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SNA

Snap-on Inc

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3268
SEC CIK
0000091440
Parsed reports
526

Last 12 months

Inside the activity.

0 purchase rows · 71 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025016
Jan 202600
Feb 2026015
Mar 202600
Apr 202600
May 2026011
Jun 202606
Jul 202604
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2021 Filed Feb 16, 2021 22:01 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005902 · form4.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,653

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:55 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005899 · form4.xml · nonDerivative · entry 1

JONES NATHAN J · CIK 0001055704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,637

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:54 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005897 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,430.7819

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:52 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005896 · form4.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333.2678

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 186.4363 shares acquired under a dividend reinvestment plan.

F3 · balance_after: Direct ownership includes 745 shares previously reported as being indirectly held in a grantor retained annuity trust (GRAT), the Gillis-McGuinnis Family 2019 Irrevocable Trust, of which the Reporting person serves as the trustee and annuitant.

F4 · balance_after: 4,700 shares previously reported as directly owned were transferred to a GRAT, the Gillis-McGinnis May 2020 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:50 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005893 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,597

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:48 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005892 · form4.xml · nonDerivative · entry 1

Adams David Charles · CIK 0001343687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,785.6648

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 115.4808 shares acquired under a dividend reinvestment plan.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:47 UTC GrantDeferred Stock Units · Derivative 138 $179.99 $24,838.62
Disclosure

SEC source: 0001127602-21-003249 · form4.xml · derivative · entry 2

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300.028

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan. The reporting person elected to defer receipt of such stock.

F3 · derivative.exercise_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F3 · derivative.expiration_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F4 · balance_after: Includes 28.185 deferred stock units acquired through exempt dividend reinvestments.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 21:44 UTC GrantCommon Stock 69 $179.99 $12,419.31
Disclosure

SEC source: 0001127602-21-003245 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,668.7819

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 145.4556 shares acquired under a dividend reinvestment plan.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:54 UTC
Boyd IainVP - Operations Development
Exercise / conversionStock Option (Right to Buy) · Derivative 13,500 Not disclosed Strike: $138.03 Not disclosed
Disclosure

SEC source: 0001127602-21-003254 · form4.xml · derivative · entry 6

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F6 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F5 · derivative.exercise_date: Option fully vested.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:54 UTC
Boyd IainVP - Operations Development
SaleCommon Stock 27 $192.35 $5,193.45
Disclosure

SEC source: 0001127602-21-003254 · form4.xml · nonDerivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973.9201

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:54 UTC
Boyd IainVP - Operations Development
SaleCommon Stock 5,148 $191.26 $984,630.16
Disclosure

SEC source: 0001127602-21-003254 · form4.xml · nonDerivative · entry 3

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000.9201

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $191.02 to $191.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:54 UTC
Boyd IainVP - Operations Development
SaleCommon Stock 8,325 $190.50 $1,585,892.52
Disclosure

SEC source: 0001127602-21-003254 · form4.xml · nonDerivative · entry 2

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,148.9201

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $190.02 to $190.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:54 UTC
Boyd IainVP - Operations Development
Exercise / conversionCommon Stock 13,500 $138.03 $1,863,405.00
Disclosure

SEC source: 0001127602-21-003254 · form4.xml · nonDerivative · entry 1

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,473.9201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:50 UTC
Chambers Timothy LSr VP & Pres - Tools
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0001127602-21-003251 · form4.xml · derivative · entry 4

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F5 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F4 · derivative.exercise_date: Option fully vested.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:50 UTC
Chambers Timothy LSr VP & Pres - Tools
SaleCommon Stock 403 $191.10 $77,012.01
Disclosure

SEC source: 0001127602-21-003251 · form4.xml · nonDerivative · entry 3

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,453.2267

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $190.77 to $191.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:50 UTC
Chambers Timothy LSr VP & Pres - Tools
SaleCommon Stock 5,597 $190.19 $1,064,510.22
Disclosure

SEC source: 0001127602-21-003251 · form4.xml · nonDerivative · entry 2

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,856.2267

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $189.76 to $190.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:50 UTC
Chambers Timothy LSr VP & Pres - Tools
Exercise / conversionCommon Stock 6,000 $60.00 $360,000.00
Disclosure

SEC source: 0001127602-21-003251 · form4.xml · nonDerivative · entry 1

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,453.2267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:19 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionDeferred Stock Units · Derivative 15 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000740 · form4.xml · derivative · entry 5

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.0668

Underlying: Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F6 · balance_after: This information is based on a plan statement dated September 30, 2020, as updated by the transaction being reported.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:19 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 15 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000740 · form4.xml · derivative · entry 4

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:19 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 323 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000740 · form4.xml · derivative · entry 3

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:19 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 113 $171.14 $19,338.82
Disclosure

SEC source: 0001127602-21-000740 · form4.xml · nonDerivative · entry 2

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376.7524

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:19 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 323 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000740 · form4.xml · nonDerivative · entry 1

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489.7524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares.

