Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sleep Number CorpSNBR · Entity 9709 | SVP Chief Legal & Risk Officer | April 02, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sleep Number Corp
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,048 |
Reported balance
After 2018-04-02 transaction · row 1
1 source rowRow 1 · 2018-04-02 · Sale · Disposed 8,000 · Balance 14,048 F1: On April 2, 2018, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $34.70 to $35.38. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 29,223.3126 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,223.3126 |
Filing footnotes · ownership attribution and instrument terms
F1: On April 2, 2018, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $34.70 to $35.38. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 4, 2018 20:04 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 8,000 | $35.12 | $280,922.40 |
DisclosureSEC source: 0001127602-18-014006 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,048 F1 · price: On April 2, 2018, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $34.70 to $35.38. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:01 UTC | Sleep Number Corp SNBR · Entity 9709 | Tax withholdingCommon Stock | 198 | $35.83 | $7,094.34 |
DisclosureSEC source: 0001127602-18-012267 · form4.xml · nonDerivative · entry 2 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,048 F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation. F3 · balance_after: Includes 5,862 restricted stock units which the reporting person has deferred. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:01 UTC | Sleep Number Corp SNBR · Entity 9709 | GrantCommon Stock | 6,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012267 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,246 F1 · shares: On 3/16/18 shares vested from a performance-based restricted stock unit award. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:01 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 8,000 | $34.25 | $273,978.40 |
DisclosureSEC source: 0001127602-18-010011 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,186 F1 · price: On March 1, 2018, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $34.10 to $34.40. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:00 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 8,000 | $37.26 | $298,073.60 |
DisclosureSEC source: 0001127602-18-003956 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,186 F1 · balance_after: On February 1, 2018, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $37.10 to $37.45. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:59 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 8,000 | $38.35 | $306,824.80 |
DisclosureSEC source: 0001127602-18-001072 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,186 F1 · balance_after: On January 2, 2018, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $38.30 to $38.41. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:01 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 8,000 | $34.99 | $279,911.20 |
DisclosureSEC source: 0001127602-17-033907 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,186 F1 · price: On December 1, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $34.80 to $35.32. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:04 UTC | Sleep Number Corp SNBR · Entity 9709 | SaleCommon Stock | 8,000 | $32.69 | $261,517.60 |
DisclosureSEC source: 0001127602-17-031183 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,186 F1 · price: On November 1, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $31.87 to $33.15. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:30 UTC | Sleep Number Corp SCSS · Entity 9709 | SaleCommon Stock | 8,000 | $32.07 | $256,540.00 |
DisclosureSEC source: 0001127602-17-028951 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,186 F1 · price: On October 2, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $31.60 to $32.62. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Select Comfort or any security holder of Select Comfort, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:03 UTC | Sleep Number Corp SCSS · Entity 9709 | SaleCommon Stock | 8,000 | $30.00 | $240,008.00 |
DisclosureSEC source: 0001127602-17-026950 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,186 F1 · price: On September 1, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $30.00 to $30.02. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Select Comfort or any security holder of Select Comfort, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 20:02 UTC | Sleep Number Corp SCSS · Entity 9709 | SaleCommon Stock | 8,000 | $34.06 | $272,504.80 |
DisclosureSEC source: 0001127602-17-024516 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,186 F1 · price: On August 1, 2017, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Kimball sold 8,000 shares in multiple trades at prices ranging from $34.00 to $34.16. The price reported in Column 4 is a weighted average price. The reporting person will provide the SEC Staff, Select Comfort or any security holder of Select Comfort, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 20:01 UTC | Sleep Number Corp SCSS · Entity 9709 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015695 · form4.xml · nonDerivative · entry 2 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,186 Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 20:01 UTC | Sleep Number Corp SCSS · Entity 9709 | SaleCommon Stock | 36,000 | $31.70 | $1,141,369.20 |
DisclosureSEC source: 0001127602-17-015695 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,686 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $31.61 and $31.84, inclusive. The reporting person will provide the SEC Staff, Select Comfort or any security holder of Select Comfort, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:03 UTC | Sleep Number Corp SCSS · Entity 9709 | Exercise / conversionRestricted Stock Unit (Performance-based) · Derivative | 11,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-013269 · form4.xml · derivative · entry 6 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,840 shares Expires 2017-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days. F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days. F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:03 UTC | Sleep Number Corp SCSS · Entity 9709 | Tax withholdingCommon Stock | 3,957 | $24.13 | $95,482.41 |
DisclosureSEC source: 0001127602-17-013269 · form4.xml · nonDerivative · entry 4 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,686 F1 · shares: These shares were withheld from the vesting of a restricted performance stock unit award to cover the estimated tax withholding obligation. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:03 UTC | Sleep Number Corp SCSS · Entity 9709 | Exercise / conversionCommon Stock | 11,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-013269 · form4.xml · nonDerivative · entry 3 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each performance right represents a contingent right to receive one share of Select Comfort common stock. Vesting of the performance rights will occur only at the end of three years and only if the stock price of Select Comfort's common stock remains at or above a specified level for at least 20 consecutive trading days. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:03 UTC | Sleep Number Corp SCSS · Entity 9709 | Tax withholdingCommon Stock | 2,727 | $24.13 | $65,802.51 |
DisclosureSEC source: 0001127602-17-013269 · form4.xml · nonDerivative · entry 2 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,803 F1 · shares: These shares were withheld from the vesting of a restricted performance stock unit award to cover the estimated tax withholding obligation. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:03 UTC | Sleep Number Corp SCSS · Entity 9709 | GrantCommon Stock | 8,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013269 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,530 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 20:10 UTC | Sleep Number Corp SCSS · Entity 9709 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,325 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001127602-17-012808 · form4.xml · derivative · entry 3 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,325 Underlying: Common Stock · 7,325 shares Expires 2027-03-21 F1 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 21:03 UTC | Sleep Number Corp SCSS · Entity 9709 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,250 | $0.00 Strike: $19.97 | $0.00 |
DisclosureSEC source: 0001127602-17-007365 · form4.xml · derivative · entry 4 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2017-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested with respect to 1,563 shares on each of 2/22/08, 2/22/09 and 2/22/10 and 1,561 shares on 2/22/11. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 21:03 UTC | Sleep Number Corp SCSS · Entity 9709 | Tax withholdingCommon Stock | 5,765 | $22.87 | $131,845.55 |
DisclosureSEC source: 0001127602-17-007365 · form4.xml · nonDerivative · entry 2 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,416 F1 · shares: These shares were withheld from the stock option exercise to cover the exercise price and estimated tax withholding obligation. F2 · balance_after: On 4/1/16 restrictions lapsed on 961 shares pursuant to a restricted performance stock award. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 21:03 UTC | Sleep Number Corp SCSS · Entity 9709 | Exercise / conversionCommon Stock | 6,250 | $19.97 | $124,812.50 |
DisclosureSEC source: 0001127602-17-007365 · form4.xml · nonDerivative · entry 1 KIMBALL MARK A · CIK 0001199259 · SVP Chief Legal & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.