026-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was fully vested and exercisable. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 8,255 | $55.00 | $454,025.00 |
DisclosureSEC source: 0001127602-20-003976 · form4.xml · nonDerivative · entry 5 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,963 F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | Exercise / conversionCommon Stock | 8,255 | $18.81 | $155,276.55 |
DisclosureSEC source: 0001127602-20-003976 · form4.xml · nonDerivative · entry 4 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,290 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001127602-20-003976 · form4.xml · derivative · entry 8 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 Underlying: Common Stock · 5,290 shares Expires 2027-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,420 | $0.00 Strike: $33.32 | $0.00 |
DisclosureSEC source: 0001127602-20-003976 · form4.xml · derivative · entry 7 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,420 shares Expires 2025-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable with respect to 1/3rd of the shares on each of 3/22/17, 3/22/18 and 3/22/19. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 9,710 | $54.00 | $524,340.00 |
DisclosureSEC source: 0001127602-20-003976 · form4.xml · nonDerivative · entry 3 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,963 F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | Exercise / conversionCommon Stock | 5,290 | $23.61 | $124,896.90 |
DisclosureSEC source: 0001127602-20-003976 · form4.xml · nonDerivative · entry 2 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | Exercise / conversionCommon Stock | 4,420 | $33.32 | $147,274.40 |
DisclosureSEC source: 0001127602-20-003976 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2019 Filed Apr 19, 2019 20:03 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 6,502 | $49.00 | $318,598.00 |
DisclosureSEC source: 0001127602-19-015911 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,963 F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 20:00 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 3,422 | $48.75 | $166,822.50 |
DisclosureSEC source: 0001127602-19-015549 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,465 F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| April 07, 2019 Filed Apr 9, 2019 19:59 UTC | Sleep Number Corp SNBR · Entity 9709 | Tax withholdingCommon Stock | 9,263 | $48.08 | $445,365.04 |
DisclosureSEC source: 0001127602-19-015076 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,887 F1 · shares: These shares were withheld from the vesting of 28,630 previously deferred restricted stock units to cover the reporting person's estimated tax obligation. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:00 UTC | Sleep Number Corp SNBR · Entity 9709 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,215 | $0.00 Strike: $47.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014093 · form4.xml · derivative · entry 3 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,215 Underlying: Common Stock · 5,215 shares Expires 2029-03-29 F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/29/20, 3/29/21 and 3/29/22. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 19:58 UTC | Sleep Number Corp SNBR · Entity 9709 | Tax withholdingCommon Stock | 3,317 | $45.93 | $152,349.81 |
DisclosureSEC source: 0001127602-19-013203 · form4.xml · nonDerivative · entry 2 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,150 F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation. F3 · balance_after: Includes 28,630 deferred Restricted Stock Units. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 19:58 UTC | Sleep Number Corp SNBR · Entity 9709 | GrantCommon Stock | 10,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013203 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,467 F1 · shares: On 3/22/19 shares vested from a performance-based restricted stock unit award. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,600 | $0.00 Strike: $17.36 | $0.00 |
DisclosureSEC source: 0001127602-19-006760 · form4.xml · derivative · entry 5 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,600 shares Expires 2024-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable with respect to one-third of the shares on each of 4/7/15, 4/7/16 and 4/7/17. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 6,600 | $43.00 | $283,800.00 |
DisclosureSEC source: 0001127602-19-006760 · form4.xml · nonDerivative · entry 3 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · balance_after: Includes 28,630 deferred Restricted Stock Units. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | Exercise / conversionCommon Stock | 6,600 | $17.36 | $114,576.00 |
DisclosureSEC source: 0001127602-19-006760 · form4.xml · nonDerivative · entry 2 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 4,205 | $42.00 | $176,610.00 |
DisclosureSEC source: 0001127602-19-006760 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:07 UTC | Sleep Number Corp SNBR · Entity 9709 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,385 | $0.00 Strike: $34.35 | $0.00 |
DisclosureSEC source: 0001127602-18-012635 · form4.xml · derivative · entry 3 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,385 Underlying: Common Stock · 6,385 shares Expires 2028-03-21 F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/21/19, 3/21/20 and 3/21/21. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:09 UTC | Sleep Number Corp SNBR · Entity 9709 | Tax withholdingCommon Stock | 1,855 | $35.83 | $66,464.65 |
DisclosureSEC source: 0001127602-18-012279 · form4.xml · nonDerivative · entry 2 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,835 F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation. F3 · balance_after: Includes 22,600 deferred Restricted Stock Units. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:09 UTC | Sleep Number Corp SNBR · Entity 9709 | GrantCommon Stock | 6,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012279 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,690 F1 · shares: On 3/16/18 shares vested from a performance-based restricted stock unit award. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:02 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 4,560 | $34.25 | $156,180.00 |
DisclosureSEC source: 0001127602-17-032816 · form4.xml · nonDerivative · entry 2 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.C. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 F1 · balance_after: Includes 22,600 deferred Restricted Stock Units. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:02 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 4,000 | $33.50 | $134,000.00 |
DisclosureSEC source: 0001127602-17-032816 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.C. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,190 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:07 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 1,000 | $34.75 | $34,750.00 |
DisclosureSEC source: 0001127602-17-031186 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.C. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,190 F1 · balance_after: Includes 22,600 deferred Restricted Stock Units. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 20:01 UTC | Sleep Number Corp SCSS · Entity 9709 | GrantCommon Stock | 9,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014625 · form4.xml · nonDerivative · entry 1 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.C. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,190 F1 · balance_after: On 4/7/17 restrictions lapsed on 22,600 restricted stock units and the reporting person has deferred receipt of those shares. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 20:05 UTC | Sleep Number Corp SCSS · Entity 9709 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,935 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001127602-17-012795 · form4.xml · derivative · entry 3 Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.C. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,935 Underlying: Common Stock · 7,935 shares Expires 2027-03-21 F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.