F2 · balance_after: Includes 1.1806 shares acquired under a dividend reinvestment plan.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:12 UTC
Lemerand June CVP & Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000717 · form4.xml · derivative · entry 3

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:12 UTC
Lemerand June CVP & Chief Information Officer
Tax withholdingCommon Stock 85 $171.14 $14,546.90
Disclosure

SEC source: 0001127602-21-000717 · form4.xml · nonDerivative · entry 2

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055.0439

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:12 UTC
Lemerand June CVP & Chief Information Officer
Exercise / conversionCommon Stock 263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000717 · form4.xml · nonDerivative · entry 1

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140.0439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F2 · balance_after: Includes a total of 44.0906 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and a dividend reinvestment plan.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Strege Richard KVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000730 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Strege Richard KVice President & Controller
Tax withholdingCommon Stock 140 $171.14 $23,959.60
Disclosure

SEC source: 0001127602-21-000730 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.4195

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC
Strege Richard KVice President & Controller
Exercise / conversionCommon Stock 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000730 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210.4195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F2 · balance_after: Includes 0.1764 shares acquired under a dividend reinvestment plan.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:09 UTC
Boyd IainVP - Operations Development
Exercise / conversionRestricted Stock Units · Derivative 938 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000706 · form4.xml · derivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:09 UTC
Boyd IainVP - Operations Development
Tax withholdingCommon Stock 302 $171.14 $51,684.28
Disclosure

SEC source: 0001127602-21-000706 · form4.xml · nonDerivative · entry 2

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973.9201

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:09 UTC
Boyd IainVP - Operations Development
Exercise / conversionCommon Stock 938 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000706 · form4.xml · nonDerivative · entry 1

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,275.9201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F2 · balance_after: Includes 2.2358 shares acquired under a dividend reinvestment plan.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:02 UTC
Arregui JesusSr VP & President - Commercial
Exercise / conversionRestricted Stock Units · Derivative 514 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000678 · form4.xml · derivative · entry 3

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:02 UTC
Arregui JesusSr VP & President - Commercial
Tax withholdingCommon Stock 232 $171.14 $39,704.48
Disclosure

SEC source: 0001127602-21-000678 · form4.xml · nonDerivative · entry 2

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:02 UTC
Arregui JesusSr VP & President - Commercial
Exercise / conversionCommon Stock 514 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000678 · form4.xml · nonDerivative · entry 1

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

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January 02, 2021 Filed Jan 5, 2021 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Exercise / conversionRestricted Stock Units · Derivative 2,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000689 · form4.xml · derivative · entry 3

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

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January 02, 2021 Filed Jan 5, 2021 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Tax withholdingCommon Stock 894 $171.14 $152,999.16
Disclosure

SEC source: 0001127602-21-000689 · form4.xml · nonDerivative · entry 2

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,357

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:05 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Exercise / conversionCommon Stock 2,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000689 · form4.xml · nonDerivative · entry 1

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:58 UTC
Chambers Timothy LSr VP & Pres - Tools
Exercise / conversionRestricted Stock Units · Derivative 688 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000665 · form4.xml · derivative · entry 3

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:58 UTC
Chambers Timothy LSr VP & Pres - Tools
Tax withholdingCommon Stock 289 $171.14 $49,459.46
Disclosure

SEC source: 0001127602-21-000665 · form4.xml · nonDerivative · entry 2

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,453.2267

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:58 UTC
Chambers Timothy LSr VP & Pres - Tools
Exercise / conversionCommon Stock 688 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000665 · form4.xml · nonDerivative · entry 1

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,742.2267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F2 · balance_after: Includes 1.0954 shares acquired under a dividend reinvestment plan.

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January 02, 2021 Filed Jan 5, 2021 21:55 UTC
Ward Thomas JSr VP & President - RS&I Group
Exercise / conversionRestricted Stock Units · Derivative 2,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000655 · form4.xml · derivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:55 UTC
Ward Thomas JSr VP & President - RS&I Group
Tax withholdingCommon Stock 1,121 $171.14 $191,847.94
Disclosure

SEC source: 0001127602-21-000655 · form4.xml · nonDerivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,543.3925

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:55 UTC
Ward Thomas JSr VP & President - RS&I Group
Exercise / conversionCommon Stock 2,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000655 · form4.xml · nonDerivative · entry 1

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,664.3925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F2 · balance_after: Includes 0.0362 shares acquired under a dividend reinvestment plan.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:51 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 2,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000639 · form4.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:51 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Tax withholdingCommon Stock 1,081 $171.14 $185,002.34
Disclosure

SEC source: 0001127602-21-000639 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,405.8819

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:51 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionCommon Stock 2,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000639 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,486.8819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:48 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 8,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000631 · form4.xml · derivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F4 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018. Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018. Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:48 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Tax withholdingCommon Stock 3,599 $171.14 $615,932.86
Disclosure

SEC source: 0001127602-21-000631 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,810.5541

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 21:48 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 8,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000631 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,409.5541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:10 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 41,650 Not disclosed Strike: $58.94 Not disclosed
Disclosure

SEC source: 0001127602-20-032245 · form4.xml · derivative · entry 8

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,650 shares

Expires 2021-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F10 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F9 · derivative.exercise_date: Option fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.