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Nasdaq · USD

SMTC

SEMTECH CORP

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3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2017 Filed Oct 3, 2017 21:17 UTC Exercise / conversionCommon Stock 1,000 $29.35 $29,350.00
Disclosure

SEC source: 0001593968-17-001101 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:16 UTC SaleCommon Stock 1,500 $37.71 $56,565.00
Disclosure

SEC source: 0001593968-17-001100 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,600

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.5000 to $37.9000. Price and share details are available upon request.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:13 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-001099 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:13 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 2,000 $37.72 $75,438.00
Disclosure

SEC source: 0001593968-17-001099 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,776

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.5000 to $37.9000. Price and share details are available upon request.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:13 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 2,000 $29.35 $58,700.00
Disclosure

SEC source: 0001593968-17-001099 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:12 UTC Exercise / conversionOption (right to buy) · Derivative 2,250 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-17-001098 · primary_01.xml · derivative · entry 3

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: SMTC · 2,250 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:12 UTC SaleCommon Stock 2,250 $37.72 $84,874.95
Disclosure

SEC source: 0001593968-17-001098 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,655

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.5500 to $37.9000. Price and share details are available upon request.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:12 UTC Exercise / conversionCommon Stock 2,250 $24.74 $55,665.00
Disclosure

SEC source: 0001593968-17-001098 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 15, 2017 23:23 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 2,500 $35.64 $89,092.50
Disclosure

SEC source: 0001593968-17-001063 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,372

F1 · price: This price represents the weighted average of these sales. The prices ranged from $35.4500 to $35.8000. Price and share details are available upon request.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:41 UTC
Costello Mark CVP & GM
SaleCommon Stock 897 $36.27 $32,532.22
Disclosure

SEC source: 0001593968-17-001058 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.2500 to $36.2750. Price and share details are available upon request.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 00:06 UTC SaleCommon Stock 5,000 $36.65 $183,228.00
Disclosure

SEC source: 0001593968-17-001047 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,940

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.5000 to $37.0500. Price and share details are available upon request.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:35 UTC SaleCommon Stock 4,000 $36.14 $144,543.60
Disclosure

SEC source: 0001593968-17-001046 · primary_01.xml · nonDerivative · entry 1

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,066

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.1000 to $36.2000. Price and share details are available upon request.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 22:53 UTC Exercise / conversionOption (right to buy) · Derivative 2,250 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-17-001025 · primary_01.xml · derivative · entry 3

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: SMTC · 2,250 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 22:53 UTC SaleCommon Stock 2,250 $37.56 $84,502.80
Disclosure

SEC source: 0001593968-17-001025 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,655

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.2000 to $37.9500. Price and share details are available upon request.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 22:53 UTC Exercise / conversionCommon Stock 2,250 $24.74 $55,665.00
Disclosure

SEC source: 0001593968-17-001025 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 22:54 UTC SaleCommon Stock 1,500 $37.57 $56,350.05
Disclosure

SEC source: 0001593968-17-001026 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,100

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.2500 to $37.9500. Price and share details are available upon request.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 22:50 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 2,000 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001593968-17-001024 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: SMTC · 2,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 28, 2013.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 22:50 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 2,000 $37.56 $75,115.80
Disclosure

SEC source: 0001593968-17-001024 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,776

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.2200 to $37.9500. Price and share details are available upon request.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 22:50 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 2,000 $29.35 $58,700.00
Disclosure

SEC source: 0001593968-17-001024 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:49 UTC
Brown Simon AVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $37.70 $47,125.00
Disclosure

SEC source: 0001593968-17-001006 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 17, 2017.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 17, 2017.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:49 UTC
Brown Simon AVP & GM
Tax withholdingCommon Stock 342 $37.70 $12,893.40
Disclosure

SEC source: 0001593968-17-001006 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,977

Read SEC document
August 17, 2017 Filed Aug 17, 2017 22:49 UTC
Brown Simon AVP & GM
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001006 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 22:48 UTC
Costello Mark CVP & GM
SaleCommon Stock 897 $37.81 $33,917.01
Disclosure

SEC source: 0001593968-17-001005 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897

F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.6500 to $38.2500. Price and share details are available upon request.

Read SEC document
August 15, 2017 Filed Aug 15, 2017 22:09 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 2,500 $38.21 $95,525.50
Disclosure

SEC source: 0001593968-17-000989 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,872

F1 · price: This price represents the weighted average of these sales. The prices ranged from $38.0000 to $38.60000. Price and share details are available upon request.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · derivative · entry 9

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 14, 2014.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 14, 2014.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Tax withholdingCommon Stock 282 $38.20 $10,772.40
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · nonDerivative · entry 8

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,858

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · nonDerivative · entry 7

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · derivative · entry 7

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 14, 2014.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 14, 2014.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Tax withholdingCommon Stock 151 $38.20 $5,768.20
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 6

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,069

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Exercise / conversionCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 5

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:12 UTC
Costello Mark CVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000990 · primary_01.xml · derivative · entry 5

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 14, 2014.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 14, 2014.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:12 UTC
Costello Mark CVP & GM
Tax withholdingCommon Stock 470 $38.20 $17,954.00
Disclosure

SEC source: 0001593968-17-000990 · primary_01.xml · nonDerivative · entry 4

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,794

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:12 UTC
Costello Mark CVP & GM
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000990 · primary_01.xml · nonDerivative · entry 3

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · derivative · entry 11

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · derivative · entry 10

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Tax withholdingCommon Stock 470 $38.20 $17,954.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · nonDerivative · entry 6

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,390

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Tax withholdingCommon Stock 329 $38.20 $12,567.80
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · nonDerivative · entry 5

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,860

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · nonDerivative · entry 4

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · nonDerivative · entry 3

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · derivative · entry 8

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Tax withholdingCommon Stock 240 $38.20 $9,168.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 4

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:13 UTC
Brown Simon AVP & GM
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000991 · primary_01.xml · nonDerivative · entry 3

Brown Simon A · CIK 0001690683 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:12 UTC
Costello Mark CVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 1,625 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000990 · primary_01.xml · derivative · entry 6

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

Underlying: Common Stock · 1,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 22:12 UTC
Costello Mark CVP & GM
Tax withholdingCommon Stock 611 $38.20 $23,340.20
Disclosure

SEC source: 0001593968-17-000990 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014

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August 13, 2017 Filed Aug 15, 2017 22:12 UTC
Costello Mark CVP & GM
Exercise / conversionCommon Stock 1,625 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000990 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 12, 2017 Filed Aug 15, 2017 22:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000993 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

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August 12, 2017 Filed Aug 15, 2017 22:15 UTC Tax withholdingCommon Stock 1,879 $38.20 $71,777.80
Disclosure

SEC source: 0001593968-17-000993 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,157

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August 12, 2017 Filed Aug 15, 2017 22:15 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000993 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 12, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · derivative · entry 12

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F4 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

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August 12, 2017 Filed Aug 15, 2017 22:14 UTC
Pegulu MarcVP & GM
Tax withholdingCommon Stock 705 $38.20 $26,931.00
Disclosure

SEC source: 0001593968-17-000992 · primary_01.xml · nonDerivative · entry 2

Pegulu Marc · CIK 0001645461 · VP & GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,064

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.