SNA

SEC source: 0001127602-20-026684 · form4.xml · nonDerivative · entry 1

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,335.6843

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 Plan.

F2 · balance_after: Includes 153.88 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 6.0935 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-20-023390 · form4.xml · derivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,650

Underlying: Common Stock · 41,650 shares

Expires 2021-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F6 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F5 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-20-023390 · form4.xml · nonDerivative · entry 3

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,980.7223

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $150.65 to $151.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-023390 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,354.7223

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $149.65 to $150.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-023390 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,546.7223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

SEC source: 0001127602-20-022581 · form4.xml · derivative · entry 2

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,947.32

Underlying: Common Stock · 171 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan. The reporting person elected to defer receipt of such stock.

F3 · derivative.exercise_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F3 · derivative.expiration_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F4 · balance_after: Includes 27.362 deferred stock units acquired through exempt dividend reinvestments.

SEC source: 0001127602-20-022579 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,223.0318

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 153.4412 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-20-020099 · form4.xml · derivative · entry 6

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,300

Underlying: Common Stock · 41,700 shares

Expires 2021-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F8 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-20-020099 · form4.xml · nonDerivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,896.7223

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $135.95 to $136.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-020099 · form4.xml · nonDerivative · entry 3

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,402.7223

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $134.94 to $135.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-020099 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,562.7223

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $133.94 to $134.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-020099 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,524.7223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F2 · balance_after: Includes 3.0677 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-20-015053 · form4.xml · derivative · entry 2

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748.958

Underlying: Common Stock · 287 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan. The reporting person elected to defer receipt of such stock.

F3 · derivative.exercise_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F3 · derivative.expiration_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F4 · balance_after: Includes 27.164 deferred stock units acquired through exempt dividend reinvestments.

SEC source: 0001127602-20-015052 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,984.5906

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 165.4179 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-20-005708 · form4.xml · nonDerivative · entry 2

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,007

F2 · price: This transaction was executed in multiple trades at prices ranging from $155.15 to $155.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-005723 · form4.xml · nonDerivative · entry 1

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,499

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-20-005714 · form4.xml · nonDerivative · entry 1

Sherrill Gregg M · CIK 0001293040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,855.0458

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 21.5344 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-20-005708 · form4.xml · nonDerivative · entry 1

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,429

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-20-005704 · form4.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,891

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-20-005700 · form4.xml · nonDerivative · entry 1

JONES NATHAN J · CIK 0001055704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,875

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-20-005694 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,589.1727

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-20-005692 · form4.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,339.8315

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Shares previously reported as directly owned were contributed to a grantor retained annuity trust (GRAT), titled the Gillis-McGuinnis Family 2019 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant.

SEC source: 0001127602-20-005683 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,835

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-20-005676 · form4.xml · nonDerivative · entry 1

Adams David Charles · CIK 0001343687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,908.184

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 74.3417 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-20-006121 · form4.xml · derivative · entry 9

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,033

Underlying: Common Stock · 10,033 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-20-006121 · form4.xml · derivative · entry 8

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,033

Underlying: Common Stock · 10,033 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-20-006121 · form4.xml · derivative · entry 7

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,059

Underlying: Common Stock · 83,059 shares

Expires 2030-02-13

F7 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F6 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-20-006121 · form4.xml · derivative · entry 6

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,567 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F5 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F5 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F5 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F5 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

SEC source: 0001127602-20-006121 · form4.xml · derivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006121 · form4.xml · derivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,938

Underlying: Common Stock · 3,639 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006121 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,821.6546

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

SEC source: 0001127602-20-006121 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,432.6546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006130 · form4.xml · derivative · entry 8

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,947

Underlying: Common Stock · 2,947 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-20-006130 · form4.xml · derivative · entry 7

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,946

Underlying: Common Stock · 2,946 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-20-006130 · form4.xml · derivative · entry 6

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,750

Underlying: Common Stock · 25,750 shares

Expires 2030-02-13

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-20-006130 · form4.xml · derivative · entry 5

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,103 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

SEC source: 0001127602-20-006130 · form4.xml · derivative · entry 4

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006130 · form4.xml · derivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979

Underlying: Common Stock · 1,213 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006130 · form4.xml · nonDerivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,667.2378

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

SEC source: 0001127602-20-006130 · form4.xml · nonDerivative · entry 1

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,508.2378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 8

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Underlying: Common Stock · 668 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 7

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Underlying: Common Stock · 668 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 6

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2030-02-13

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 672 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Stock · 132 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006126 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772.1113

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

SEC source: 0001127602-20-006126 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865.1113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006117 · form4.xml · derivative · entry 8

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840

Underlying: Common Stock · 2,840 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-20-006117 · form4.xml · derivative · entry 7

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840

Underlying: Common Stock · 2,840 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.