Tapewire

NYSE · USD

SNA

Snap-on Inc

Export transactions ↓
Tapewire entity
3268
SEC CIK
0000091440
Parsed reports
526

Last 12 months

Inside the activity.

0 purchase rows · 71 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025016
Jan 202600
Feb 2026015
Mar 202600
Apr 202600
May 2026011
Jun 202606
Jul 202604
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2019 Filed Feb 22, 2019 01:57 UTC
Boyd IainVP - Operations Development
Exercise / conversionStock Option (Right to Buy) · Derivative 13,000 Not disclosed Strike: $79.04 Not disclosed
Disclosure

SEC source: 0001127602-19-007601 · form4.xml · derivative · entry 6

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Exercise of Rule 16b-3 stock option.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 01:57 UTC
Boyd IainVP - Operations Development
SaleCommon Stock 1,108 $159.19 $176,381.86
Disclosure

SEC source: 0001127602-19-007601 · form4.xml · nonDerivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,038.1354

F2 · price: This transaction was executed in multiple trades at prices ranging from $159.17 to $159.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 01:57 UTC
Boyd IainVP - Operations Development
SaleCommon Stock 25,392 $158.78 $4,031,678.28
Disclosure

SEC source: 0001127602-19-007601 · form4.xml · nonDerivative · entry 3

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,146.1354

F1 · price: This transaction was executed in multiple trades at prices ranging from $158.17 to $159.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 01:57 UTC
Boyd IainVP - Operations Development
Exercise / conversionCommon Stock 13,500 $109.43 $1,477,305.00
Disclosure

SEC source: 0001127602-19-007601 · form4.xml · nonDerivative · entry 2

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,538.1354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 01:57 UTC
Boyd IainVP - Operations Development
Exercise / conversionCommon Stock 13,000 $79.04 $1,027,520.00
Disclosure

SEC source: 0001127602-19-007601 · form4.xml · nonDerivative · entry 1

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,038.1354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 22:09 UTC SaleCommon Stock 387 $157.19 $60,832.76
Disclosure

SEC source: 0001127602-19-006393 · form4.xml · nonDerivative · entry 2

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,609

F2 · price: This transaction was executed in multiple trades at prices ranging from $157.18 to $157.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:15 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006399 · form4.xml · nonDerivative · entry 1

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,679

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:56 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006365 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,015

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:07 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006386 · form4.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,071

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:13 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006397 · form4.xml · nonDerivative · entry 1

Sherrill Gregg M · CIK 0001293040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013.5114

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 17.0294 shares acquired under a dividend reinvestment plan.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:09 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006393 · form4.xml · nonDerivative · entry 1

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,996

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:04 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006382 · form4.xml · nonDerivative · entry 1

JONES NATHAN J · CIK 0001055704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,055

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:02 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006377 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,884.21

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:59 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006370 · form4.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,719.8315

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:52 UTC GrantCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006361 · form4.xml · nonDerivative · entry 1

Adams David Charles · CIK 0001343687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,013.8423

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 45.9945 shares acquired under a dividend reinvestment plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:08 UTC
Lemerand June CVP & Chief Information Officer
GrantPerformance Units · Derivative 448 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006904 · form4.xml · derivative · entry 5

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448

Underlying: Common Stock · 448 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:08 UTC
Lemerand June CVP & Chief Information Officer
GrantRestricted Stock Units · Derivative 448 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006904 · form4.xml · derivative · entry 4

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448

Underlying: Common Stock · 448 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1.

F6 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F6 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:08 UTC
Lemerand June CVP & Chief Information Officer
GrantStock Option (Right to Buy) · Derivative 3,600 $0.00 Strike: $155.92 $0.00
Disclosure

SEC source: 0001127602-19-006904 · form4.xml · derivative · entry 3

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires 2029-02-14

F5 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F4 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:08 UTC
Lemerand June CVP & Chief Information Officer
Disposition to issuerRestricted Stock Units · Derivative 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006904 · form4.xml · derivative · entry 2

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 74 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1.

