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Snap-on Inc

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3268
SEC CIK
0000091440
Parsed reports
526

Last 12 months

Inside the activity.

0 purchase rows · 71 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025016
Jan 202600
Feb 2026015
Mar 202600
Apr 202600
May 2026011
Jun 202606
Jul 202604
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2019 Filed Feb 19, 2019 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Disposition to issuerPerformance Units · Derivative 243 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006900 · form4.xml · derivative · entry 3

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612

Underlying: Common Stock · 243 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Tax withholdingCommon Stock 693 $155.92 $108,052.56
Disclosure

SEC source: 0001127602-19-006900 · form4.xml · nonDerivative · entry 2

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,928

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Exercise / conversionCommon Stock 1,612 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006900 · form4.xml · nonDerivative · entry 1

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:02 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantPerformance Units · Derivative 3,104 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006894 · form4.xml · derivative · entry 8

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,104

Underlying: Common Stock · 3,104 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:02 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantRestricted Stock Units · Derivative 3,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006894 · form4.xml · derivative · entry 7

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,103

Underlying: Common Stock · 3,103 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:02 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantStock Option (Right to Buy) · Derivative 25,750 $0.00 Strike: $155.92 $0.00
Disclosure

SEC source: 0001127602-19-006894 · form4.xml · derivative · entry 6

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,750

Underlying: Common Stock · 25,750 shares

Expires 2029-02-14

F6 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:02 UTC
Ward Thomas JSr VP & President - RS&I Group
Disposition to issuerRestricted Stock Units · Derivative 728 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006894 · form4.xml · derivative · entry 5

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

Underlying: Common Stock · 728 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:02 UTC
Ward Thomas JSr VP & President - RS&I Group
Exercise / conversionPerformance Units · Derivative 2,955 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006894 · form4.xml · derivative · entry 4

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:02 UTC
Ward Thomas JSr VP & President - RS&I Group
Disposition to issuerPerformance Units · Derivative 445 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006894 · form4.xml · derivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,955

Underlying: Common Stock · 445 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:02 UTC
Ward Thomas JSr VP & President - RS&I Group
Tax withholdingCommon Stock 1,274 $155.92 $198,642.08
Disclosure

SEC source: 0001127602-19-006894 · form4.xml · nonDerivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,362.1117

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:02 UTC
Ward Thomas JSr VP & President - RS&I Group
Exercise / conversionCommon Stock 2,955 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006894 · form4.xml · nonDerivative · entry 1

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,636.1117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
GrantPerformance Units · Derivative 2,992 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006892 · form4.xml · derivative · entry 8

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992

Underlying: Common Stock · 2,992 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
GrantRestricted Stock Units · Derivative 2,991 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006892 · form4.xml · derivative · entry 7

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

Underlying: Common Stock · 2,991 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
GrantStock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $155.92 $0.00
Disclosure

SEC source: 0001127602-19-006892 · form4.xml · derivative · entry 6

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2029-02-14

F6 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Disposition to issuerRestricted Stock Units · Derivative 662 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006892 · form4.xml · derivative · entry 5

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Common Stock · 662 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionPerformance Units · Derivative 2,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006892 · form4.xml · derivative · entry 4

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Disposition to issuerPerformance Units · Derivative 354 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006892 · form4.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 354 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Tax withholdingCommon Stock 1,068 $155.92 $166,522.56
Disclosure

SEC source: 0001127602-19-006892 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,538.4111

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:00 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionCommon Stock 2,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006892 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,606.4111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:57 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Disposition to issuerRestricted Stock Units · Derivative 668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006887 · form4.xml · derivative · entry 6

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382

Underlying: Common Stock · 668 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:57 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionPerformance Units · Derivative 2,484 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006887 · form4.xml · derivative · entry 5

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:57 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Disposition to issuerPerformance Units · Derivative 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006887 · form4.xml · derivative · entry 4

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

Underlying: Common Stock · 375 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:57 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Tax withholdingCommon Stock 795 $155.92 $123,956.40
Disclosure

SEC source: 0001127602-19-006887 · form4.xml · nonDerivative · entry 2

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,346

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:57 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionCommon Stock 2,484 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006887 · form4.xml · nonDerivative · entry 1

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:54 UTC
Boyd IainVP - Operations Development
GrantPerformance Units · Derivative 1,280 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006880 · form4.xml · derivative · entry 9