F3 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F3 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F3 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F3 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC
Strege Richard KVice President & Controller
GrantPerformance Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · derivative · entry 8

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC
Strege Richard KVice President & Controller
GrantRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · derivative · entry 7

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC
Strege Richard KVice President & Controller
GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $155.92 $0.00
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · derivative · entry 6

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-14

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC
Strege Richard KVice President & Controller
Disposition to issuerRestricted Stock Units · Derivative 121 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433

Underlying: Common Stock · 121 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC
Strege Richard KVice President & Controller
Exercise / conversionPerformance Units · Derivative 309 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · derivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC
Strege Richard KVice President & Controller
Disposition to issuerPerformance Units · Derivative 47 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309

Underlying: Common Stock · 47 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC
Strege Richard KVice President & Controller
Tax withholdingCommon Stock 141 $155.92 $21,984.72
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611.7854

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC
Strege Richard KVice President & Controller
Exercise / conversionCommon Stock 309 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752.7854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantPerformance Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · derivative · entry 10

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 576 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F10 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F10 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantRestricted Stock Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · derivative · entry 9

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 576 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantStock Option (Right to Buy) · Derivative 4,500 $0.00 Strike: $155.92 $0.00
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · derivative · entry 8

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2029-02-14

F8 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F7 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Disposition to issuerRestricted Stock Units · Derivative 95 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · derivative · entry 7

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

Underlying: Common Stock · 95 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionDeferred Stock Units · Derivative 13 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · derivative · entry 6

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32.4105

Underlying: Common Stock · 13 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F5 · balance_after: This information is based on a plan statement dated December 31, 2018, as updated by the transaction being reported.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionPerformance Units · Derivative 13 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · derivative · entry 5

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionPerformance Units · Derivative 282 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · derivative · entry 4

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13

Underlying: Common Stock · 282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Disposition to issuerPerformance Units · Derivative 45 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · derivative · entry 3

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295

Underlying: Common Stock · 45 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 105 $155.92 $16,371.60
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · nonDerivative · entry 2

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998.5274

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 282 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006908 · form4.xml · nonDerivative · entry 1

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103.5274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:15 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantPerformance Units · Derivative 10,568 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006911 · form4.xml · derivative · entry 9

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,568

Underlying: Common Stock · 10,568 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:15 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 10,567 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006911 · form4.xml · derivative · entry 8

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,567

Underlying: Common Stock · 10,567 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:15 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantStock Option (Right to Buy) · Derivative 83,059 $0.00 Strike: $155.92 $0.00
Disclosure

SEC source: 0001127602-19-006911 · form4.xml · derivative · entry 7

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,059

Underlying: Common Stock · 83,059 shares

Expires 2029-02-14

F7 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F6 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:15 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Disposition to issuerRestricted Stock Units · Derivative 2,346 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006911 · form4.xml · derivative · entry 6

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

Underlying: Common Stock · 2,346 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F5 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:15 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionPerformance Units · Derivative 8,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006911 · form4.xml · derivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:15 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Disposition to issuerPerformance Units · Derivative 1,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006911 · form4.xml · derivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,863

Underlying: Common Stock · 1,336 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:15 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Tax withholdingCommon Stock 3,927 $155.92 $612,297.84
Disclosure

SEC source: 0001127602-19-006911 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,598.8484

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:15 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 8,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006911 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,525.8484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantPerformance Units · Derivative 2,576 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006900 · form4.xml · derivative · entry 8

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576

Underlying: Common Stock · 2,576 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantRestricted Stock Units · Derivative 2,575 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006900 · form4.xml · derivative · entry 7

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575

Underlying: Common Stock · 2,575 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantStock Option (Right to Buy) · Derivative 20,250 $0.00 Strike: $155.92 $0.00
Disclosure

SEC source: 0001127602-19-006900 · form4.xml · derivative · entry 6

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Stock · 20,250 shares

Expires 2029-02-14

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Disposition to issuerRestricted Stock Units · Derivative 572 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006900 · form4.xml · derivative · entry 5

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038

Underlying: Common Stock · 572 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Exercise / conversionPerformance Units · Derivative 1,612 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-006900 · form4.xml · derivative · entry 4

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.