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

Underlying: Common Stock · 1,280 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:54 UTC
Boyd IainVP - Operations Development
GrantRestricted Stock Units · Derivative 1,280 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006880 · form4.xml · derivative · entry 8

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

Underlying: Common Stock · 1,280 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:54 UTC
Boyd IainVP - Operations Development
GrantStock Option (Right to Buy) · Derivative 9,500 $0.00 Strike: $155.92 $0.00
Disclosure

SEC source: 0001127602-19-006880 · form4.xml · derivative · entry 7

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2029-02-14

F7 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F6 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:54 UTC
Boyd IainVP - Operations Development
Disposition to issuerRestricted Stock Units · Derivative 263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006880 · form4.xml · derivative · entry 6

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 263 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F5 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:54 UTC
Boyd IainVP - Operations Development
Exercise / conversionPerformance Units · Derivative 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006880 · form4.xml · derivative · entry 5

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:54 UTC
Boyd IainVP - Operations Development
Disposition to issuerPerformance Units · Derivative 138 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006880 · form4.xml · derivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 138 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:54 UTC
Boyd IainVP - Operations Development
Tax withholdingCommon Stock 413 $155.92 $64,394.96
Disclosure

SEC source: 0001127602-19-006880 · form4.xml · nonDerivative · entry 2

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,038.1354

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:54 UTC
Boyd IainVP - Operations Development
Exercise / conversionCommon Stock 913 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006880 · form4.xml · nonDerivative · entry 1

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,451.1354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:41 UTC GrantCommon Stock 75 $165.99 $12,449.25
Disclosure

SEC source: 0001127602-19-003378 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,039.21

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 115.2287 shares acquired under a dividend reinvestment plan.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:45 UTC GrantDeferred Stock Units · Derivative 150 $165.99 $24,898.50
Disclosure

SEC source: 0001127602-19-003390 · form4.xml · derivative · entry 2

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667.756

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan. The reporting person elected to defer receipt of such stock.

F3 · derivative.exercise_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F3 · derivative.expiration_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F4 · balance_after: Includes 16.008 deferred stock units acquired through exempt dividend reinvestments.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:43 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 395 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000398 · form4.xml · derivative · entry 3

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:43 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 155 $144.25 $22,358.75
Disclosure

SEC source: 0001127602-19-000398 · form4.xml · nonDerivative · entry 2

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821.5274

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:43 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 395 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000398 · form4.xml · nonDerivative · entry 1

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,976.5274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F2 · balance_after: Includes 0.9247 shares acquired under a dividend reinvestment plan.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:51 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionRestricted Stock Units · Derivative 3,322 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000409 · form4.xml · derivative · entry 5

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F2 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F2 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F2 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F2 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:51 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Tax withholdingCommon Stock 1,059 $144.25 $152,760.75
Disclosure

SEC source: 0001127602-19-000409 · form4.xml · nonDerivative · entry 3

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,657

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:51 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionCommon Stock 3,322 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000409 · form4.xml · nonDerivative · entry 2

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F2 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:49 UTC
Strege Richard KVice President & Controller
Exercise / conversionDeferred Stock Units · Derivative 402 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000408 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635.0102

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F6 · balance_after: This information is based on a plan statement dated September 30, 2018, as updated by the transaction being reported.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:49 UTC
Strege Richard KVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 402 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000408 · form4.xml · derivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:49 UTC
Strege Richard KVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 11 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000408 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402

Underlying: Common Stock · 11 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:49 UTC
Strege Richard KVice President & Controller
Tax withholdingCommon Stock 11 $144.25 $1,586.75
Disclosure

SEC source: 0001127602-19-000408 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443.7854

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:49 UTC
Strege Richard KVice President & Controller
Exercise / conversionCommon Stock 11 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000408 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454.7854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares.

F2 · balance_after: Includes 4.0142 shares acquired under a dividend reinvestment plan.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:48 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 11,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000405 · form4.xml · derivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:48 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Tax withholdingCommon Stock 5,088 $144.25 $733,944.00
Disclosure

SEC source: 0001127602-19-000405 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,662.8484

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:48 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 11,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000405 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,750.8484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:46 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 3,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000402 · form4.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018.

Read SEC document
December 29, 2018 Filed Jan 2, 2019 23:46 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Tax withholdingCommon Stock 1,435 $144.25 $206,998.75
Disclosure

SEC source: 0001127602-19-000402 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,256.4111

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.